Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +4 vs. Q4 2025
- Shares held
- 21.9M
- −212.5K (−1.0%) vs. Q4 2025
- Total value
- $238.2M
- −$6.86M (−2.8%) vs. Q4 2025
- New holders
- 9
- 14 more added
- Sold out
- 5
- 20 more reduced
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,075,569 | $55.3M | 0.09% | −420,293−7.6% | Reduced |
| City of London Investment Management Co Ltd | 3,720,009 | $40.5M | 2.94% | +240,995+6.9% | Added |
| 1607 Capital Partners, LLC | 3,584,600 | $39.1M | 2.82% | −406,075−10.2% | Reduced |
| Lazard Asset Management LLC | 3,500,613 | $38.2M | 0.06% | +29,748+0.9% | Added |
| Saba Capital Management, L.P. | 1,601,806 | $17.5M | 0.56% | −30,724−1.9% | Reduced |
| Morgan Stanley | 535,823 | $5.84M | 0.00% | +241,248+81.9% | Added |
| Bank of America Corp | 443,293 | $4.83M | 0.00% | −125,920−22.1% | Reduced |
| Karpus Management, Inc. | 436,454 | $4.76M | 0.15% | −129,961−22.9% | Reduced |
| Almitas Capital LLC | 402,956 | $4.39M | 0.99% | −33,029−7.6% | Reduced |
| Verition Fund Management LLC | 255,445 | $2.78M | 0.03% | +255,445 | New |
| Pekin Hardy Strauss, Inc. | 234,569 | $2.56M | 0.27% | +28,649+13.9% | Added |
| Mraz, Amerine & Associates, Inc. | 195,453 | $2.13M | 0.31% | +20,743+11.9% | Added |
| Altium Capital Management LP | 150,412 | $1.64M | 3.90% | +110,637+278.2% | Added |
| LPL Financial LLC | 119,168 | $1.30M | 0.00% | +61,289+105.9% | Added |
| Barry Investment Advisors, LLC | 115,517 | $1.26M | 0.28% | +397+0.3% | Added |
| Colony Group, LLC | 111,255 | $1.21M | 0.00% | −11,034−9.0% | Reduced |
| Raffles Associates LP | 110,967 | $1.21M | 1.05% | −28,495−20.4% | Reduced |
| Raymond James Financial Inc | 106,211 | $1.16M | 0.00% | −751−0.7% | Reduced |
| Bulldog Investors, LLP | 104,181 | $1.14M | 0.26% | −113,260−52.1% | Reduced |
| Hara Capital LLC | 99,964 | $1.09M | 0.54% | −13,050−11.5% | Reduced |
| CIBC World Markets Inc. | 94,348 | $1.03M | 0.00% | +13,950+17.4% | Added |
| Shaker Financial Services, LLC | 90,079 | $981.9K | 0.34% | −3,602−3.8% | Reduced |
| Blue Bell Private Wealth Management, LLC | 90,057 | $981.6K | 0.14% | +4,987+5.9% | Added |
| Baird Financial Group, Inc. | 63,423 | $691.3K | 0.00% | −505−0.8% | Reduced |
| Evolve Private Wealth, LLC | 57,744 | $629.4K | 0.03% | −146−0.3% | Reduced |
| Hudson Portfolio Management LLC | 50,781 | $553.5K | 0.47% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 49,678 | $541.5K | 0.28% | +2,300+4.9% | Added |
| CI Private Wealth, LLC | 41,753 | $455.1K | 0.00% | +41,753 | New |
| Bard Associates Inc | 39,222 | $427.5K | 0.11% | −70−0.2% | Reduced |
| Quantinno Capital Management LP | 35,286 | $384.6K | 0.00% | +35,286 | New |
| Dynamic Advisor Solutions LLC | 34,366 | $374.6K | 0.01% | −516−1.5% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $370.6K | 0.27% | 00.0% | Unchanged |
| Sax Wealth Advisors, LLC | 27,225 | $301.7K | 0.01% | 00.0% | Unchanged |
| CSS LLC | 25,292 | $275.7K | 0.02% | +25,292 | New |
| Mills Wealth Advisors LLC | 24,820 | $270.5K | 0.09% | +20.0% | Added |
| BEAM Asset Management, LLC | 24,500 | $267.1K | 0.07% | −6,000−19.7% | Reduced |
| Triasima Portfolio Management inc. | 21,800 | $237.6K | 0.04% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 20,000 | $218.0K | 0.01% | 00.0% | Unchanged |
| Independent Advisor Alliance | 19,800 | $215.8K | 0.00% | +19,800 | New |
| Roberts Glore & Co Inc | 17,633 | $192.2K | 0.05% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $159.8K | 0.09% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 12,022 | $131.0K | 0.07% | +12,022 | New |
| Jane Street Group, LLC | 11,470 | $125.0K | 0.00% | +11,470 | New |
| Advisor Group Holdings, Inc. | 10,472 | $114.2K | 0.00% | +1,554+17.4% | Added |
| Wolverine Asset Management LLC | 10,321 | $112.5K | 0.00% | +10,321 | New |
| Colonial Trust Advisors | 6,399 | $69.7K | 0.01% | −3,000−31.9% | Reduced |
| The PNC Financial Services Group, Inc. | 6,055 | $66.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,506 | $49.1K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,413 | $48.1K | 0.00% | +4,411+220,550.0% | Added |
| International Assets Investment Management, LLC | 3,900 | $43.3K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,525 | $16.6K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,150 | $12.5K | 0.00% | −701−37.9% | Reduced |
| Royal Bank of Canada | 1,000 | $11.0K | 0.00% | +1,000 | New |
| Ancora Advisors, LLC | 500 | $5.45K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 200 | $2.18K | 0.00% | −100−33.3% | Reduced |
| Barometer Capital Management Inc. | 0 | $0 | 0.00% | −2,450−100.0% | Sold out |
| Spectrum Asset Management, Inc. (NB/CA) | 0 | $0 | 0.00% | −47,055−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −8,191−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −710−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |