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Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.

13F holders, Q1 2021

Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
50
No complete 13F data for Q4 2020
Shares held
22.6M
No complete 13F data for Q4 2020
Total value
$210.6M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 50 institutions
Q1 2021: 50 institutionsQ2 2021: 51 institutionsQ3 2021: 49 institutionsQ4 2021: 55 institutionsQ1 2022: 50 institutionsQ2 2022: 51 institutionsQ3 2022: 46 institutionsQ4 2022: 47 institutionsQ1 2023: 49 institutionsQ2 2023: 47 institutionsQ3 2023: 51 institutionsQ4 2023: 50 institutionsQ1 2024: 50 institutionsQ2 2024: 50 institutionsQ3 2024: 57 institutionsQ4 2024: 56 institutionsQ1 2025: 53 institutionsQ2 2025: 50 institutionsQ3 2025: 46 institutionsQ4 2025: 51 institutionsQ1 2026: 55 institutionsQ2 2026: 56 institutions
Value heldQ1 2021: $214.3M
Q1 2021: $214.3MQ2 2021: $204.4MQ3 2021: $205.6MQ4 2021: $177.1MQ1 2022: $159.1MQ2 2022: $140.0MQ3 2022: $129.7MQ4 2022: $146.1MQ1 2023: $157.9MQ2 2023: $161.2MQ3 2023: $158.6MQ4 2023: $173.5MQ1 2024: $178.0MQ2 2024: $167.8MQ3 2024: $191.0MQ4 2024: $175.6MQ1 2025: $187.2MQ2 2025: $216.2MQ3 2025: $237.0MQ4 2025: $245.1MQ1 2026: $238.2MQ2 2026: $243.9M
Institutions holding JOF and their total value by quarter
QuarterHoldersValue
Q2 202656$243.9M
Q1 202655$238.2M
Q4 202551$245.1M
Q3 202546$237.0M
Q2 202550$216.2M
Q1 202553$187.2M
Q4 202456$175.6M
Q3 202457$191.0M
Q2 202450$167.8M
Q1 202450$178.0M
Q4 202350$173.5M
Q3 202351$158.6M
Q2 202347$161.2M
Q1 202349$157.9M
Q4 202247$146.1M
Q3 202246$129.7M
Q2 202251$140.0M
Q1 202250$159.1M
Q4 202155$177.1M
Q3 202149$205.6M
Q2 202151$204.4M
Q1 202150$214.3M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding JOF in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Wells Fargo & Company5,866,675$54.6M0.01%––
1607 Capital Partners, LLC5,230,136$48.6M2.35%––
Lazard Asset Management LLC3,603,486$33.5M0.04%––
City of London Investment Management Co Ltd3,204,358$29.9M1.65%––
Barry Investment Advisors, LLC945,736$8.79M2.42%––
Karpus Management, Inc.933,944$8.69M0.26%––
Graticule Asia Macro Advisors LLC517,748$4.82M0.81%––
Matisse Capital393,221$3.66M1.05%––
Cornerstone Advisors, LLC332,067$3.09M0.27%––
Pekin Hardy Strauss, Inc.181,210$1.69M0.27%––
Salem Capital Management Inc141,353$1.31M0.78%––
Wolverine Asset Management LLC135,189$1.26M0.01%––
Bulldog Investors, LLP130,053$1.21M0.36%––
Envestnet Asset Management Inc97,727$909.0K0.00%––
Park Avenue Securities LLC96,704$899.0K0.02%––
Hudson Portfolio Management LLC85,931$799.0K0.77%––
Raymond James & Associates77,550$721.0K0.00%––
Shaker Financial Services, LLC74,253$691.0K0.28%––
Baird Financial Group, Inc.60,671$564.0K0.00%––
Guild Investment Management, Inc.53,800$500.0K0.54%––
MYDA Advisors LLC50,000$465.0K0.15%––
Nomura Asset Management Co Ltd49,993$464.9K0.00%––
Morgan Stanley32,546$303.0K0.00%––
Royal Bank of Canada31,672$294.0K0.00%––
Dakota Wealth Management28,287$263.0K0.03%––
Shepherd Kaplan Krochuk, LLC27,490$256.0K0.10%––
Bard Associates Inc26,932$250.0K0.09%––
Guggenheim Capital LLC24,464$228.0K0.00%––
CSS LLC21,631$201.0K0.01%––
Peapack Gladstone Financial Corp21,032$196.0K0.01%––
The PNC Financial Services Group, Inc.19,245$179.0K0.00%––
Roberts Glore & Co Inc19,193$178.0K0.06%––
Dorchester Wealth Management Co15,250$142.0K0.04%––
Integrated Capital Management, Inc.15,134$141.0K0.12%––
Advisor Group Holdings, Inc.15,000$140.0K0.00%––
9258 Wealth Management, LLC14,807$138.0K0.04%––
Frontier Wealth Management LLC13,785$128.0K0.01%––
Rockefeller Capital Management L.P.13,299$123.0K0.00%––
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,000$93.0K0.04%––
Bank of America Corp6,488$60.0K0.00%––
International Assets Investment Management, LLC5,700$52.0K0.00%––
Evolution Wealth Advisors, LLC3,900$36.0K0.01%––
Federation des caisses Desjardins du Quebec3,000$27.9K0.00%––
Deutsche Bank AG2,400$22.0K0.00%––
UBS Group AG2,057$19.0K0.00%––
Spire Wealth Management2,000$19.0K0.00%––
Ancora Advisors, LLC1,500$14.0K0.00%––
US Bancorp1,000$9.00K0.00%––
Barclays PLC1,000$9.00K0.00%––
Thomas J. Herzfeld Advisors, Inc.321$3.00K0.00%––