Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −4 vs. Q4 2021
- Shares held
- 22.2M
- −228.4K (−1.0%) vs. Q4 2021
- Total value
- $159.1M
- −$17.6M (−10.0%) vs. Q4 2021
- New holders
- 5
- 17 more added
- Sold out
- 9
- 15 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 5 | $0 | 0.00% | +5 | New |
| Thomas J. Herzfeld Advisors, Inc. | 353 | $3.00K | 0.00% | +32+10.0% | Added |
| Almitas Capital LLC | 480 | $3.00K | 0.00% | +480 | New |
| Bessemer Group Inc | 600 | $4.00K | 0.00% | −220−26.8% | Reduced |
| UBS Group AG | 815 | $5.00K | 0.00% | −783−49.0% | Reduced |
| US Bancorp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,425 | $10.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 5,882 | $42.0K | 0.01% | +1,844+45.7% | Added |
| Bank of America Corp | 6,047 | $43.0K | 0.00% | −582−8.8% | Reduced |
| Royal Bank of Canada | 10,000 | $72.0K | 0.00% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $79.0K | 0.02% | +1,000+10.0% | Added |
| Wells Fargo & Company | 11,932 | $85.0K | 0.00% | −12−0.1% | Reduced |
| Guggenheim Capital LLC | 12,541 | $90.0K | 0.00% | −11,464−47.8% | Reduced |
| Western Wealth Management, LLC | 13,000 | $94.0K | 0.00% | +13,000 | New |
| The PNC Financial Services Group, Inc. | 13,545 | $97.0K | 0.00% | 00.0% | Unchanged |
| Hedges Asset Management LLC | 16,500 | $118.0K | 0.09% | +4,000+32.0% | Added |
| Peapack Gladstone Financial Corp | 17,201 | $123.0K | 0.00% | −2,929−14.6% | Reduced |
| Integrated Capital Management, Inc. | 20,865 | $149.0K | 0.12% | −1,792−7.9% | Reduced |
| CSS LLC | 22,186 | $159.0K | 0.01% | +1,555+7.5% | Added |
| Bard Associates Inc | 25,844 | $185.0K | 0.07% | 00.0% | Unchanged |
| Dakota Wealth Management | 27,392 | $196.0K | 0.02% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 29,718 | $213.0K | 0.06% | +1,450+5.1% | Added |
| Hightower 6M Holding, LLC | 38,040 | $272.0K | 0.02% | +38,040 | New |
| Dynamic Advisor Solutions LLC | 46,495 | $333.0K | 0.02% | +46,495 | New |
| Hamel Associates, Inc. | 50,000 | $358.0K | 0.13% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 53,765 | $385.0K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 56,523 | $405.0K | 0.15% | +15,796+38.8% | Added |
| Shepherd Kaplan Krochuk, LLC | 58,120 | $416.0K | 0.16% | +30,630+111.4% | Added |
| Quantedge Capital Pte Ltd | 58,981 | $422.0K | 0.12% | −3,200−5.1% | Reduced |
| Baird Financial Group, Inc. | 69,752 | $499.0K | 0.00% | 00.0% | Unchanged |
| Guild Investment Management, Inc. | 81,210 | $581.0K | 0.59% | +140+0.2% | Added |
| Hudson Portfolio Management LLC | 84,081 | $602.0K | 0.53% | +400+0.5% | Added |
| Raymond James & Associates | 101,227 | $725.0K | 0.00% | +2,711+2.8% | Added |
| Wolverine Asset Management LLC | 122,162 | $874.0K | 0.01% | −18,027−12.9% | Reduced |
| Park Avenue Securities LLC | 130,051 | $931.0K | 0.02% | +11,623+9.8% | Added |
| Pekin Hardy Strauss, Inc. | 131,120 | $939.0K | 0.13% | −74,010−36.1% | Reduced |
| Envestnet Asset Management Inc | 133,464 | $956.0K | 0.00% | +11,976+9.9% | Added |
| Bulldog Investors, LLP | 143,972 | $1.03M | 0.26% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 235,798 | $1.69M | 0.12% | −5,633−2.3% | Reduced |
| Morgan Stanley | 301,856 | $2.16M | 0.00% | +145,584+93.2% | Added |
| Cornerstone Advisors, LLC | 399,715 | $2.86M | 0.17% | −75,500−15.9% | Reduced |
| Barry Investment Advisors, LLC | 647,052 | $4.63M | 1.23% | −70,440−9.8% | Reduced |
| Karpus Management, Inc. | 707,823 | $5.07M | 0.15% | −21,020−2.9% | Reduced |
| Lazard Asset Management LLC | 3,479,398 | $24.9M | 0.03% | −39,553−1.1% | Reduced |
| City of London Investment Management Co Ltd | 4,401,569 | $31.5M | 1.99% | +375,344+9.3% | Added |
| 1607 Capital Partners, LLC | 4,682,155 | $33.5M | 1.96% | +23,400+0.5% | Added |
| Allspring Global Investments Holdings, LLC | 5,759,487 | $41.2M | 0.05% | +6380.0% | Added |
| Graticule Asia Macro Advisors LLC | 0 | $0 | 0.00% | −513,248−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −39,540−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −18,990−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −14,696−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −13,212−100.0% | Sold out |
| Frontier Wealth Management LLC | 0 | $0 | 0.00% | −11,801−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −908−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |