Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −3 vs. Q1 2025
- Shares held
- 22.4M
- +122.1K (+0.5%) vs. Q1 2025
- Total value
- $216.2M
- +$29.1M (+15.5%) vs. Q1 2025
- New holders
- 4
- 15 more added
- Sold out
- 7
- 18 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 600 | $5.78K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $9.64K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,525 | $14.7K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,691 | $16.3K | 0.01% | +23+1.4% | Added |
| CoreCap Advisors, LLC | 2,000 | $19.3K | 0.00% | +2,000 | New |
| Wells Fargo & Company | 3,596 | $34.7K | 0.00% | +95+2.7% | Added |
| CWM, LLC | 4,506 | $43.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,055 | $58.4K | 0.00% | −10,090−62.5% | Reduced |
| Advisor Group Holdings, Inc. | 9,454 | $91.2K | 0.00% | −646−6.4% | Reduced |
| Triasima Portfolio Management inc. | 11,900 | $114.7K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,952 | $115.2K | 0.00% | +221+1.9% | Added |
| Seed Wealth Management, Inc. | 12,400 | $119.5K | 0.09% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $125.3K | 0.03% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $144.6K | 0.09% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 16,895 | $162.9K | 0.01% | −57,860−77.4% | Reduced |
| UBS Group AG | 16,902 | $162.9K | 0.00% | +7,891+87.6% | Added |
| Roberts Glore & Co Inc | 17,633 | $170.0K | 0.05% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 20,000 | $193.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 22,798 | $219.8K | 0.00% | +22,798 | New |
| Mills Wealth Advisors LLC | 24,851 | $239.6K | 0.11% | +2,070+9.1% | Added |
| BEAM Asset Management, LLC | 33,500 | $322.9K | 0.10% | −500−1.5% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $327.8K | 0.28% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 36,122 | $348.2K | 0.32% | −44,428−55.2% | Reduced |
| CIBC World Markets Inc. | 39,700 | $382.7K | 0.00% | +39,700 | New |
| Bard Associates Inc | 48,509 | $467.6K | 0.15% | −950−1.9% | Reduced |
| Hudson Portfolio Management LLC | 51,481 | $496.3K | 0.46% | −1,500−2.8% | Reduced |
| Barometer Capital Management Inc. | 52,100 | $497.7K | 0.14% | +9,400+22.0% | Added |
| Blue Bell Private Wealth Management, LLC | 57,946 | $558.6K | 0.09% | +16,796+40.8% | Added |
| Nomura Asset Management Co Ltd | 58,257 | $561.6K | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 65,663 | $633.0K | 0.00% | −13,395−16.9% | Reduced |
| SeaCrest Wealth Management, LLC | 69,349 | $668.5K | 0.07% | −3,370−4.6% | Reduced |
| Dynamic Advisor Solutions LLC | 72,016 | $694.2K | 0.02% | −3,272−4.3% | Reduced |
| Bulldog Investors, LLP | 76,638 | $738.8K | 0.19% | +76,638 | New |
| Pekin Hardy Strauss, Inc. | 91,399 | $881.1K | 0.10% | +73,780+418.8% | Added |
| Raymond James Financial Inc | 97,280 | $937.8K | 0.00% | +528+0.5% | Added |
| Shaker Financial Services, LLC | 97,575 | $940.6K | 0.34% | +30,699+45.9% | Added |
| Raffles Associates LP | 138,849 | $1.34M | 1.39% | −106,519−43.4% | Reduced |
| Mraz, Amerine & Associates, Inc. | 145,281 | $1.40M | 0.22% | +40,790+39.0% | Added |
| Barry Investment Advisors, LLC | 150,052 | $1.45M | 0.36% | −1,084−0.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 153,728 | $1.48M | 0.01% | −10,014−6.1% | Reduced |
| Hara Capital LLC | 203,961 | $1.97M | 1.22% | −124,086−37.8% | Reduced |
| Morgan Stanley | 313,971 | $3.03M | 0.00% | +7,072+2.3% | Added |
| Almitas Capital LLC | 511,819 | $4.93M | 1.24% | 00.0% | Unchanged |
| Bank of America Corp | 795,018 | $7.66M | 0.00% | +792,918+37,758.0% | Added |
| Karpus Management, Inc. | 827,658 | $7.98M | 0.26% | −166,937−16.8% | Reduced |
| Saba Capital Management, L.P. | 2,107,155 | $20.3M | 0.55% | +522,110+32.9% | Added |
| Lazard Asset Management LLC | 2,320,298 | $22.4M | 0.03% | +19,460+0.8% | Added |
| 1607 Capital Partners, LLC | 4,248,790 | $41.0M | 3.32% | −319,972−7.0% | Reduced |
| City of London Investment Management Co Ltd | 4,284,932 | $41.3M | 3.84% | −201,830−4.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,033,892 | $48.5M | 0.08% | −35,710−0.7% | Reduced |
| Matisse Capital | 0 | $0 | 0.00% | −362,000−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −29,150−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −18,873−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −15,170−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,262−100.0% | Sold out |
| Union Bancaire Privee, UBP SA | 0 | $0 | 0.00% | −4,200−100.0% | Sold out |
| Broadwater Capital Management LLC | 0 | $0 | 0.00% | −68−100.0% | Sold out |