Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +1 vs. Q1 2021
- Shares held
- 22.7M
- −369.6K (−1.6%) vs. Q1 2021
- Total value
- $204.4M
- −$9.83M (−4.6%) vs. Q1 2021
- New holders
- 4
- 15 more added
- Sold out
- 3
- 12 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 5,862,476 | $52.9M | 0.01% | −4,199−0.1% | Reduced |
| 1607 Capital Partners, LLC | 5,019,636 | $45.3M | 2.18% | −210,500−4.0% | Reduced |
| Lazard Asset Management LLC | 3,577,131 | $32.3M | 0.04% | −26,355−0.7% | Reduced |
| City of London Investment Management Co Ltd | 3,370,761 | $30.4M | 1.59% | +166,403+5.2% | Added |
| Barry Investment Advisors, LLC | 865,556 | $7.81M | 2.09% | −80,180−8.5% | Reduced |
| Karpus Management, Inc. | 752,908 | $6.79M | 0.20% | −181,036−19.4% | Reduced |
| Graticule Asia Macro Advisors LLC | 517,748 | $4.67M | 1.40% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 420,562 | $3.79M | 0.22% | +88,495+26.6% | Added |
| Matisse Capital | 388,706 | $3.51M | 1.11% | −397,736−50.6% | Reduced |
| Pekin Hardy Strauss, Inc. | 259,735 | $2.34M | 0.33% | +78,525+43.3% | Added |
| Morgan Stanley | 220,705 | $1.99M | 0.00% | +188,159+578.1% | Added |
| Wolverine Asset Management LLC | 159,531 | $1.44M | 0.01% | +24,342+18.0% | Added |
| Salem Capital Management Inc | 142,986 | $1.29M | 0.71% | +1,633+1.2% | Added |
| Bulldog Investors, LLP | 129,153 | $1.17M | 0.31% | −900−0.7% | Reduced |
| Envestnet Asset Management Inc | 102,563 | $925.0K | 0.00% | +4,836+4.9% | Added |
| Park Avenue Securities LLC | 101,217 | $913.0K | 0.02% | +4,513+4.7% | Added |
| Raymond James & Associates | 86,821 | $783.0K | 0.00% | +9,271+12.0% | Added |
| Hudson Portfolio Management LLC | 85,931 | $775.0K | 0.71% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 74,253 | $670.0K | 0.25% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 61,431 | $554.0K | 0.00% | +760+1.3% | Added |
| Guild Investment Management, Inc. | 53,800 | $485.0K | 0.47% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 49,993 | $450.9K | 0.00% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 28,068 | $253.0K | 0.08% | +8,875+46.2% | Added |
| Dakota Wealth Management | 27,787 | $251.0K | 0.03% | −500−1.8% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 27,490 | $248.0K | 0.09% | 00.0% | Unchanged |
| Bard Associates Inc | 26,932 | $243.0K | 0.08% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 26,268 | $237.0K | 0.00% | +1,804+7.4% | Added |
| Royal Bank of Canada | 21,229 | $191.0K | 0.00% | −10,443−33.0% | Reduced |
| Peapack Gladstone Financial Corp | 21,032 | $190.0K | 0.00% | 00.0% | Unchanged |
| CSS LLC | 20,631 | $186.0K | 0.01% | −1,000−4.6% | Reduced |
| Goldman Sachs Group Inc | 17,957 | $162.0K | 0.00% | +17,957 | New |
| Integrated Capital Management, Inc. | 17,320 | $156.0K | 0.12% | +2,186+14.4% | Added |
| Dorchester Wealth Management Co | 15,250 | $138.0K | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 15,000 | $135.0K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 14,807 | $134.0K | 0.04% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 13,785 | $124.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 13,545 | $122.0K | 0.00% | −5,700−29.6% | Reduced |
| Quantedge Capital Pte Ltd | 13,151 | $119.0K | 0.06% | +13,151 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,000 | $90.0K | 0.03% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 8,251 | $74.0K | 0.00% | −5,048−38.0% | Reduced |
| Bank of America Corp | 6,566 | $59.0K | 0.00% | +78+1.2% | Added |
| Evolution Wealth Advisors, LLC | 3,900 | $35.0K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,000 | $27.1K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 2,400 | $22.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,430 | $22.0K | 0.00% | +373+18.1% | Added |
| Ancora Advisors, LLC | 1,500 | $14.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 321 | $3.00K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 380 | $3.00K | 0.00% | +380 | New |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −5,700−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |