Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +1 vs. Q4 2023
- Shares held
- 21.8M
- −706.1K (−3.1%) vs. Q4 2023
- Total value
- $174.0M
- +$3.08M (+1.8%) vs. Q4 2023
- New holders
- 6
- 13 more added
- Sold out
- 5
- 14 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,737,819 | $45.8M | 0.07% | −464,767−7.5% | Reduced |
| 1607 Capital Partners, LLC | 5,021,647 | $40.1M | 3.27% | −31,430−0.6% | Reduced |
| City of London Investment Management Co Ltd | 4,507,877 | $36.0M | 2.96% | +6,893+0.2% | Added |
| Lazard Asset Management LLC | 3,022,450 | $24.1M | 0.03% | −354,685−10.5% | Reduced |
| Karpus Management, Inc. | 1,068,314 | $8.53M | 0.25% | +2,820+0.3% | Added |
| Hara Capital LLC | 314,439 | $2.51M | 1.51% | +87,351+38.5% | Added |
| Almitas Capital LLC | 285,943 | $2.28M | 0.94% | −12,517−4.2% | Reduced |
| Morgan Stanley | 247,652 | $1.98M | 0.00% | −31,803−11.4% | Reduced |
| Barry Investment Advisors, LLC | 205,857 | $1.64M | 0.55% | −6,082−2.9% | Reduced |
| Relative Value Partners Group, LLC | 176,082 | $1.33M | 0.08% | −10,114−5.4% | Reduced |
| Raymond James & Associates | 158,521 | $1.26M | 0.00% | +61,185+62.9% | Added |
| Raffles Associates LP | 154,495 | $1.23M | 1.43% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 86,241 | $688.2K | 0.00% | −1,320−1.5% | Reduced |
| Matisse Capital | 83,137 | $663.4K | 0.32% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 77,543 | $618.8K | 0.08% | +77,543 | New |
| Dynamic Advisor Solutions LLC | 76,414 | $609.8K | 0.02% | −55−0.1% | Reduced |
| Shaker Financial Services, LLC | 75,633 | $603.6K | 0.23% | 00.0% | Unchanged |
| Bard Associates Inc | 68,713 | $548.3K | 0.20% | +125+0.2% | Added |
| Nomura Asset Management Co Ltd | 56,006 | $446.9K | 0.00% | 00.0% | Unchanged |
| Benedetti & Gucer, Inc. | 41,300 | $330.0K | 0.16% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 39,291 | $313.5K | 0.07% | +39,291 | New |
| Landscape Capital Management, L.L.C. | 35,700 | $284.9K | 0.02% | −3,679−9.3% | Reduced |
| Roberts Glore & Co Inc | 28,343 | $226.2K | 0.07% | −750−2.6% | Reduced |
| Triasima Portfolio Management inc. | 24,600 | $196.3K | 0.02% | +11,900+93.7% | Added |
| Mills Wealth Advisors LLC | 22,299 | $177.9K | 0.13% | +10,211+84.5% | Added |
| Ingalls & Snyder LLC | 20,000 | $160.0K | 0.01% | 00.0% | Unchanged |
| CSS LLC | 19,903 | $158.8K | 0.01% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,642 | $156.7K | 0.00% | +1,000+5.4% | Added |
| Saba Capital Management, L.P. | 19,071 | $152.2K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 16,145 | $128.8K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 16,861 | $126.0K | 0.00% | −2,098−11.1% | Reduced |
| Successful Portfolios LLC | 15,000 | $119.7K | 0.08% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 15,000 | $113.5K | 0.03% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 13,044 | $104.1K | 0.01% | +2,734+26.5% | Added |
| Seed Wealth Management, Inc. | 12,400 | $97.6K | 0.09% | 00.0% | Unchanged |
| UBS Group AG | 9,000 | $71.8K | 0.00% | +5,655+169.1% | Added |
| Blue Bell Private Wealth Management, LLC | 6,220 | $49.6K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,340 | $42.6K | 0.00% | +10.0% | Added |
| Bank of America Corp | 2,100 | $16.8K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 1,500 | $12.0K | 0.01% | +1,500 | New |
| Custom Portfolio Group LLC | 1,645 | $11.3K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 1,200 | $10.0K | 0.00% | +1,200 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,226 | $9.78K | 0.00% | +213+21.0% | Added |
| Advisor Group Holdings, Inc. | 1,200 | $9.58K | 0.00% | +910+313.8% | Added |
| Barclays PLC | 1,000 | $7.98K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 938 | $7.49K | 0.00% | −53,437−98.3% | Reduced |
| Ancora Advisors, LLC | 600 | $4.79K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 454 | $4.00K | 0.00% | −32−6.6% | Reduced |
| Broadwater Capital Management LLC | 175 | $1.40K | 0.00% | +175 | New |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,775−100.0% | Sold out |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −10,642−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,793−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −863−100.0% | Sold out |
| Hudson Portfolio Management LLC | – | – | – | – | Not filed |