Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −2 vs. Q1 2023
- Shares held
- 22.4M
- −504.1K (−2.2%) vs. Q1 2023
- Total value
- $161.2M
- +$3.31M (+2.1%) vs. Q1 2023
- New holders
- 5
- 11 more added
- Sold out
- 7
- 15 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 6,365,689 | $45.8M | 0.07% | −3,500−0.1% | Reduced |
| 1607 Capital Partners, LLC | 4,883,418 | $35.2M | 2.52% | −19,913−0.4% | Reduced |
| City of London Investment Management Co Ltd | 4,499,713 | $32.4M | 2.62% | −88,505−1.9% | Reduced |
| Lazard Asset Management LLC | 3,692,291 | $26.6M | 0.03% | +195,196+5.6% | Added |
| Karpus Management, Inc. | 882,560 | $6.35M | 0.20% | +118,737+15.5% | Added |
| Morgan Stanley | 373,303 | $2.69M | 0.00% | −8,648−2.3% | Reduced |
| Barry Investment Advisors, LLC | 263,453 | $1.90M | 0.64% | −18,245−6.5% | Reduced |
| Relative Value Partners Group, LLC | 193,996 | $1.40M | 0.09% | −232,894−54.6% | Reduced |
| Raymond James & Associates | 131,303 | $945.4K | 0.00% | +31,665+31.8% | Added |
| Cornerstone Advisors, LLC | 127,295 | $916.5K | 0.04% | −138,126−52.0% | Reduced |
| Guild Investment Management, Inc. | 89,863 | $647.0K | 0.91% | +26,234+41.2% | Added |
| Baird Financial Group, Inc. | 84,111 | $605.6K | 0.00% | +3,689+4.6% | Added |
| Almitas Capital LLC | 79,124 | $589.5K | 0.25% | −21,366−21.3% | Reduced |
| Prospera Financial Services Inc | 81,727 | $588.4K | 0.02% | +81,727 | New |
| Shaker Financial Services, LLC | 75,633 | $544.6K | 0.24% | 00.0% | Unchanged |
| Bard Associates Inc | 72,557 | $522.4K | 0.20% | +35,307+94.8% | Added |
| Dynamic Advisor Solutions LLC | 70,914 | $510.6K | 0.03% | +2,492+3.6% | Added |
| Hudson Portfolio Management LLC | 57,831 | $416.4K | 0.45% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 54,139 | $389.8K | 0.00% | 00.0% | Unchanged |
| Benedetti & Gucer, Inc. | 47,300 | $341.0K | 0.18% | +6,000+14.5% | Added |
| Triasima Portfolio Management inc. | 23,700 | $225.9K | 0.01% | +23,700 | New |
| Roberts Glore & Co Inc | 29,918 | $215.4K | 0.07% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,542 | $140.7K | 0.01% | +110+0.6% | Added |
| CSS LLC | 19,240 | $138.5K | 0.01% | −3,100−13.9% | Reduced |
| Atlas Wealth LLC | 16,910 | $124.5K | 0.02% | −5,289−23.8% | Reduced |
| Waterfront Wealth Inc. | 15,000 | $110.4K | 0.03% | 00.0% | Unchanged |
| StoneX Group Inc. | 15,000 | $108.0K | 0.01% | +15,000 | New |
| The PNC Financial Services Group, Inc. | 13,545 | $97.5K | 0.00% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 12,998 | $94.0K | 0.00% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $89.3K | 0.09% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 11,970 | $86.2K | 0.07% | +11,970 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $79.2K | 0.02% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 10,310 | $74.2K | 0.01% | −535−4.9% | Reduced |
| HighTower Advisors, LLC | 10,063 | $72.0K | 0.00% | −26,485−72.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 5,319 | $38.3K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,278 | $38.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,200 | $37.4K | 0.00% | +1,500+40.5% | Added |
| Bank of America Corp | 4,100 | $29.5K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 3,604 | $25.9K | 0.02% | 00.0% | Unchanged |
| National Bank of Canada | 3,500 | $25.2K | 0.00% | −500−12.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,193 | $8.59K | 0.00% | +490+69.7% | Added |
| US Bancorp | 1,000 | $7.20K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $7.20K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 863 | $6.00K | 0.00% | −3,334−79.4% | Reduced |
| Ancora Advisors, LLC | 600 | $4.32K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 119 | $857 | 0.00% | −1,300−91.6% | Reduced |
| FMR LLC | 1 | $7 | 0.00% | +1 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −148,187−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −127,202−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −121,357−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −52,359−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −26,295−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −10,239−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −553−100.0% | Sold out |