Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +1 vs. Q1 2022
- Shares held
- 22.1M
- −93.5K (−0.4%) vs. Q1 2022
- Total value
- $140.0M
- −$19.2M (−12.0%) vs. Q1 2022
- New holders
- 5
- 17 more added
- Sold out
- 4
- 15 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,821,220 | $36.8M | 0.06% | +61,733+1.1% | Added |
| 1607 Capital Partners, LLC | 4,702,525 | $29.7M | 2.03% | +20,370+0.4% | Added |
| City of London Investment Management Co Ltd | 4,500,892 | $28.5M | 2.04% | +99,323+2.3% | Added |
| Lazard Asset Management LLC | 3,505,260 | $22.2M | 0.03% | +25,862+0.7% | Added |
| Karpus Management, Inc. | 678,864 | $4.29M | 0.14% | −28,959−4.1% | Reduced |
| Barry Investment Advisors, LLC | 590,483 | $3.73M | 1.12% | −56,569−8.7% | Reduced |
| Morgan Stanley | 406,078 | $2.57M | 0.00% | +104,222+34.5% | Added |
| Cornerstone Advisors, LLC | 302,536 | $1.91M | 0.10% | −97,179−24.3% | Reduced |
| Relative Value Partners Group, LLC | 235,763 | $1.52M | 0.11% | −350.0% | Reduced |
| Bulldog Investors, LLP | 143,972 | $910.0K | 0.25% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 142,695 | $902.0K | 0.00% | +9,231+6.9% | Added |
| Park Avenue Securities LLC | 138,753 | $877.0K | 0.02% | +8,702+6.7% | Added |
| Raymond James & Associates | 101,294 | $640.0K | 0.00% | +67+0.1% | Added |
| Baird Financial Group, Inc. | 83,123 | $525.0K | 0.00% | +13,371+19.2% | Added |
| Hudson Portfolio Management LLC | 82,847 | $524.0K | 0.54% | −1,234−1.5% | Reduced |
| Guild Investment Management, Inc. | 77,460 | $507.0K | 0.77% | −3,750−4.6% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 66,610 | $421.0K | 0.19% | +8,490+14.6% | Added |
| Dynamic Advisor Solutions LLC | 64,075 | $405.0K | 0.03% | +17,580+37.8% | Added |
| Shaker Financial Services, LLC | 56,523 | $357.0K | 0.17% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 53,765 | $339.8K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 50,381 | $318.0K | 0.06% | −8,600−14.6% | Reduced |
| Hamel Associates, Inc. | 50,000 | $316.0K | 0.12% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 29,918 | $189.0K | 0.06% | +200+0.7% | Added |
| Bard Associates Inc | 26,644 | $168.0K | 0.07% | +800+3.1% | Added |
| Dakota Wealth Management | 24,992 | $158.0K | 0.01% | −2,400−8.8% | Reduced |
| Integrated Capital Management, Inc. | 22,803 | $144.0K | 0.13% | +1,938+9.3% | Added |
| CSS LLC | 22,186 | $140.0K | 0.01% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 17,095 | $108.0K | 0.02% | −114,025−87.0% | Reduced |
| Hedges Asset Management LLC | 16,500 | $104.0K | 0.10% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 16,102 | $102.0K | 0.00% | −1,099−6.4% | Reduced |
| The PNC Financial Services Group, Inc. | 13,545 | $86.0K | 0.00% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 13,000 | $82.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 12,540 | $79.0K | 0.00% | +608+5.1% | Added |
| Waterfront Wealth Inc. | 12,400 | $78.0K | 0.03% | +12,400 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $73.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 7,473 | $47.0K | 0.00% | −2,527−25.3% | Reduced |
| Wolverine Asset Management LLC | 7,359 | $46.0K | 0.00% | −114,803−94.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 5,530 | $35.0K | 0.01% | −352−6.0% | Reduced |
| American Portfolios Advisors | 4,200 | $26.5K | 0.00% | +4,200 | New |
| SeaCrest Wealth Management, LLC | 4,000 | $25.0K | 0.00% | +4,000 | New |
| Artemis Wealth Advisors, LLC | 2,792 | $17.8K | 0.00% | +2,792 | New |
| Ancora Advisors, LLC | 1,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,266 | $8.00K | 0.00% | −4,781−79.1% | Reduced |
| US Bancorp | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 553 | $3.00K | 0.00% | +200+56.7% | Added |
| Almitas Capital LLC | 480 | $3.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 119 | $1.00K | 0.00% | −696−85.4% | Reduced |
| Covestor Ltd | 14 | $0 | 0.00% | +9+180.0% | Added |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Hightower 6M Holding, LLC | 0 | $0 | 0.00% | −38,040−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −12,541−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −1,425−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −600−100.0% | Sold out |