Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +5 vs. Q3 2025
- Shares held
- 22.1M
- +65.2K (+0.3%) vs. Q3 2025
- Total value
- $245.1M
- +$13.2M (+5.7%) vs. Q3 2025
- New holders
- 11
- 10 more added
- Sold out
- 6
- 20 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 2 | $17 | 0.00% | +1+100.0% | Added |
| Flagship Harbor Advisors, LLC | 200 | $2.22K | 0.00% | +200 | New |
| Highline Wealth Partners LLC | 300 | $3.32K | 0.00% | +300 | New |
| Ancora Advisors, LLC | 500 | $5.54K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 710 | $7.87K | 0.00% | +710 | New |
| US Bancorp | 1,525 | $16.9K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,851 | $20.5K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,900 | $43.2K | 0.00% | +3,900 | New |
| CWM, LLC | 4,506 | $50.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,055 | $67.1K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 8,191 | $90.8K | 0.00% | −501−5.8% | Reduced |
| Advisor Group Holdings, Inc. | 8,918 | $98.9K | 0.00% | +94+1.1% | Added |
| Colonial Trust Advisors | 9,399 | $104.1K | 0.01% | +9,399 | New |
| Successful Portfolios LLC | 15,000 | $167.4K | 0.09% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 17,633 | $195.4K | 0.05% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 20,000 | $222.0K | 0.01% | 00.0% | Unchanged |
| Triasima Portfolio Management inc. | 21,800 | $241.5K | 0.04% | +6,000+38.0% | Added |
| Mills Wealth Advisors LLC | 24,818 | $275.0K | 0.11% | −48−0.2% | Reduced |
| Sax Wealth Advisors, LLC | 27,225 | $301.7K | 0.01% | +27,225 | New |
| BEAM Asset Management, LLC | 30,500 | $337.9K | 0.09% | −2,000−6.2% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $376.7K | 0.28% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 34,882 | $386.5K | 0.01% | −38−0.1% | Reduced |
| Bard Associates Inc | 39,292 | $435.4K | 0.11% | −8,467−17.7% | Reduced |
| Altium Capital Management LP | 39,775 | $440.7K | 1.74% | +39,775 | New |
| Spectrum Asset Management, Inc. (NB/CA) | 47,055 | $521.4K | 0.17% | +47,055 | New |
| Noble Wealth Management PBC | 47,378 | $524.9K | 0.26% | −5,867−11.0% | Reduced |
| Hudson Portfolio Management LLC | 50,781 | $562.7K | 0.48% | 00.0% | Unchanged |
| Barometer Capital Management Inc. | 2,450 | $595.1K | 0.20% | −40,050−94.2% | Reduced |
| LPL Financial LLC | 57,879 | $641.3K | 0.00% | +57,879 | New |
| Evolve Private Wealth, LLC | 57,890 | $641.4K | 0.04% | +57,890 | New |
| Baird Financial Group, Inc. | 63,928 | $708.3K | 0.00% | −1,735−2.6% | Reduced |
| CIBC World Markets Inc. | 80,398 | $890.8K | 0.00% | +21,698+37.0% | Added |
| Blue Bell Private Wealth Management, LLC | 85,070 | $942.6K | 0.14% | +11,764+16.0% | Added |
| Shaker Financial Services, LLC | 93,681 | $1.04M | 0.33% | −3,894−4.0% | Reduced |
| Raymond James Financial Inc | 106,962 | $1.19M | 0.00% | +5,835+5.8% | Added |
| Hara Capital LLC | 113,014 | $1.25M | 0.70% | −15,398−12.0% | Reduced |
| Barry Investment Advisors, LLC | 115,120 | $1.28M | 0.28% | −31,590−21.5% | Reduced |
| Colony Group, LLC | 122,289 | $1.35M | 0.00% | +122,289 | New |
| Raffles Associates LP | 139,462 | $1.55M | 1.16% | −7,827−5.3% | Reduced |
| Mraz, Amerine & Associates, Inc. | 174,710 | $1.94M | 0.29% | +19,659+12.7% | Added |
| Pekin Hardy Strauss, Inc. | 205,920 | $2.28M | 0.21% | +8,453+4.3% | Added |
| Bulldog Investors, LLP | 217,441 | $2.41M | 0.54% | −507−0.2% | Reduced |
| Morgan Stanley | 294,575 | $3.26M | 0.00% | −16,760−5.4% | Reduced |
| Almitas Capital LLC | 435,985 | $4.83M | 1.06% | −45,657−9.5% | Reduced |
| Karpus Management, Inc. | 566,415 | $6.28M | 0.19% | −95,673−14.5% | Reduced |
| Bank of America Corp | 569,213 | $6.31M | 0.00% | −222,887−28.1% | Reduced |
| Saba Capital Management, L.P. | 1,632,530 | $18.1M | 0.61% | −644,054−28.3% | Reduced |
| Lazard Asset Management LLC | 3,470,865 | $38.5M | 0.07% | +1,157,842+50.1% | Added |
| City of London Investment Management Co Ltd | 3,479,014 | $38.5M | 2.89% | −41,054−1.2% | Reduced |
| 1607 Capital Partners, LLC | 3,990,675 | $44.2M | 3.01% | −160,628−3.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,495,862 | $60.9M | 0.10% | +7,970+0.1% | Added |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −131,934−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −27,109−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −15,522−100.0% | Sold out |
| Seed Wealth Management, Inc. | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,107−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |