Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −4 vs. Q4 2021
- Shares held
- 22.2M
- −228.4K (−1.0%) vs. Q4 2021
- Total value
- $159.1M
- −$17.6M (−10.0%) vs. Q4 2021
- New holders
- 5
- 17 more added
- Sold out
- 9
- 15 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,759,487 | $41.2M | 0.05% | +6380.0% | Added |
| 1607 Capital Partners, LLC | 4,682,155 | $33.5M | 1.96% | +23,400+0.5% | Added |
| City of London Investment Management Co Ltd | 4,401,569 | $31.5M | 1.99% | +375,344+9.3% | Added |
| Lazard Asset Management LLC | 3,479,398 | $24.9M | 0.03% | −39,553−1.1% | Reduced |
| Karpus Management, Inc. | 707,823 | $5.07M | 0.15% | −21,020−2.9% | Reduced |
| Barry Investment Advisors, LLC | 647,052 | $4.63M | 1.23% | −70,440−9.8% | Reduced |
| Cornerstone Advisors, LLC | 399,715 | $2.86M | 0.17% | −75,500−15.9% | Reduced |
| Morgan Stanley | 301,856 | $2.16M | 0.00% | +145,584+93.2% | Added |
| Relative Value Partners Group, LLC | 235,798 | $1.69M | 0.12% | −5,633−2.3% | Reduced |
| Bulldog Investors, LLP | 143,972 | $1.03M | 0.26% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 133,464 | $956.0K | 0.00% | +11,976+9.9% | Added |
| Pekin Hardy Strauss, Inc. | 131,120 | $939.0K | 0.13% | −74,010−36.1% | Reduced |
| Park Avenue Securities LLC | 130,051 | $931.0K | 0.02% | +11,623+9.8% | Added |
| Wolverine Asset Management LLC | 122,162 | $874.0K | 0.01% | −18,027−12.9% | Reduced |
| Raymond James & Associates | 101,227 | $725.0K | 0.00% | +2,711+2.8% | Added |
| Hudson Portfolio Management LLC | 84,081 | $602.0K | 0.53% | +400+0.5% | Added |
| Guild Investment Management, Inc. | 81,210 | $581.0K | 0.59% | +140+0.2% | Added |
| Baird Financial Group, Inc. | 69,752 | $499.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 58,981 | $422.0K | 0.12% | −3,200−5.1% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 58,120 | $416.0K | 0.16% | +30,630+111.4% | Added |
| Shaker Financial Services, LLC | 56,523 | $405.0K | 0.15% | +15,796+38.8% | Added |
| Nomura Asset Management Co Ltd | 53,765 | $385.0K | 0.00% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 50,000 | $358.0K | 0.13% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 46,495 | $333.0K | 0.02% | +46,495 | New |
| Hightower 6M Holding, LLC | 38,040 | $272.0K | 0.02% | +38,040 | New |
| Roberts Glore & Co Inc | 29,718 | $213.0K | 0.06% | +1,450+5.1% | Added |
| Dakota Wealth Management | 27,392 | $196.0K | 0.02% | 00.0% | Unchanged |
| Bard Associates Inc | 25,844 | $185.0K | 0.07% | 00.0% | Unchanged |
| CSS LLC | 22,186 | $159.0K | 0.01% | +1,555+7.5% | Added |
| Integrated Capital Management, Inc. | 20,865 | $149.0K | 0.12% | −1,792−7.9% | Reduced |
| Peapack Gladstone Financial Corp | 17,201 | $123.0K | 0.00% | −2,929−14.6% | Reduced |
| Hedges Asset Management LLC | 16,500 | $118.0K | 0.09% | +4,000+32.0% | Added |
| The PNC Financial Services Group, Inc. | 13,545 | $97.0K | 0.00% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 13,000 | $94.0K | 0.00% | +13,000 | New |
| Guggenheim Capital LLC | 12,541 | $90.0K | 0.00% | −11,464−47.8% | Reduced |
| Wells Fargo & Company | 11,932 | $85.0K | 0.00% | −12−0.1% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $79.0K | 0.02% | +1,000+10.0% | Added |
| Royal Bank of Canada | 10,000 | $72.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 6,047 | $43.0K | 0.00% | −582−8.8% | Reduced |
| Blue Bell Private Wealth Management, LLC | 5,882 | $42.0K | 0.01% | +1,844+45.7% | Added |
| Ancora Advisors, LLC | 1,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,425 | $10.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 815 | $5.00K | 0.00% | −783−49.0% | Reduced |
| Bessemer Group Inc | 600 | $4.00K | 0.00% | −220−26.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 353 | $3.00K | 0.00% | +32+10.0% | Added |
| Almitas Capital LLC | 480 | $3.00K | 0.00% | +480 | New |
| Covestor Ltd | 5 | $0 | 0.00% | +5 | New |
| Graticule Asia Macro Advisors LLC | 0 | $0 | 0.00% | −513,248−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −39,540−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −18,990−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −14,696−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −13,212−100.0% | Sold out |
| Frontier Wealth Management LLC | 0 | $0 | 0.00% | −11,801−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −908−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |