Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −5 vs. Q2 2022
- Shares held
- 22.1M
- +12.8K (+0.1%) vs. Q2 2022
- Total value
- $129.7M
- −$10.3M (−7.4%) vs. Q2 2022
- New holders
- 1
- 12 more added
- Sold out
- 6
- 15 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 553 | $3.00K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 480 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 746 | $4.00K | 0.00% | −520−41.1% | Reduced |
| US Bancorp | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,734 | $22.0K | 0.00% | +3,615+3,037.8% | Added |
| American Portfolios Advisors | 4,200 | $24.6K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 5,730 | $34.0K | 0.01% | +200+3.6% | Added |
| Royal Bank of Canada | 6,922 | $41.0K | 0.00% | −551−7.4% | Reduced |
| Wells Fargo & Company | 10,813 | $63.0K | 0.00% | −1,727−13.8% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $64.0K | 0.02% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 12,095 | $71.0K | 0.01% | −5,000−29.2% | Reduced |
| Waterfront Wealth Inc. | 12,400 | $72.0K | 0.03% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 13,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 13,545 | $79.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 14,648 | $86.0K | 0.03% | −35,733−70.9% | Reduced |
| Citadel Advisors LLC | 15,371 | $90.0K | 0.00% | +15,371 | New |
| Peapack Gladstone Financial Corp | 16,235 | $95.0K | 0.00% | +133+0.8% | Added |
| Hedges Asset Management LLC | 16,500 | $97.0K | 0.10% | 00.0% | Unchanged |
| CSS LLC | 22,186 | $130.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 22,653 | $132.0K | 0.13% | −150−0.7% | Reduced |
| Dakota Wealth Management | 24,992 | $146.0K | 0.01% | 00.0% | Unchanged |
| Bard Associates Inc | 26,344 | $154.0K | 0.07% | −300−1.1% | Reduced |
| Roberts Glore & Co Inc | 29,918 | $175.0K | 0.06% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 50,000 | $293.0K | 0.12% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 53,765 | $315.1K | 0.00% | 00.0% | Unchanged |
| Guild Investment Management, Inc. | 62,060 | $364.0K | 0.62% | −15,400−19.9% | Reduced |
| Dynamic Advisor Solutions LLC | 65,140 | $382.0K | 0.03% | +1,065+1.7% | Added |
| Shaker Financial Services, LLC | 80,043 | $469.0K | 0.23% | +23,520+41.6% | Added |
| Hudson Portfolio Management LLC | 82,847 | $485.0K | 0.57% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 83,359 | $488.0K | 0.00% | +236+0.3% | Added |
| Wolverine Asset Management LLC | 92,206 | $540.0K | 0.01% | +84,847+1,153.0% | Added |
| Raymond James & Associates | 98,746 | $579.0K | 0.00% | −2,548−2.5% | Reduced |
| Park Avenue Securities LLC | 136,000 | $797.0K | 0.02% | −2,753−2.0% | Reduced |
| Envestnet Asset Management Inc | 143,373 | $840.0K | 0.00% | +678+0.5% | Added |
| Relative Value Partners Group, LLC | 233,875 | $1.37M | 0.11% | −1,888−0.8% | Reduced |
| Cornerstone Advisors, LLC | 345,990 | $2.03M | 0.10% | +43,454+14.4% | Added |
| Morgan Stanley | 410,349 | $2.40M | 0.00% | +4,271+1.1% | Added |
| Barry Investment Advisors, LLC | 485,222 | $2.84M | 0.97% | −105,261−17.8% | Reduced |
| Karpus Management, Inc. | 666,334 | $3.90M | 0.14% | −12,530−1.8% | Reduced |
| Lazard Asset Management LLC | 3,505,260 | $20.5M | 0.03% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 4,612,581 | $26.9M | 2.35% | +111,689+2.5% | Added |
| 1607 Capital Partners, LLC | 4,669,524 | $27.4M | 2.12% | −33,001−0.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,979,262 | $35.0M | 0.06% | +158,042+2.7% | Added |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −143,972−100.0% | Sold out |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −66,610−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Artemis Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,396−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Covestor Ltd | 0 | $0 | 0.00% | −14−100.0% | Sold out |