Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +4 vs. Q2 2023
- Shares held
- 22.3M
- −68.4K (−0.3%) vs. Q2 2023
- Total value
- $158.6M
- −$2.59M (−1.6%) vs. Q2 2023
- New holders
- 7
- 9 more added
- Sold out
- 3
- 17 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 6,347,354 | $45.1M | 0.08% | −18,335−0.3% | Reduced |
| 1607 Capital Partners, LLC | 4,866,818 | $34.6M | 2.60% | −16,600−0.3% | Reduced |
| City of London Investment Management Co Ltd | 4,447,382 | $31.6M | 2.77% | −52,331−1.2% | Reduced |
| Lazard Asset Management LLC | 3,690,817 | $26.2M | 0.04% | −1,4740.0% | Reduced |
| Karpus Management, Inc. | 1,029,482 | $7.32M | 0.25% | +146,922+16.6% | Added |
| Morgan Stanley | 314,552 | $2.24M | 0.00% | −58,751−15.7% | Reduced |
| Barry Investment Advisors, LLC | 244,507 | $1.74M | 0.63% | −18,946−7.2% | Reduced |
| Relative Value Partners Group, LLC | 187,504 | $1.33M | 0.09% | −6,492−3.3% | Reduced |
| Raymond James & Associates | 96,199 | $684.0K | 0.00% | −35,104−26.7% | Reduced |
| Almitas Capital LLC | 92,088 | $654.7K | 0.31% | +12,964+16.4% | Added |
| Guild Investment Management, Inc. | 86,863 | $617.6K | 1.03% | −3,000−3.3% | Reduced |
| Baird Financial Group, Inc. | 84,871 | $603.4K | 0.00% | +760+0.9% | Added |
| Raffles Associates LP | 75,683 | $538.1K | 0.71% | +75,683 | New |
| Shaker Financial Services, LLC | 75,633 | $537.8K | 0.25% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 75,185 | $534.6K | 0.03% | +4,271+6.0% | Added |
| Bard Associates Inc | 72,557 | $515.9K | 0.21% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 57,831 | $411.2K | 0.47% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 54,139 | $384.9K | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 50,452 | $358.7K | 0.02% | −76,843−60.4% | Reduced |
| Benedetti & Gucer, Inc. | 45,300 | $322.1K | 0.18% | −2,000−4.2% | Reduced |
| Roberts Glore & Co Inc | 29,918 | $212.7K | 0.07% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 27,434 | $188.0K | 0.00% | +17,371+172.6% | Added |
| Triasima Portfolio Management inc. | 23,700 | $168.5K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 22,392 | $159.2K | 0.00% | +22,392 | New |
| Wolverine Asset Management LLC | 21,376 | $152.0K | 0.00% | +21,376 | New |
| Dakota Wealth Management | 19,692 | $140.0K | 0.01% | +150+0.8% | Added |
| CSS LLC | 19,240 | $136.8K | 0.01% | 00.0% | Unchanged |
| Atlas Wealth LLC | 16,910 | $120.2K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 16,145 | $114.8K | 0.00% | +2,600+19.2% | Added |
| Waterfront Wealth Inc. | 15,000 | $100.8K | 0.03% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $88.2K | 0.10% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 12,084 | $85.9K | 0.07% | +114+1.0% | Added |
| Landscape Capital Management, L.L.C. | 11,190 | $79.6K | 0.01% | +11,190 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $78.2K | 0.02% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 10,727 | $76.0K | 0.00% | −2,271−17.5% | Reduced |
| Pekin Hardy Strauss, Inc. | 10,310 | $73.3K | 0.01% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 10,000 | $71.0K | 0.00% | +10,000 | New |
| Blue Bell Private Wealth Management, LLC | 6,220 | $44.2K | 0.01% | +901+16.9% | Added |
| Wells Fargo & Company | 5,278 | $37.5K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 3,604 | $25.6K | 0.02% | 00.0% | Unchanged |
| National Bank of Canada | 3,385 | $23.8K | 0.00% | −115−3.3% | Reduced |
| Bank of America Corp | 2,100 | $14.9K | 0.00% | −2,000−48.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,163 | $8.27K | 0.00% | −30−2.5% | Reduced |
| US Bancorp | 1,000 | $7.11K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $7.11K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 863 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 666 | $5.00K | 0.00% | +666 | New |
| Ancora Advisors, LLC | 600 | $4.27K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 400 | $2.84K | 0.00% | +400 | New |
| UBS Group AG | 91 | $647 | 0.00% | −28−23.5% | Reduced |
| Advisor Group Holdings, Inc. | 50 | $356 | 0.00% | −5,150−99.0% | Reduced |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −81,727−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |