Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +5 vs. Q3 2025
- Shares held
- 22.1M
- +65.2K (+0.3%) vs. Q3 2025
- Total value
- $245.1M
- +$13.2M (+5.7%) vs. Q3 2025
- New holders
- 11
- 10 more added
- Sold out
- 6
- 20 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,495,862 | $60.9M | 0.10% | +7,970+0.1% | Added |
| 1607 Capital Partners, LLC | 3,990,675 | $44.2M | 3.01% | −160,628−3.9% | Reduced |
| City of London Investment Management Co Ltd | 3,479,014 | $38.5M | 2.89% | −41,054−1.2% | Reduced |
| Lazard Asset Management LLC | 3,470,865 | $38.5M | 0.07% | +1,157,842+50.1% | Added |
| Saba Capital Management, L.P. | 1,632,530 | $18.1M | 0.61% | −644,054−28.3% | Reduced |
| Bank of America Corp | 569,213 | $6.31M | 0.00% | −222,887−28.1% | Reduced |
| Karpus Management, Inc. | 566,415 | $6.28M | 0.19% | −95,673−14.5% | Reduced |
| Almitas Capital LLC | 435,985 | $4.83M | 1.06% | −45,657−9.5% | Reduced |
| Morgan Stanley | 294,575 | $3.26M | 0.00% | −16,760−5.4% | Reduced |
| Bulldog Investors, LLP | 217,441 | $2.41M | 0.54% | −507−0.2% | Reduced |
| Pekin Hardy Strauss, Inc. | 205,920 | $2.28M | 0.21% | +8,453+4.3% | Added |
| Mraz, Amerine & Associates, Inc. | 174,710 | $1.94M | 0.29% | +19,659+12.7% | Added |
| Raffles Associates LP | 139,462 | $1.55M | 1.16% | −7,827−5.3% | Reduced |
| Colony Group, LLC | 122,289 | $1.35M | 0.00% | +122,289 | New |
| Barry Investment Advisors, LLC | 115,120 | $1.28M | 0.28% | −31,590−21.5% | Reduced |
| Hara Capital LLC | 113,014 | $1.25M | 0.70% | −15,398−12.0% | Reduced |
| Raymond James Financial Inc | 106,962 | $1.19M | 0.00% | +5,835+5.8% | Added |
| Shaker Financial Services, LLC | 93,681 | $1.04M | 0.33% | −3,894−4.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 85,070 | $942.6K | 0.14% | +11,764+16.0% | Added |
| CIBC World Markets Inc. | 80,398 | $890.8K | 0.00% | +21,698+37.0% | Added |
| Baird Financial Group, Inc. | 63,928 | $708.3K | 0.00% | −1,735−2.6% | Reduced |
| Evolve Private Wealth, LLC | 57,890 | $641.4K | 0.04% | +57,890 | New |
| LPL Financial LLC | 57,879 | $641.3K | 0.00% | +57,879 | New |
| Barometer Capital Management Inc. | 2,450 | $595.1K | 0.14% | −40,050−94.2% | Reduced |
| Hudson Portfolio Management LLC | 50,781 | $562.7K | 0.48% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 47,378 | $524.9K | 0.26% | −5,867−11.0% | Reduced |
| Spectrum Asset Management, Inc. (NB/CA) | 47,055 | $521.4K | 0.17% | +47,055 | New |
| Altium Capital Management LP | 39,775 | $440.7K | 1.74% | +39,775 | New |
| Bard Associates Inc | 39,292 | $435.4K | 0.11% | −8,467−17.7% | Reduced |
| Dynamic Advisor Solutions LLC | 34,882 | $386.5K | 0.01% | −38−0.1% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $376.7K | 0.28% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 30,500 | $337.9K | 0.09% | −2,000−6.2% | Reduced |
| Sax Wealth Advisors, LLC | 27,225 | $301.7K | 0.01% | +27,225 | New |
| Mills Wealth Advisors LLC | 24,818 | $275.0K | 0.11% | −48−0.2% | Reduced |
| Triasima Portfolio Management inc. | 21,800 | $241.5K | 0.04% | +6,000+38.0% | Added |
| Ingalls & Snyder LLC | 20,000 | $222.0K | 0.01% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 17,633 | $195.4K | 0.05% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $167.4K | 0.09% | 00.0% | Unchanged |
| Colonial Trust Advisors | 9,399 | $104.1K | 0.01% | +9,399 | New |
| Advisor Group Holdings, Inc. | 8,918 | $98.9K | 0.00% | +94+1.1% | Added |
| UBS Group AG | 8,191 | $90.8K | 0.00% | −501−5.8% | Reduced |
| The PNC Financial Services Group, Inc. | 6,055 | $67.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,506 | $50.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,900 | $43.2K | 0.00% | +3,900 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,851 | $20.5K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 1,525 | $16.9K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 710 | $7.87K | 0.00% | +710 | New |
| Ancora Advisors, LLC | 500 | $5.54K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 300 | $3.32K | 0.00% | +300 | New |
| Flagship Harbor Advisors, LLC | 200 | $2.22K | 0.00% | +200 | New |
| Wells Fargo & Company | 2 | $17 | 0.00% | +1+100.0% | Added |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −131,934−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −27,109−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −15,522−100.0% | Sold out |
| Seed Wealth Management, Inc. | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,107−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |