Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −1 vs. Q3 2023
- Shares held
- 22.6M
- +266.8K (+1.2%) vs. Q3 2023
- Total value
- $171.4M
- +$12.7M (+8.0%) vs. Q3 2023
- New holders
- 7
- 17 more added
- Sold out
- 8
- 15 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 290 | $2.20K | 0.00% | +240+480.0% | Added |
| Bessemer Group Inc | 486 | $4.00K | 0.00% | −180−27.0% | Reduced |
| Ancora Advisors, LLC | 600 | $4.55K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 863 | $7.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $7.59K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,013 | $7.69K | 0.00% | −150−12.9% | Reduced |
| Custom Portfolio Group LLC | 1,645 | $10.8K | 0.01% | +1,645 | New |
| Bank of America Corp | 2,100 | $15.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,345 | $25.4K | 0.00% | +3,254+3,575.8% | Added |
| Wells Fargo & Company | 5,339 | $40.5K | 0.00% | +61+1.2% | Added |
| Blue Bell Private Wealth Management, LLC | 6,220 | $47.2K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,793 | $51.6K | 0.00% | +6,793 | New |
| Pekin Hardy Strauss, Inc. | 10,310 | $78.3K | 0.01% | 00.0% | Unchanged |
| Weiss Asset Management LP | 10,642 | $80.8K | 0.01% | +10,642 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $83.5K | 0.02% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 12,088 | $91.7K | 0.07% | +40.0% | Added |
| Seed Wealth Management, Inc. | 12,400 | $93.7K | 0.09% | 00.0% | Unchanged |
| Triasima Portfolio Management inc. | 12,700 | $96.4K | 0.01% | −11,000−46.4% | Reduced |
| Susquehanna International Group, LLP | 14,775 | $112.1K | 0.00% | −7,617−34.0% | Reduced |
| Waterfront Wealth Inc. | 15,000 | $113.8K | 0.03% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $113.8K | 0.09% | +15,000 | New |
| The PNC Financial Services Group, Inc. | 16,145 | $122.5K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 18,959 | $137.0K | 0.00% | −8,475−30.9% | Reduced |
| Dakota Wealth Management | 18,642 | $141.5K | 0.01% | −1,050−5.3% | Reduced |
| Saba Capital Management, L.P. | 19,071 | $144.7K | 0.00% | +19,071 | New |
| CSS LLC | 19,903 | $151.1K | 0.01% | +663+3.4% | Added |
| Ingalls & Snyder LLC | 20,000 | $152.0K | 0.01% | +10,000+100.0% | Added |
| Roberts Glore & Co Inc | 29,093 | $220.8K | 0.07% | −825−2.8% | Reduced |
| Landscape Capital Management, L.L.C. | 39,379 | $298.9K | 0.03% | +28,189+251.9% | Added |
| Benedetti & Gucer, Inc. | 41,300 | $313.5K | 0.16% | −4,000−8.8% | Reduced |
| Wolverine Asset Management LLC | 54,375 | $412.7K | 0.01% | +32,999+154.4% | Added |
| Hudson Portfolio Management LLC | 55,831 | $423.8K | 0.46% | −2,000−3.5% | Reduced |
| Nomura Asset Management Co Ltd | 56,006 | $425.1K | 0.00% | +1,867+3.4% | Added |
| Bard Associates Inc | 68,588 | $520.6K | 0.20% | −3,969−5.5% | Reduced |
| Shaker Financial Services, LLC | 75,633 | $574.1K | 0.24% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 76,469 | $574.3K | 0.02% | +1,284+1.7% | Added |
| Matisse Capital | 83,137 | $631.0K | 0.34% | +83,137 | New |
| Baird Financial Group, Inc. | 87,561 | $664.6K | 0.00% | +2,690+3.2% | Added |
| Raymond James & Associates | 97,336 | $738.8K | 0.00% | +1,137+1.2% | Added |
| Raffles Associates LP | 154,495 | $1.17M | 1.48% | +78,812+104.1% | Added |
| Relative Value Partners Group, LLC | 186,196 | $1.41M | 0.09% | −1,308−0.7% | Reduced |
| Barry Investment Advisors, LLC | 211,939 | $1.61M | 0.54% | −32,568−13.3% | Reduced |
| Hara Capital LLC | 227,088 | $1.72M | 1.21% | +227,088 | New |
| Morgan Stanley | 279,455 | $2.12M | 0.00% | −35,097−11.2% | Reduced |
| Almitas Capital LLC | 298,460 | $2.27M | 0.78% | +206,372+224.1% | Added |
| Karpus Management, Inc. | 1,065,494 | $8.09M | 0.25% | +36,012+3.5% | Added |
| Lazard Asset Management LLC | 3,377,135 | $25.6M | 0.03% | −313,682−8.5% | Reduced |
| City of London Investment Management Co Ltd | 4,500,984 | $34.2M | 2.79% | +53,602+1.2% | Added |
| 1607 Capital Partners, LLC | 5,053,077 | $38.4M | 2.69% | +186,259+3.8% | Added |
| Allspring Global Investments Holdings, LLC | 6,202,586 | $47.1M | 0.08% | −144,768−2.3% | Reduced |
| Guild Investment Management, Inc. | 0 | $0 | 0.00% | −86,863−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −50,452−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −16,910−100.0% | Sold out |
| Peapack Gladstone Financial Corp | 0 | $0 | 0.00% | −10,727−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −3,604−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −3,385−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |