Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −5 vs. Q2 2022
- Shares held
- 22.1M
- +11.4K (+0.1%) vs. Q2 2022
- Total value
- $129.7M
- −$10.3M (−7.4%) vs. Q2 2022
- New holders
- 1
- 12 more added
- Sold out
- 6
- 15 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,979,262 | $35.0M | 0.06% | +158,042+2.7% | Added |
| 1607 Capital Partners, LLC | 4,669,524 | $27.4M | 2.12% | −33,001−0.7% | Reduced |
| City of London Investment Management Co Ltd | 4,612,581 | $26.9M | 2.35% | +111,689+2.5% | Added |
| Lazard Asset Management LLC | 3,505,260 | $20.5M | 0.03% | 00.0% | Unchanged |
| Karpus Management, Inc. | 666,334 | $3.90M | 0.14% | −12,530−1.8% | Reduced |
| Barry Investment Advisors, LLC | 485,222 | $2.84M | 0.97% | −105,261−17.8% | Reduced |
| Morgan Stanley | 410,349 | $2.40M | 0.00% | +4,271+1.1% | Added |
| Cornerstone Advisors, LLC | 345,990 | $2.03M | 0.10% | +43,454+14.4% | Added |
| Relative Value Partners Group, LLC | 233,875 | $1.37M | 0.11% | −1,888−0.8% | Reduced |
| Envestnet Asset Management Inc | 143,373 | $840.0K | 0.00% | +678+0.5% | Added |
| Park Avenue Securities LLC | 136,000 | $797.0K | 0.02% | −2,753−2.0% | Reduced |
| Raymond James & Associates | 98,746 | $579.0K | 0.00% | −2,548−2.5% | Reduced |
| Wolverine Asset Management LLC | 92,206 | $540.0K | 0.01% | +84,847+1,153.0% | Added |
| Baird Financial Group, Inc. | 83,359 | $488.0K | 0.00% | +236+0.3% | Added |
| Hudson Portfolio Management LLC | 82,847 | $485.0K | 0.57% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 80,043 | $469.0K | 0.23% | +23,520+41.6% | Added |
| Dynamic Advisor Solutions LLC | 65,140 | $382.0K | 0.03% | +1,065+1.7% | Added |
| Guild Investment Management, Inc. | 62,060 | $364.0K | 0.62% | −15,400−19.9% | Reduced |
| Nomura Asset Management Co Ltd | 53,765 | $315.1K | 0.00% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 50,000 | $293.0K | 0.12% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 29,918 | $175.0K | 0.06% | 00.0% | Unchanged |
| Bard Associates Inc | 26,344 | $154.0K | 0.07% | −300−1.1% | Reduced |
| Dakota Wealth Management | 24,992 | $146.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 22,653 | $132.0K | 0.13% | −150−0.7% | Reduced |
| CSS LLC | 22,186 | $130.0K | 0.01% | 00.0% | Unchanged |
| Hedges Asset Management LLC | 16,500 | $97.0K | 0.10% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 16,235 | $95.0K | 0.00% | +133+0.8% | Added |
| Citadel Advisors LLC | 15,371 | $90.0K | 0.00% | +15,371 | New |
| Quantedge Capital Pte Ltd | 14,648 | $86.0K | 0.03% | −35,733−70.9% | Reduced |
| The PNC Financial Services Group, Inc. | 13,545 | $79.0K | 0.00% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 13,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 12,400 | $72.0K | 0.03% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 12,095 | $71.0K | 0.01% | −5,000−29.2% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $64.0K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 10,813 | $63.0K | 0.00% | −1,727−13.8% | Reduced |
| Royal Bank of Canada | 6,922 | $41.0K | 0.00% | −551−7.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 5,730 | $34.0K | 0.01% | +200+3.6% | Added |
| American Portfolios Advisors | 4,200 | $24.6K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,734 | $22.0K | 0.00% | +3,615+3,037.8% | Added |
| Ancora Advisors, LLC | 1,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 746 | $4.00K | 0.00% | −520−41.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 553 | $3.00K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 480 | $3.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −143,972−100.0% | Sold out |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −66,610−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Artemis Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,792−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Covestor Ltd | 0 | $0 | 0.00% | −14−100.0% | Sold out |