Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +2 vs. Q4 2022
- Shares held
- 22.7M
- +135.8K (+0.6%) vs. Q4 2022
- Total value
- $156.4M
- +$10.3M (+7.1%) vs. Q4 2022
- New holders
- 2
- 15 more added
- Sold out
- 0
- 16 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 553 | $4.00K | 0.00% | +553 | New |
| Ancora Advisors, LLC | 600 | $4.15K | 0.00% | +100+20.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 703 | $4.86K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,000 | $6.91K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $6.91K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,419 | $9.80K | 0.00% | +673+90.2% | Added |
| Register Financial Advisors LLC | 3,604 | $24.9K | 0.02% | +1,500+71.3% | Added |
| Advisor Group Holdings, Inc. | 3,700 | $25.6K | 0.00% | −500−11.9% | Reduced |
| National Bank of Canada | 4,000 | $27.6K | 0.00% | −1,000−20.0% | Reduced |
| Bank of America Corp | 4,100 | $28.3K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,197 | $29.0K | 0.00% | +863+25.9% | Added |
| Wells Fargo & Company | 5,278 | $36.5K | 0.00% | −20.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 5,319 | $36.8K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 10,239 | $70.8K | 0.01% | −1,891−15.6% | Reduced |
| Pekin Hardy Strauss, Inc. | 10,845 | $74.9K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $75.5K | 0.02% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $85.7K | 0.10% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 12,998 | $90.0K | 0.00% | −863−6.2% | Reduced |
| The PNC Financial Services Group, Inc. | 13,545 | $93.6K | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 15,000 | $103.7K | 0.03% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,432 | $134.3K | 0.01% | 00.0% | Unchanged |
| Atlas Wealth LLC | 22,199 | $153.4K | 0.03% | 00.0% | Unchanged |
| CSS LLC | 22,340 | $154.4K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 26,295 | $181.7K | 0.00% | +10,634+67.9% | Added |
| Integrated Capital Management, Inc. | 52,359 | $192.7K | 0.20% | +31,524+151.3% | Added |
| Roberts Glore & Co Inc | 29,918 | $206.7K | 0.07% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 36,548 | $247.0K | 0.00% | +26,248+254.8% | Added |
| Bard Associates Inc | 37,250 | $257.4K | 0.11% | +10,900+41.4% | Added |
| Benedetti & Gucer, Inc. | 41,300 | $285.0K | 0.16% | +41,300 | New |
| Nomura Asset Management Co Ltd | 54,139 | $374.1K | 0.00% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 57,831 | $399.6K | 0.45% | −3,066−5.0% | Reduced |
| Guild Investment Management, Inc. | 63,629 | $439.7K | 0.67% | −6,300−9.0% | Reduced |
| Dynamic Advisor Solutions LLC | 68,422 | $472.8K | 0.03% | +1,914+2.9% | Added |
| Shaker Financial Services, LLC | 75,633 | $522.6K | 0.23% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 80,422 | $555.7K | 0.00% | −3,485−4.2% | Reduced |
| Raymond James & Associates | 99,638 | $688.5K | 0.00% | +439+0.4% | Added |
| Almitas Capital LLC | 100,490 | $694.4K | 0.33% | +18,532+22.6% | Added |
| Park Avenue Securities LLC | 121,357 | $839.0K | 0.01% | −12,679−9.5% | Reduced |
| Envestnet Asset Management Inc | 127,202 | $879.0K | 0.00% | −15,923−11.1% | Reduced |
| Wolverine Asset Management LLC | 148,187 | $1.02M | 0.02% | +16,916+12.9% | Added |
| Relative Value Partners Group, LLC | 213,445 | $1.47M | 0.10% | −12,828−5.7% | Reduced |
| Cornerstone Advisors, LLC | 265,421 | $1.83M | 0.09% | −28,041−9.6% | Reduced |
| Barry Investment Advisors, LLC | 281,698 | $1.95M | 0.64% | −61,231−17.9% | Reduced |
| Morgan Stanley | 381,951 | $2.64M | 0.00% | −8,281−2.1% | Reduced |
| Karpus Management, Inc. | 763,823 | $5.28M | 0.17% | +71,173+10.3% | Added |
| Lazard Asset Management LLC | 3,497,095 | $24.2M | 0.03% | −8,165−0.2% | Reduced |
| City of London Investment Management Co Ltd | 4,588,218 | $31.7M | 2.42% | +40,542+0.9% | Added |
| 1607 Capital Partners, LLC | 4,903,331 | $33.9M | 2.38% | +29,568+0.6% | Added |
| Allspring Global Investments Holdings, LLC | 6,369,189 | $44.0M | 0.07% | −3,345−0.1% | Reduced |