Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +4 vs. Q4 2025
- Shares held
- 21.9M
- −212.5K (−1.0%) vs. Q4 2025
- Total value
- $238.2M
- −$6.86M (−2.8%) vs. Q4 2025
- New holders
- 9
- 14 more added
- Sold out
- 5
- 20 more reduced
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Highline Wealth Partners LLC | 200 | $2.18K | 0.00% | −100−33.3% | Reduced |
| Ancora Advisors, LLC | 500 | $5.45K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,000 | $11.0K | 0.00% | +1,000 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,150 | $12.5K | 0.00% | −701−37.9% | Reduced |
| US Bancorp | 1,525 | $16.6K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,900 | $43.3K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,413 | $48.1K | 0.00% | +4,411+220,550.0% | Added |
| CWM, LLC | 4,506 | $49.1K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,055 | $66.0K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 6,399 | $69.7K | 0.01% | −3,000−31.9% | Reduced |
| Wolverine Asset Management LLC | 10,321 | $112.5K | 0.00% | +10,321 | New |
| Advisor Group Holdings, Inc. | 10,472 | $114.2K | 0.00% | +1,554+17.4% | Added |
| Jane Street Group, LLC | 11,470 | $125.0K | 0.00% | +11,470 | New |
| Quantedge Capital Pte Ltd | 12,022 | $131.0K | 0.07% | +12,022 | New |
| Successful Portfolios LLC | 15,000 | $159.8K | 0.09% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 17,633 | $192.2K | 0.05% | 00.0% | Unchanged |
| Independent Advisor Alliance | 19,800 | $215.8K | 0.00% | +19,800 | New |
| Ingalls & Snyder LLC | 20,000 | $218.0K | 0.01% | 00.0% | Unchanged |
| Triasima Portfolio Management inc. | 21,800 | $237.6K | 0.04% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 24,500 | $267.1K | 0.07% | −6,000−19.7% | Reduced |
| Mills Wealth Advisors LLC | 24,820 | $270.5K | 0.09% | +20.0% | Added |
| CSS LLC | 25,292 | $275.7K | 0.02% | +25,292 | New |
| Sax Wealth Advisors, LLC | 27,225 | $301.7K | 0.01% | 00.0% | Unchanged |
| DKM Wealth Management, Inc. | 34,001 | $370.6K | 0.27% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 34,366 | $374.6K | 0.01% | −516−1.5% | Reduced |
| Quantinno Capital Management LP | 35,286 | $384.6K | 0.00% | +35,286 | New |
| Bard Associates Inc | 39,222 | $427.5K | 0.11% | −70−0.2% | Reduced |
| CI Private Wealth, LLC | 41,753 | $455.1K | 0.00% | +41,753 | New |
| Noble Wealth Management PBC | 49,678 | $541.5K | 0.28% | +2,300+4.9% | Added |
| Hudson Portfolio Management LLC | 50,781 | $553.5K | 0.47% | 00.0% | Unchanged |
| Evolve Private Wealth, LLC | 57,744 | $629.4K | 0.03% | −146−0.3% | Reduced |
| Baird Financial Group, Inc. | 63,423 | $691.3K | 0.00% | −505−0.8% | Reduced |
| Blue Bell Private Wealth Management, LLC | 90,057 | $981.6K | 0.14% | +4,987+5.9% | Added |
| Shaker Financial Services, LLC | 90,079 | $981.9K | 0.34% | −3,602−3.8% | Reduced |
| CIBC World Markets Inc. | 94,348 | $1.03M | 0.00% | +13,950+17.4% | Added |
| Hara Capital LLC | 99,964 | $1.09M | 0.54% | −13,050−11.5% | Reduced |
| Bulldog Investors, LLP | 104,181 | $1.14M | 0.26% | −113,260−52.1% | Reduced |
| Raymond James Financial Inc | 106,211 | $1.16M | 0.00% | −751−0.7% | Reduced |
| Raffles Associates LP | 110,967 | $1.21M | 1.05% | −28,495−20.4% | Reduced |
| Colony Group, LLC | 111,255 | $1.21M | 0.00% | −11,034−9.0% | Reduced |
| Barry Investment Advisors, LLC | 115,517 | $1.26M | 0.28% | +397+0.3% | Added |
| LPL Financial LLC | 119,168 | $1.30M | 0.00% | +61,289+105.9% | Added |
| Altium Capital Management LP | 150,412 | $1.64M | 3.90% | +110,637+278.2% | Added |
| Mraz, Amerine & Associates, Inc. | 195,453 | $2.13M | 0.31% | +20,743+11.9% | Added |
| Pekin Hardy Strauss, Inc. | 234,569 | $2.56M | 0.27% | +28,649+13.9% | Added |
| Verition Fund Management LLC | 255,445 | $2.78M | 0.03% | +255,445 | New |
| Almitas Capital LLC | 402,956 | $4.39M | 0.99% | −33,029−7.6% | Reduced |
| Karpus Management, Inc. | 436,454 | $4.76M | 0.15% | −129,961−22.9% | Reduced |
| Bank of America Corp | 443,293 | $4.83M | 0.00% | −125,920−22.1% | Reduced |
| Morgan Stanley | 535,823 | $5.84M | 0.00% | +241,248+81.9% | Added |
| Saba Capital Management, L.P. | 1,601,806 | $17.5M | 0.56% | −30,724−1.9% | Reduced |
| Lazard Asset Management LLC | 3,500,613 | $38.2M | 0.06% | +29,748+0.9% | Added |
| 1607 Capital Partners, LLC | 3,584,600 | $39.1M | 2.82% | −406,075−10.2% | Reduced |
| City of London Investment Management Co Ltd | 3,720,009 | $40.5M | 2.94% | +240,995+6.9% | Added |
| Allspring Global Investments Holdings, LLC | 5,075,569 | $55.3M | 0.09% | −420,293−7.6% | Reduced |
| Barometer Capital Management Inc. | 0 | $0 | 0.00% | −2,450−100.0% | Sold out |
| Spectrum Asset Management, Inc. (NB/CA) | 0 | $0 | 0.00% | −47,055−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −8,191−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −710−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |