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Livermore
Livermore
ZHEN

Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.

13F holders, Q2 2022

Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
51
+1 vs. Q1 2022
Shares held
22.1M
−94.9K (−0.4%) vs. Q1 2022
Total value
$140.0M
−$19.2M (−12.0%) vs. Q1 2022
New holders
5
17 more added
Sold out
4
15 more reduced

Compare with Q1 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2022: 51 institutions
Q1 2021: 50 institutionsQ2 2021: 51 institutionsQ3 2021: 49 institutionsQ4 2021: 55 institutionsQ1 2022: 50 institutionsQ2 2022: 51 institutionsQ3 2022: 46 institutionsQ4 2022: 47 institutionsQ1 2023: 49 institutionsQ2 2023: 47 institutionsQ3 2023: 51 institutionsQ4 2023: 50 institutionsQ1 2024: 50 institutionsQ2 2024: 50 institutionsQ3 2024: 57 institutionsQ4 2024: 56 institutionsQ1 2025: 53 institutionsQ2 2025: 50 institutionsQ3 2025: 46 institutionsQ4 2025: 51 institutionsQ1 2026: 55 institutionsQ2 2026: 56 institutions
Value heldQ2 2022: $140.0M
Q1 2021: $210.6MQ2 2021: $204.4MQ3 2021: $205.6MQ4 2021: $177.1MQ1 2022: $159.1MQ2 2022: $140.0MQ3 2022: $129.7MQ4 2022: $146.1MQ1 2023: $156.4MQ2 2023: $161.2MQ3 2023: $158.6MQ4 2023: $171.4MQ1 2024: $174.0MQ2 2024: $167.8MQ3 2024: $186.4MQ4 2024: $172.6MQ1 2025: $187.2MQ2 2025: $216.2MQ3 2025: $231.9MQ4 2025: $245.1MQ1 2026: $238.2MQ2 2026: $242.6M
Institutions holding JOF and their total value by quarter
QuarterHoldersValue
Q2 202656$242.6M
Q1 202655$238.2M
Q4 202551$245.1M
Q3 202546$231.9M
Q2 202550$216.2M
Q1 202553$187.2M
Q4 202456$172.6M
Q3 202457$186.4M
Q2 202450$167.8M
Q1 202450$174.0M
Q4 202350$171.4M
Q3 202351$158.6M
Q2 202347$161.2M
Q1 202349$156.4M
Q4 202247$146.1M
Q3 202246$129.7M
Q2 202251$140.0M
Q1 202250$159.1M
Q4 202155$177.1M
Q3 202149$205.6M
Q2 202151$204.4M
Q1 202150$210.6M

Institutions, Q2 2022

Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2022.

Institutions holding JOF in Q2 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Covestor Ltd14$00.00%+9+180.0%Added
FMR LLC2$00.00%+2New
UBS Group AG119$1.00K0.00%−696−85.4%Reduced
Thomas J. Herzfeld Advisors, Inc.553$3.00K0.00%+200+56.7%Added
Almitas Capital LLC480$3.00K0.00%00.0%Unchanged
US Bancorp1,000$6.00K0.00%00.0%Unchanged
Barclays PLC1,000$6.00K0.00%00.0%Unchanged
National Bank of Canada1,000$6.00K0.00%00.0%Unchanged
Bank of America Corp1,266$8.00K0.00%−4,781−79.1%Reduced
Ancora Advisors, LLC1,500$9.00K0.00%00.0%Unchanged
Artemis Wealth Advisors, LLC1,396$9.00K0.00%+1,396New
SeaCrest Wealth Management, LLC4,000$25.0K0.00%+4,000New
American Portfolios Advisors4,200$26.5K0.00%+4,200New
Blue Bell Private Wealth Management, LLC5,530$35.0K0.01%−352−6.0%Reduced
Wolverine Asset Management LLC7,359$46.0K0.00%−114,803−94.0%Reduced
Royal Bank of Canada7,473$47.0K0.00%−2,527−25.3%Reduced
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors11,000$73.0K0.02%00.0%Unchanged
Waterfront Wealth Inc.12,400$78.0K0.03%+12,400New
Wells Fargo & Company12,540$79.0K0.00%+608+5.1%Added
Western Wealth Management, LLC13,000$82.0K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.13,545$86.0K0.00%00.0%Unchanged
Peapack Gladstone Financial Corp16,102$102.0K0.00%−1,099−6.4%Reduced
Hedges Asset Management LLC16,500$104.0K0.10%00.0%Unchanged
Pekin Hardy Strauss, Inc.17,095$108.0K0.02%−114,025−87.0%Reduced
CSS LLC22,186$140.0K0.01%00.0%Unchanged
Integrated Capital Management, Inc.22,803$144.0K0.13%+1,938+9.3%Added
Dakota Wealth Management24,992$158.0K0.01%−2,400−8.8%Reduced
Bard Associates Inc26,644$168.0K0.07%+800+3.1%Added
Roberts Glore & Co Inc29,918$189.0K0.06%+200+0.7%Added
Hamel Associates, Inc.50,000$316.0K0.12%00.0%Unchanged
Quantedge Capital Pte Ltd50,381$318.0K0.06%−8,600−14.6%Reduced
Nomura Asset Management Co Ltd53,765$339.8K0.00%00.0%Unchanged
Shaker Financial Services, LLC56,523$357.0K0.17%00.0%Unchanged
Dynamic Advisor Solutions LLC64,075$405.0K0.03%+17,580+37.8%Added
Shepherd Kaplan Krochuk, LLC66,610$421.0K0.19%+8,490+14.6%Added
Guild Investment Management, Inc.77,460$507.0K0.77%−3,750−4.6%Reduced
Hudson Portfolio Management LLC82,847$524.0K0.54%−1,234−1.5%Reduced
Baird Financial Group, Inc.83,123$525.0K0.00%+13,371+19.2%Added
Raymond James & Associates101,294$640.0K0.00%+67+0.1%Added
Park Avenue Securities LLC138,753$877.0K0.02%+8,702+6.7%Added
Envestnet Asset Management Inc142,695$902.0K0.00%+9,231+6.9%Added
Bulldog Investors, LLP143,972$910.0K0.25%00.0%Unchanged
Relative Value Partners Group, LLC235,763$1.52M0.11%−350.0%Reduced
Cornerstone Advisors, LLC302,536$1.91M0.10%−97,179−24.3%Reduced
Morgan Stanley406,078$2.57M0.00%+104,222+34.5%Added
Barry Investment Advisors, LLC590,483$3.73M1.12%−56,569−8.7%Reduced
Karpus Management, Inc.678,864$4.29M0.14%−28,959−4.1%Reduced
Lazard Asset Management LLC3,505,260$22.2M0.03%+25,862+0.7%Added
City of London Investment Management Co Ltd4,500,892$28.5M2.04%+99,323+2.3%Added
1607 Capital Partners, LLC4,702,525$29.7M2.03%+20,370+0.4%Added
Allspring Global Investments Holdings, LLC5,821,220$36.8M0.06%+61,733+1.1%Added
Hightower 6M Holding, LLC0$00.00%−38,040−100.0%Sold out
Guggenheim Capital LLC0$00.00%−12,541−100.0%Sold out
Rockefeller Capital Management L.P.0$00.00%−1,425−100.0%Sold out
Bessemer Group Inc0$00.00%−600−100.0%Sold out