Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −2 vs. Q2 2021
- Shares held
- 22.7M
- +60.3K (+0.3%) vs. Q2 2021
- Total value
- $205.6M
- +$1.20M (+0.6%) vs. Q2 2021
- New holders
- 2
- 15 more added
- Sold out
- 4
- 15 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 5,860,582 | $53.0M | 0.01% | −1,8940.0% | Reduced |
| 1607 Capital Partners, LLC | 4,874,481 | $44.1M | 2.21% | −145,155−2.9% | Reduced |
| Lazard Asset Management LLC | 3,532,788 | $32.0M | 0.04% | −44,343−1.2% | Reduced |
| City of London Investment Management Co Ltd | 3,438,544 | $31.1M | 1.86% | +67,783+2.0% | Added |
| Barry Investment Advisors, LLC | 830,923 | $7.52M | 2.08% | −34,633−4.0% | Reduced |
| Karpus Management, Inc. | 758,507 | $6.86M | 0.20% | +5,599+0.7% | Added |
| Graticule Asia Macro Advisors LLC | 513,248 | $4.64M | 0.87% | −4,500−0.9% | Reduced |
| Cornerstone Advisors, LLC | 473,656 | $4.29M | 0.25% | +53,094+12.6% | Added |
| Matisse Capital | 366,386 | $3.32M | 1.22% | −22,320−5.7% | Reduced |
| Pekin Hardy Strauss, Inc. | 255,405 | $2.31M | 0.33% | −4,330−1.7% | Reduced |
| Morgan Stanley | 236,170 | $2.14M | 0.00% | +15,465+7.0% | Added |
| Wolverine Asset Management LLC | 205,544 | $1.86M | 0.02% | +46,013+28.8% | Added |
| Bulldog Investors, LLP | 139,153 | $1.26M | 0.36% | +10,000+7.7% | Added |
| Salem Capital Management Inc | 134,544 | $1.22M | 0.67% | −8,442−5.9% | Reduced |
| Envestnet Asset Management Inc | 109,908 | $995.0K | 0.00% | +7,345+7.2% | Added |
| Park Avenue Securities LLC | 108,402 | $981.0K | 0.02% | +7,185+7.1% | Added |
| Relative Value Partners Group, LLC | 103,499 | $937.0K | 0.07% | +103,499 | New |
| Raymond James & Associates | 89,113 | $806.0K | 0.00% | +2,292+2.6% | Added |
| Hudson Portfolio Management LLC | 85,581 | $774.0K | 0.71% | −350−0.4% | Reduced |
| Shaker Financial Services, LLC | 74,253 | $672.0K | 0.27% | 00.0% | Unchanged |
| Guild Investment Management, Inc. | 63,360 | $573.0K | 0.55% | +9,560+17.8% | Added |
| Baird Financial Group, Inc. | 61,745 | $559.0K | 0.00% | +314+0.5% | Added |
| Nomura Asset Management Co Ltd | 49,993 | $452.4K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 44,981 | $407.0K | 0.20% | +31,830+242.0% | Added |
| Roberts Glore & Co Inc | 28,068 | $254.0K | 0.08% | 00.0% | Unchanged |
| Dakota Wealth Management | 27,787 | $252.0K | 0.03% | 00.0% | Unchanged |
| Shepherd Kaplan Krochuk, LLC | 27,490 | $249.0K | 0.09% | 00.0% | Unchanged |
| Bard Associates Inc | 26,432 | $239.0K | 0.08% | −500−1.9% | Reduced |
| Guggenheim Capital LLC | 24,320 | $220.0K | 0.00% | −1,948−7.4% | Reduced |
| Peapack Gladstone Financial Corp | 21,032 | $190.0K | 0.00% | 00.0% | Unchanged |
| CSS LLC | 20,631 | $187.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 19,242 | $174.0K | 0.14% | +1,922+11.1% | Added |
| Goldman Sachs Group Inc | 17,413 | $158.0K | 0.00% | −544−3.0% | Reduced |
| Advisor Group Holdings, Inc. | 15,000 | $136.0K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 14,807 | $134.0K | 0.04% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 13,785 | $125.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 13,545 | $123.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,000 | $91.0K | 0.00% | −11,229−52.9% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,000 | $91.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 6,783 | $61.0K | 0.00% | +217+3.3% | Added |
| Blue Bell Private Wealth Management, LLC | 6,600 | $60.0K | 0.02% | +6,220+1,636.8% | Added |
| Evolution Wealth Advisors, LLC | 3,900 | $35.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 2,057 | $19.0K | 0.00% | −373−15.3% | Reduced |
| Ancora Advisors, LLC | 1,500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,324 | $11.0K | 0.00% | −6,927−84.0% | Reduced |
| US Bancorp | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 321 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 56 | $1.00K | 0.00% | +56 | New |
| Dorchester Wealth Management Co | 0 | $0 | 0.00% | −15,250−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |