Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +6 vs. Q3 2021
- Shares held
- 22.5M
- −220.4K (−1.0%) vs. Q3 2021
- Total value
- $177.1M
- −$28.5M (−13.9%) vs. Q3 2021
- New holders
- 11
- 15 more added
- Sold out
- 5
- 18 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,758,849 | $45.3M | 0.05% | +5,758,849 | New |
| 1607 Capital Partners, LLC | 4,658,755 | $36.7M | 1.95% | −215,726−4.4% | Reduced |
| City of London Investment Management Co Ltd | 4,026,225 | $31.7M | 1.79% | +587,681+17.1% | Added |
| Lazard Asset Management LLC | 3,518,951 | $27.7M | 0.03% | −13,837−0.4% | Reduced |
| Karpus Management, Inc. | 728,843 | $5.74M | 0.16% | −29,664−3.9% | Reduced |
| Barry Investment Advisors, LLC | 717,492 | $5.65M | 1.49% | −113,431−13.7% | Reduced |
| Graticule Asia Macro Advisors LLC | 513,248 | $4.04M | 1.88% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 475,215 | $3.74M | 0.20% | +1,559+0.3% | Added |
| Relative Value Partners Group, LLC | 241,431 | $1.90M | 0.13% | +137,932+133.3% | Added |
| Pekin Hardy Strauss, Inc. | 205,130 | $1.61M | 0.22% | −50,275−19.7% | Reduced |
| Morgan Stanley | 156,272 | $1.23M | 0.00% | −79,898−33.8% | Reduced |
| Bulldog Investors, LLP | 143,972 | $1.13M | 0.30% | +4,819+3.5% | Added |
| Wolverine Asset Management LLC | 140,189 | $1.10M | 0.01% | −65,355−31.8% | Reduced |
| Envestnet Asset Management Inc | 121,488 | $956.0K | 0.00% | +11,580+10.5% | Added |
| Park Avenue Securities LLC | 118,428 | $932.0K | 0.02% | +10,026+9.2% | Added |
| Raymond James & Associates | 98,516 | $775.0K | 0.00% | +9,403+10.6% | Added |
| Hudson Portfolio Management LLC | 83,681 | $658.0K | 0.58% | −1,900−2.2% | Reduced |
| Guild Investment Management, Inc. | 81,070 | $638.0K | 0.65% | +17,710+28.0% | Added |
| Baird Financial Group, Inc. | 69,752 | $549.0K | 0.00% | +8,007+13.0% | Added |
| Quantedge Capital Pte Ltd | 62,181 | $489.0K | 0.21% | +17,200+38.2% | Added |
| Nomura Asset Management Co Ltd | 53,765 | $423.1K | 0.00% | +3,772+7.5% | Added |
| 6 Meridian | 50,441 | $397.0K | 0.03% | +50,441 | New |
| Hamel Associates, Inc. | 50,000 | $394.0K | 0.14% | +50,000 | New |
| Shaker Financial Services, LLC | 40,727 | $321.0K | 0.11% | −33,526−45.2% | Reduced |
| Landscape Capital Management, L.L.C. | 39,540 | $311.0K | 0.04% | +39,540 | New |
| Roberts Glore & Co Inc | 28,268 | $222.0K | 0.06% | +200+0.7% | Added |
| Dakota Wealth Management | 27,392 | $216.0K | 0.02% | −395−1.4% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 27,490 | $216.0K | 0.08% | 00.0% | Unchanged |
| Bard Associates Inc | 25,844 | $203.0K | 0.07% | −588−2.2% | Reduced |
| Guggenheim Capital LLC | 24,005 | $189.0K | 0.00% | −315−1.3% | Reduced |
| Integrated Capital Management, Inc. | 22,657 | $178.0K | 0.14% | +3,415+17.7% | Added |
| CSS LLC | 20,631 | $162.0K | 0.01% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 20,130 | $158.0K | 0.00% | −902−4.3% | Reduced |
| Virtu Financial LLC | 18,990 | $149.0K | 0.02% | +18,990 | New |
| Advisor Group Holdings, Inc. | 15,000 | $118.0K | 0.00% | 00.0% | Unchanged |
| Weiss Asset Management LP | 14,696 | $116.0K | 0.00% | +14,696 | New |
| The PNC Financial Services Group, Inc. | 13,545 | $107.0K | 0.00% | 00.0% | Unchanged |
| Nomura Holdings Inc | 13,212 | $105.0K | 0.00% | +13,212 | New |
| Hedges Asset Management LLC | 12,500 | $98.0K | 0.08% | +12,500 | New |
| Wells Fargo & Company | 11,944 | $94.0K | 0.00% | −5,848,638−99.8% | Reduced |
| Frontier Wealth Management LLC | 11,801 | $93.0K | 0.01% | −1,984−14.4% | Reduced |
| Royal Bank of Canada | 10,000 | $79.0K | 0.00% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,000 | $79.0K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 6,629 | $52.0K | 0.00% | −154−2.3% | Reduced |
| Blue Bell Private Wealth Management, LLC | 4,038 | $32.0K | 0.01% | −2,562−38.8% | Reduced |
| Spire Wealth Management | 2,000 | $16.0K | 0.00% | +2,000 | New |
| UBS Group AG | 1,598 | $13.0K | 0.00% | −459−22.3% | Reduced |
| Ancora Advisors, LLC | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,425 | $11.0K | 0.00% | +101+7.6% | Added |
| US Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $8.00K | 0.00% | +1,000 | New |
| Tower Research Capital LLC (TRC) | 908 | $7.00K | 0.00% | +852+1,521.4% | Added |
| Bessemer Group Inc | 820 | $6.00K | 0.00% | +820 | New |
| Thomas J. Herzfeld Advisors, Inc. | 321 | $3.00K | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 0 | $0 | 0.00% | −366,386−100.0% | Sold out |
| Salem Capital Management Inc | 0 | $0 | 0.00% | −134,544−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −17,413−100.0% | Sold out |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −14,807−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −3,900−100.0% | Sold out |