Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +6 vs. Q3 2021
- Shares held
- 22.5M
- −220.4K (−1.0%) vs. Q3 2021
- Total value
- $177.1M
- −$28.5M (−13.9%) vs. Q3 2021
- New holders
- 11
- 15 more added
- Sold out
- 5
- 18 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 321 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 820 | $6.00K | 0.00% | +820 | New |
| Tower Research Capital LLC (TRC) | 908 | $7.00K | 0.00% | +852+1,521.4% | Added |
| US Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $8.00K | 0.00% | +1,000 | New |
| Rockefeller Capital Management L.P. | 1,425 | $11.0K | 0.00% | +101+7.6% | Added |
| Ancora Advisors, LLC | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,598 | $13.0K | 0.00% | −459−22.3% | Reduced |
| Spire Wealth Management | 2,000 | $16.0K | 0.00% | +2,000 | New |
| Blue Bell Private Wealth Management, LLC | 4,038 | $32.0K | 0.01% | −2,562−38.8% | Reduced |
| Bank of America Corp | 6,629 | $52.0K | 0.00% | −154−2.3% | Reduced |
| Royal Bank of Canada | 10,000 | $79.0K | 0.00% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,000 | $79.0K | 0.02% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 11,801 | $93.0K | 0.01% | −1,984−14.4% | Reduced |
| Wells Fargo & Company | 11,944 | $94.0K | 0.00% | −5,848,638−99.8% | Reduced |
| Hedges Asset Management LLC | 12,500 | $98.0K | 0.08% | +12,500 | New |
| Nomura Holdings Inc | 13,212 | $105.0K | 0.00% | +13,212 | New |
| The PNC Financial Services Group, Inc. | 13,545 | $107.0K | 0.00% | 00.0% | Unchanged |
| Weiss Asset Management LP | 14,696 | $116.0K | 0.00% | +14,696 | New |
| Advisor Group Holdings, Inc. | 15,000 | $118.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 18,990 | $149.0K | 0.02% | +18,990 | New |
| Peapack Gladstone Financial Corp | 20,130 | $158.0K | 0.00% | −902−4.3% | Reduced |
| CSS LLC | 20,631 | $162.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 22,657 | $178.0K | 0.14% | +3,415+17.7% | Added |
| Guggenheim Capital LLC | 24,005 | $189.0K | 0.00% | −315−1.3% | Reduced |
| Bard Associates Inc | 25,844 | $203.0K | 0.07% | −588−2.2% | Reduced |
| Dakota Wealth Management | 27,392 | $216.0K | 0.02% | −395−1.4% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 27,490 | $216.0K | 0.08% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 28,268 | $222.0K | 0.06% | +200+0.7% | Added |
| Landscape Capital Management, L.L.C. | 39,540 | $311.0K | 0.04% | +39,540 | New |
| Shaker Financial Services, LLC | 40,727 | $321.0K | 0.11% | −33,526−45.2% | Reduced |
| Hamel Associates, Inc. | 50,000 | $394.0K | 0.14% | +50,000 | New |
| 6 Meridian | 50,441 | $397.0K | 0.03% | +50,441 | New |
| Nomura Asset Management Co Ltd | 53,765 | $423.1K | 0.00% | +3,772+7.5% | Added |
| Quantedge Capital Pte Ltd | 62,181 | $489.0K | 0.21% | +17,200+38.2% | Added |
| Baird Financial Group, Inc. | 69,752 | $549.0K | 0.00% | +8,007+13.0% | Added |
| Guild Investment Management, Inc. | 81,070 | $638.0K | 0.65% | +17,710+28.0% | Added |
| Hudson Portfolio Management LLC | 83,681 | $658.0K | 0.58% | −1,900−2.2% | Reduced |
| Raymond James & Associates | 98,516 | $775.0K | 0.00% | +9,403+10.6% | Added |
| Park Avenue Securities LLC | 118,428 | $932.0K | 0.02% | +10,026+9.2% | Added |
| Envestnet Asset Management Inc | 121,488 | $956.0K | 0.00% | +11,580+10.5% | Added |
| Wolverine Asset Management LLC | 140,189 | $1.10M | 0.01% | −65,355−31.8% | Reduced |
| Bulldog Investors, LLP | 143,972 | $1.13M | 0.30% | +4,819+3.5% | Added |
| Morgan Stanley | 156,272 | $1.23M | 0.00% | −79,898−33.8% | Reduced |
| Pekin Hardy Strauss, Inc. | 205,130 | $1.61M | 0.22% | −50,275−19.7% | Reduced |
| Relative Value Partners Group, LLC | 241,431 | $1.90M | 0.13% | +137,932+133.3% | Added |
| Cornerstone Advisors, LLC | 475,215 | $3.74M | 0.20% | +1,559+0.3% | Added |
| Graticule Asia Macro Advisors LLC | 513,248 | $4.04M | 1.88% | 00.0% | Unchanged |
| Barry Investment Advisors, LLC | 717,492 | $5.65M | 1.49% | −113,431−13.7% | Reduced |
| Karpus Management, Inc. | 728,843 | $5.74M | 0.16% | −29,664−3.9% | Reduced |
| Lazard Asset Management LLC | 3,518,951 | $27.7M | 0.03% | −13,837−0.4% | Reduced |
| City of London Investment Management Co Ltd | 4,026,225 | $31.7M | 1.79% | +587,681+17.1% | Added |
| 1607 Capital Partners, LLC | 4,658,755 | $36.7M | 1.95% | −215,726−4.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,758,849 | $45.3M | 0.05% | +5,758,849 | New |
| Matisse Capital | 0 | $0 | 0.00% | −366,386−100.0% | Sold out |
| Salem Capital Management Inc | 0 | $0 | 0.00% | −134,544−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −17,413−100.0% | Sold out |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −14,807−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −3,900−100.0% | Sold out |