Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −3 vs. Q1 2025
- Shares held
- 22.4M
- +122.1K (+0.5%) vs. Q1 2025
- Total value
- $216.2M
- +$29.1M (+15.5%) vs. Q1 2025
- New holders
- 4
- 15 more added
- Sold out
- 7
- 18 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,033,892 | $48.5M | 0.08% | −35,710−0.7% | Reduced |
| City of London Investment Management Co Ltd | 4,284,932 | $41.3M | 3.84% | −201,830−4.5% | Reduced |
| 1607 Capital Partners, LLC | 4,248,790 | $41.0M | 3.32% | −319,972−7.0% | Reduced |
| Lazard Asset Management LLC | 2,320,298 | $22.4M | 0.03% | +19,460+0.8% | Added |
| Saba Capital Management, L.P. | 2,107,155 | $20.3M | 0.55% | +522,110+32.9% | Added |
| Karpus Management, Inc. | 827,658 | $7.98M | 0.26% | −166,937−16.8% | Reduced |
| Bank of America Corp | 795,018 | $7.66M | 0.00% | +792,918+37,758.0% | Added |
| Almitas Capital LLC | 511,819 | $4.93M | 1.24% | 00.0% | Unchanged |
| Morgan Stanley | 313,971 | $3.03M | 0.00% | +7,072+2.3% | Added |
| Hara Capital LLC | 203,961 | $1.97M | 1.22% | −124,086−37.8% | Reduced |
| Kovitz Investment Group Partners, LLC | 153,728 | $1.48M | 0.01% | −10,014−6.1% | Reduced |
| Barry Investment Advisors, LLC | 150,052 | $1.45M | 0.36% | −1,084−0.7% | Reduced |
| Mraz, Amerine & Associates, Inc. | 145,281 | $1.40M | 0.22% | +40,790+39.0% | Added |
| Raffles Associates LP | 138,849 | $1.34M | 1.39% | −106,519−43.4% | Reduced |
| Shaker Financial Services, LLC | 97,575 | $940.6K | 0.34% | +30,699+45.9% | Added |
| Raymond James Financial Inc | 97,280 | $937.8K | 0.00% | +528+0.5% | Added |
| Pekin Hardy Strauss, Inc. | 91,399 | $881.1K | 0.10% | +73,780+418.8% | Added |
| Bulldog Investors, LLP | 76,638 | $738.8K | 0.19% | +76,638 | New |
| Dynamic Advisor Solutions LLC | 72,016 | $694.2K | 0.02% | −3,272−4.3% | Reduced |
| SeaCrest Wealth Management, LLC | 69,349 | $668.5K | 0.07% | −3,370−4.6% | Reduced |
| Baird Financial Group, Inc. | 65,663 | $633.0K | 0.00% | −13,395−16.9% | Reduced |
| Nomura Asset Management Co Ltd | 58,257 | $561.6K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 57,946 | $558.6K | 0.09% | +16,796+40.8% | Added |
| Barometer Capital Management Inc. | 52,100 | $497.7K | 0.14% | +9,400+22.0% | Added |
| Hudson Portfolio Management LLC | 51,481 | $496.3K | 0.46% | −1,500−2.8% | Reduced |
| Bard Associates Inc | 48,509 | $467.6K | 0.15% | −950−1.9% | Reduced |
| CIBC World Markets Inc. | 39,700 | $382.7K | 0.00% | +39,700 | New |
| Quantedge Capital Pte Ltd | 36,122 | $348.2K | 0.32% | −44,428−55.2% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $327.8K | 0.28% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 33,500 | $322.9K | 0.10% | −500−1.5% | Reduced |
| Mills Wealth Advisors LLC | 24,851 | $239.6K | 0.11% | +2,070+9.1% | Added |
| Susquehanna International Group, LLP | 22,798 | $219.8K | 0.00% | +22,798 | New |
| Ingalls & Snyder LLC | 20,000 | $193.0K | 0.01% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 17,633 | $170.0K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 16,902 | $162.9K | 0.00% | +7,891+87.6% | Added |
| Landscape Capital Management, L.L.C. | 16,895 | $162.9K | 0.01% | −57,860−77.4% | Reduced |
| Successful Portfolios LLC | 15,000 | $144.6K | 0.09% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $125.3K | 0.03% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $119.5K | 0.09% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,952 | $115.2K | 0.00% | +221+1.9% | Added |
| Triasima Portfolio Management inc. | 11,900 | $114.7K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 9,454 | $91.2K | 0.00% | −646−6.4% | Reduced |
| The PNC Financial Services Group, Inc. | 6,055 | $58.4K | 0.00% | −10,090−62.5% | Reduced |
| CWM, LLC | 4,506 | $43.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,596 | $34.7K | 0.00% | +95+2.7% | Added |
| CoreCap Advisors, LLC | 2,000 | $19.3K | 0.00% | +2,000 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,691 | $16.3K | 0.01% | +23+1.4% | Added |
| US Bancorp | 1,525 | $14.7K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $9.64K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 600 | $5.78K | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 0 | $0 | 0.00% | −362,000−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −29,150−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −18,873−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −15,170−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,262−100.0% | Sold out |
| Union Bancaire Privee, UBP SA | 0 | $0 | 0.00% | −4,200−100.0% | Sold out |
| Broadwater Capital Management LLC | 0 | $0 | 0.00% | −68−100.0% | Sold out |