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Livermore
Livermore
ZHEN

Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.

13F holders, Q2 2023

Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
47
−2 vs. Q1 2023
Shares held
22.4M
−290.7K (−1.3%) vs. Q1 2023
Total value
$161.2M
+$4.78M (+3.1%) vs. Q1 2023
New holders
5
11 more added
Sold out
7
15 more reduced

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 47 institutions
Q1 2021: 50 institutionsQ2 2021: 51 institutionsQ3 2021: 49 institutionsQ4 2021: 55 institutionsQ1 2022: 50 institutionsQ2 2022: 51 institutionsQ3 2022: 46 institutionsQ4 2022: 47 institutionsQ1 2023: 49 institutionsQ2 2023: 47 institutionsQ3 2023: 51 institutionsQ4 2023: 50 institutionsQ1 2024: 50 institutionsQ2 2024: 50 institutionsQ3 2024: 57 institutionsQ4 2024: 56 institutionsQ1 2025: 53 institutionsQ2 2025: 50 institutionsQ3 2025: 46 institutionsQ4 2025: 51 institutionsQ1 2026: 55 institutionsQ2 2026: 56 institutions
Value heldQ2 2023: $161.2M
Q1 2021: $210.6MQ2 2021: $204.4MQ3 2021: $205.6MQ4 2021: $177.1MQ1 2022: $159.1MQ2 2022: $140.0MQ3 2022: $129.7MQ4 2022: $146.1MQ1 2023: $156.4MQ2 2023: $161.2MQ3 2023: $158.6MQ4 2023: $171.4MQ1 2024: $174.0MQ2 2024: $167.8MQ3 2024: $186.4MQ4 2024: $172.6MQ1 2025: $187.2MQ2 2025: $216.2MQ3 2025: $231.9MQ4 2025: $245.1MQ1 2026: $238.2MQ2 2026: $242.6M
Institutions holding JOF and their total value by quarter
QuarterHoldersValue
Q2 202656$242.6M
Q1 202655$238.2M
Q4 202551$245.1M
Q3 202546$231.9M
Q2 202550$216.2M
Q1 202553$187.2M
Q4 202456$172.6M
Q3 202457$186.4M
Q2 202450$167.8M
Q1 202450$174.0M
Q4 202350$171.4M
Q3 202351$158.6M
Q2 202347$161.2M
Q1 202349$156.4M
Q4 202247$146.1M
Q3 202246$129.7M
Q2 202251$140.0M
Q1 202250$159.1M
Q4 202155$177.1M
Q3 202149$205.6M
Q2 202151$204.4M
Q1 202150$210.6M

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2023.

Institutions holding JOF in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC1$70.00%+1New
UBS Group AG119$8570.00%−1,300−91.6%Reduced
Ancora Advisors, LLC600$4.32K0.00%00.0%Unchanged
Royal Bank of Canada863$6.00K0.00%−3,334−79.4%Reduced
US Bancorp1,000$7.20K0.00%00.0%Unchanged
Barclays PLC1,000$7.20K0.00%00.0%Unchanged
Thomas J. Herzfeld Advisors, Inc.1,193$8.59K0.00%+490+69.7%Added
National Bank of Canada3,500$25.2K0.00%−500−12.5%Reduced
Register Financial Advisors LLC3,604$25.9K0.02%00.0%Unchanged
Bank of America Corp4,100$29.5K0.00%00.0%Unchanged
Advisor Group Holdings, Inc.5,200$37.4K0.00%+1,500+40.5%Added
Wells Fargo & Company5,278$38.0K0.00%00.0%Unchanged
Blue Bell Private Wealth Management, LLC5,319$38.3K0.01%00.0%Unchanged
HighTower Advisors, LLC10,063$72.0K0.00%−26,485−72.5%Reduced
Pekin Hardy Strauss, Inc.10,310$74.2K0.01%−535−4.9%Reduced
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors11,000$79.2K0.02%00.0%Unchanged
Mills Wealth Advisors LLC11,970$86.2K0.07%+11,970New
Seed Wealth Management, Inc.12,400$89.3K0.09%00.0%Unchanged
Peapack Gladstone Financial Corp12,998$94.0K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.13,545$97.5K0.00%00.0%Unchanged
StoneX Group Inc.15,000$108.0K0.01%+15,000New
Waterfront Wealth Inc.15,000$110.4K0.03%00.0%Unchanged
Atlas Wealth LLC16,910$124.5K0.02%−5,289−23.8%Reduced
CSS LLC19,240$138.5K0.01%−3,100−13.9%Reduced
Dakota Wealth Management19,542$140.7K0.01%+110+0.6%Added
Roberts Glore & Co Inc29,918$215.4K0.07%00.0%Unchanged
Triasima Portfolio Management inc.23,700$225.9K0.01%+23,700New
Benedetti & Gucer, Inc.47,300$341.0K0.18%+6,000+14.5%Added
Nomura Asset Management Co Ltd54,139$389.8K0.00%00.0%Unchanged
Hudson Portfolio Management LLC57,831$416.4K0.45%00.0%Unchanged
Dynamic Advisor Solutions LLC70,914$510.6K0.03%+2,492+3.6%Added
Bard Associates Inc72,557$522.4K0.20%+35,307+94.8%Added
Shaker Financial Services, LLC75,633$544.6K0.24%00.0%Unchanged
Prospera Financial Services Inc81,727$588.4K0.02%+81,727New
Almitas Capital LLC79,124$589.5K0.25%−21,366−21.3%Reduced
Baird Financial Group, Inc.84,111$605.6K0.00%+3,689+4.6%Added
Guild Investment Management, Inc.89,863$647.0K0.91%+26,234+41.2%Added
Cornerstone Advisors, LLC127,295$916.5K0.04%−138,126−52.0%Reduced
Raymond James & Associates131,303$945.4K0.00%+31,665+31.8%Added
Relative Value Partners Group, LLC193,996$1.40M0.09%−19,449−9.1%Reduced
Barry Investment Advisors, LLC263,453$1.90M0.64%−18,245−6.5%Reduced
Morgan Stanley373,303$2.69M0.00%−8,648−2.3%Reduced
Karpus Management, Inc.882,560$6.35M0.20%+118,737+15.5%Added
Lazard Asset Management LLC3,692,291$26.6M0.03%+195,196+5.6%Added
City of London Investment Management Co Ltd4,499,713$32.4M2.62%−88,505−1.9%Reduced
1607 Capital Partners, LLC4,883,418$35.2M2.52%−19,913−0.4%Reduced
Allspring Global Investments Holdings, LLC6,365,689$45.8M0.07%−3,500−0.1%Reduced
Wolverine Asset Management LLC0$00.00%−148,187−100.0%Sold out
Envestnet Asset Management Inc0$00.00%−127,202−100.0%Sold out
Park Avenue Securities LLC0$00.00%−121,357−100.0%Sold out
Integrated Capital Management, Inc.0$00.00%−52,359−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−26,295−100.0%Sold out
Landscape Capital Management, L.L.C.0$00.00%−10,239−100.0%Sold out
Bessemer Group Inc0$00.00%−553−100.0%Sold out