Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +2 vs. Q4 2022
- Shares held
- 22.7M
- +135.8K (+0.6%) vs. Q4 2022
- Total value
- $156.4M
- +$10.3M (+7.1%) vs. Q4 2022
- New holders
- 2
- 15 more added
- Sold out
- 0
- 16 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 6,369,189 | $44.0M | 0.07% | −3,345−0.1% | Reduced |
| 1607 Capital Partners, LLC | 4,903,331 | $33.9M | 2.38% | +29,568+0.6% | Added |
| City of London Investment Management Co Ltd | 4,588,218 | $31.7M | 2.42% | +40,542+0.9% | Added |
| Lazard Asset Management LLC | 3,497,095 | $24.2M | 0.03% | −8,165−0.2% | Reduced |
| Karpus Management, Inc. | 763,823 | $5.28M | 0.17% | +71,173+10.3% | Added |
| Morgan Stanley | 381,951 | $2.64M | 0.00% | −8,281−2.1% | Reduced |
| Barry Investment Advisors, LLC | 281,698 | $1.95M | 0.64% | −61,231−17.9% | Reduced |
| Cornerstone Advisors, LLC | 265,421 | $1.83M | 0.09% | −28,041−9.6% | Reduced |
| Relative Value Partners Group, LLC | 213,445 | $1.47M | 0.10% | −12,828−5.7% | Reduced |
| Wolverine Asset Management LLC | 148,187 | $1.02M | 0.02% | +16,916+12.9% | Added |
| Envestnet Asset Management Inc | 127,202 | $879.0K | 0.00% | −15,923−11.1% | Reduced |
| Park Avenue Securities LLC | 121,357 | $839.0K | 0.01% | −12,679−9.5% | Reduced |
| Almitas Capital LLC | 100,490 | $694.4K | 0.33% | +18,532+22.6% | Added |
| Raymond James & Associates | 99,638 | $688.5K | 0.00% | +439+0.4% | Added |
| Baird Financial Group, Inc. | 80,422 | $555.7K | 0.00% | −3,485−4.2% | Reduced |
| Shaker Financial Services, LLC | 75,633 | $522.6K | 0.23% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 68,422 | $472.8K | 0.03% | +1,914+2.9% | Added |
| Guild Investment Management, Inc. | 63,629 | $439.7K | 0.67% | −6,300−9.0% | Reduced |
| Hudson Portfolio Management LLC | 57,831 | $399.6K | 0.45% | −3,066−5.0% | Reduced |
| Nomura Asset Management Co Ltd | 54,139 | $374.1K | 0.00% | 00.0% | Unchanged |
| Benedetti & Gucer, Inc. | 41,300 | $285.0K | 0.16% | +41,300 | New |
| Bard Associates Inc | 37,250 | $257.4K | 0.11% | +10,900+41.4% | Added |
| HighTower Advisors, LLC | 36,548 | $247.0K | 0.00% | +26,248+254.8% | Added |
| Roberts Glore & Co Inc | 29,918 | $206.7K | 0.07% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 52,359 | $192.7K | 0.18% | +31,524+151.3% | Added |
| Susquehanna International Group, LLP | 26,295 | $181.7K | 0.00% | +10,634+67.9% | Added |
| CSS LLC | 22,340 | $154.4K | 0.01% | 00.0% | Unchanged |
| Atlas Wealth LLC | 22,199 | $153.4K | 0.03% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,432 | $134.3K | 0.01% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 15,000 | $103.7K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 13,545 | $93.6K | 0.00% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 12,998 | $90.0K | 0.00% | −863−6.2% | Reduced |
| Seed Wealth Management, Inc. | 12,400 | $85.7K | 0.10% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $75.5K | 0.02% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 10,845 | $74.9K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 10,239 | $70.8K | 0.01% | −1,891−15.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 5,319 | $36.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,278 | $36.5K | 0.00% | −20.0% | Reduced |
| Royal Bank of Canada | 4,197 | $29.0K | 0.00% | +863+25.9% | Added |
| Bank of America Corp | 4,100 | $28.3K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 4,000 | $27.6K | 0.00% | −1,000−20.0% | Reduced |
| Advisor Group Holdings, Inc. | 3,700 | $25.6K | 0.00% | −500−11.9% | Reduced |
| Register Financial Advisors LLC | 3,604 | $24.9K | 0.02% | +1,500+71.3% | Added |
| UBS Group AG | 1,419 | $9.80K | 0.00% | +673+90.2% | Added |
| US Bancorp | 1,000 | $6.91K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $6.91K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 703 | $4.86K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 600 | $4.15K | 0.00% | +100+20.0% | Added |
| Bessemer Group Inc | 553 | $4.00K | 0.00% | +553 | New |