Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −1 vs. Q3 2023
- Shares held
- 22.6M
- +266.8K (+1.2%) vs. Q3 2023
- Total value
- $171.4M
- +$12.7M (+8.0%) vs. Q3 2023
- New holders
- 7
- 17 more added
- Sold out
- 8
- 15 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 6,202,586 | $47.1M | 0.08% | −144,768−2.3% | Reduced |
| 1607 Capital Partners, LLC | 5,053,077 | $38.4M | 2.69% | +186,259+3.8% | Added |
| City of London Investment Management Co Ltd | 4,500,984 | $34.2M | 2.79% | +53,602+1.2% | Added |
| Lazard Asset Management LLC | 3,377,135 | $25.6M | 0.03% | −313,682−8.5% | Reduced |
| Karpus Management, Inc. | 1,065,494 | $8.09M | 0.25% | +36,012+3.5% | Added |
| Almitas Capital LLC | 298,460 | $2.27M | 0.78% | +206,372+224.1% | Added |
| Morgan Stanley | 279,455 | $2.12M | 0.00% | −35,097−11.2% | Reduced |
| Hara Capital LLC | 227,088 | $1.72M | 1.21% | +227,088 | New |
| Barry Investment Advisors, LLC | 211,939 | $1.61M | 0.54% | −32,568−13.3% | Reduced |
| Relative Value Partners Group, LLC | 186,196 | $1.41M | 0.09% | −1,308−0.7% | Reduced |
| Raffles Associates LP | 154,495 | $1.17M | 1.48% | +78,812+104.1% | Added |
| Raymond James & Associates | 97,336 | $738.8K | 0.00% | +1,137+1.2% | Added |
| Baird Financial Group, Inc. | 87,561 | $664.6K | 0.00% | +2,690+3.2% | Added |
| Matisse Capital | 83,137 | $631.0K | 0.34% | +83,137 | New |
| Dynamic Advisor Solutions LLC | 76,469 | $574.3K | 0.02% | +1,284+1.7% | Added |
| Shaker Financial Services, LLC | 75,633 | $574.1K | 0.24% | 00.0% | Unchanged |
| Bard Associates Inc | 68,588 | $520.6K | 0.20% | −3,969−5.5% | Reduced |
| Nomura Asset Management Co Ltd | 56,006 | $425.1K | 0.00% | +1,867+3.4% | Added |
| Hudson Portfolio Management LLC | 55,831 | $423.8K | 0.46% | −2,000−3.5% | Reduced |
| Wolverine Asset Management LLC | 54,375 | $412.7K | 0.01% | +32,999+154.4% | Added |
| Benedetti & Gucer, Inc. | 41,300 | $313.5K | 0.16% | −4,000−8.8% | Reduced |
| Landscape Capital Management, L.L.C. | 39,379 | $298.9K | 0.03% | +28,189+251.9% | Added |
| Roberts Glore & Co Inc | 29,093 | $220.8K | 0.07% | −825−2.8% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $152.0K | 0.01% | +10,000+100.0% | Added |
| CSS LLC | 19,903 | $151.1K | 0.01% | +663+3.4% | Added |
| Saba Capital Management, L.P. | 19,071 | $144.7K | 0.00% | +19,071 | New |
| Dakota Wealth Management | 18,642 | $141.5K | 0.01% | −1,050−5.3% | Reduced |
| HighTower Advisors, LLC | 18,959 | $137.0K | 0.00% | −8,475−30.9% | Reduced |
| The PNC Financial Services Group, Inc. | 16,145 | $122.5K | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 15,000 | $113.8K | 0.03% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $113.8K | 0.09% | +15,000 | New |
| Susquehanna International Group, LLP | 14,775 | $112.1K | 0.00% | −7,617−34.0% | Reduced |
| Triasima Portfolio Management inc. | 12,700 | $96.4K | 0.01% | −11,000−46.4% | Reduced |
| Seed Wealth Management, Inc. | 12,400 | $93.7K | 0.09% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 12,088 | $91.7K | 0.07% | +40.0% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $83.5K | 0.02% | 00.0% | Unchanged |
| Weiss Asset Management LP | 10,642 | $80.8K | 0.01% | +10,642 | New |
| Pekin Hardy Strauss, Inc. | 10,310 | $78.3K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,793 | $51.6K | 0.00% | +6,793 | New |
| Blue Bell Private Wealth Management, LLC | 6,220 | $47.2K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,339 | $40.5K | 0.00% | +61+1.2% | Added |
| UBS Group AG | 3,345 | $25.4K | 0.00% | +3,254+3,575.8% | Added |
| Bank of America Corp | 2,100 | $15.9K | 0.00% | 00.0% | Unchanged |
| Custom Portfolio Group LLC | 1,645 | $10.8K | 0.01% | +1,645 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,013 | $7.69K | 0.00% | −150−12.9% | Reduced |
| Barclays PLC | 1,000 | $7.59K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 863 | $7.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 600 | $4.55K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 486 | $4.00K | 0.00% | −180−27.0% | Reduced |
| Advisor Group Holdings, Inc. | 290 | $2.20K | 0.00% | +240+480.0% | Added |
| Guild Investment Management, Inc. | 0 | $0 | 0.00% | −86,863−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −50,452−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −16,910−100.0% | Sold out |
| Peapack Gladstone Financial Corp | 0 | $0 | 0.00% | −10,727−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −3,604−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −3,385−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |