Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −4 vs. Q2 2025
- Shares held
- 22.5M
- +53.3K (+0.2%) vs. Q2 2025
- Total value
- $237.0M
- +$20.7M (+9.6%) vs. Q2 2025
- New holders
- 2
- 13 more added
- Sold out
- 6
- 21 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,487,892 | $57.8M | 0.09% | +454,000+9.0% | Added |
| 1607 Capital Partners, LLC | 4,151,303 | $43.8M | 3.30% | −97,487−2.3% | Reduced |
| City of London Investment Management Co Ltd | 3,520,068 | $37.1M | 2.74% | −764,864−17.9% | Reduced |
| Lazard Asset Management LLC | 2,313,023 | $24.4M | 0.03% | −7,275−0.3% | Reduced |
| Saba Capital Management, L.P. | 2,276,584 | $24.0M | 0.79% | +169,429+8.0% | Added |
| Almitas Capital LLC | 963,284 | $10.2M | 1.17% | +451,465+88.2% | Added |
| Bank of America Corp | 792,100 | $8.35M | 0.00% | −2,918−0.4% | Reduced |
| Karpus Management, Inc. | 662,088 | $6.98M | 0.22% | −165,570−20.0% | Reduced |
| Morgan Stanley | 311,335 | $3.28M | 0.00% | −2,636−0.8% | Reduced |
| Bulldog Investors, LLP | 217,948 | $2.30M | 0.53% | +141,310+184.4% | Added |
| Pekin Hardy Strauss, Inc. | 197,467 | $2.08M | 0.21% | +106,068+116.0% | Added |
| Mraz, Amerine & Associates, Inc. | 155,051 | $1.63M | 0.25% | +9,770+6.7% | Added |
| Raffles Associates LP | 147,289 | $1.55M | 1.45% | +8,440+6.1% | Added |
| Barry Investment Advisors, LLC | 146,710 | $1.54M | 0.35% | −3,342−2.2% | Reduced |
| Kovitz Investment Group Partners, LLC | 131,934 | $1.39M | 0.01% | −21,794−14.2% | Reduced |
| Hara Capital LLC | 128,412 | $1.35M | 0.80% | −75,549−37.0% | Reduced |
| Raymond James Financial Inc | 101,127 | $1.07M | 0.00% | +3,847+4.0% | Added |
| Shaker Financial Services, LLC | 97,575 | $1.03M | 0.35% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 73,306 | $772.6K | 0.12% | +15,360+26.5% | Added |
| Baird Financial Group, Inc. | 65,663 | $692.1K | 0.00% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 58,700 | $618.7K | 0.00% | +19,000+47.9% | Added |
| Noble Wealth Management PBC | 53,245 | $561.2K | 0.30% | +53,245 | New |
| Hudson Portfolio Management LLC | 50,781 | $535.2K | 0.47% | −700−1.4% | Reduced |
| Bard Associates Inc | 47,759 | $503.4K | 0.13% | −750−1.5% | Reduced |
| Barometer Capital Management Inc. | 42,500 | $444.0K | 0.10% | −9,600−18.4% | Reduced |
| Dynamic Advisor Solutions LLC | 34,920 | $368.1K | 0.01% | −37,096−51.5% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $358.4K | 0.29% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 32,500 | $342.6K | 0.09% | −1,000−3.0% | Reduced |
| Marex Group plc | 27,109 | $285.7K | 0.00% | +27,109 | New |
| Mills Wealth Advisors LLC | 24,866 | $262.1K | 0.11% | +15+0.1% | Added |
| Ingalls & Snyder LLC | 20,000 | $211.0K | 0.01% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 17,633 | $185.9K | 0.05% | 00.0% | Unchanged |
| Triasima Portfolio Management inc. | 15,800 | $166.5K | 0.03% | +3,900+32.8% | Added |
| Quantedge Capital Pte Ltd | 15,522 | $163.6K | 0.09% | −20,600−57.0% | Reduced |
| Successful Portfolios LLC | 15,000 | $158.1K | 0.09% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 10,400 | $109.6K | 0.08% | −2,000−16.1% | Reduced |
| Susquehanna International Group, LLP | 10,107 | $106.5K | 0.00% | −12,691−55.7% | Reduced |
| Advisor Group Holdings, Inc. | 8,824 | $93.1K | 0.00% | −630−6.7% | Reduced |
| UBS Group AG | 8,692 | $91.6K | 0.00% | −8,210−48.6% | Reduced |
| The PNC Financial Services Group, Inc. | 6,055 | $63.8K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,506 | $47.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,851 | $19.5K | 0.01% | +160+9.5% | Added |
| US Bancorp | 1,525 | $16.1K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $10.5K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 500 | $5.27K | 0.00% | −100−16.7% | Reduced |
| Wells Fargo & Company | 1 | $11 | 0.00% | −3,595−100.0% | Reduced |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −69,349−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −58,257−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,895−100.0% | Sold out |
| Waterfront Wealth Inc. | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,952−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |