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Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.

13F holders, Q1 2021

Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
50
No complete 13F data for Q4 2020
Shares held
22.6M
No complete 13F data for Q4 2020
Total value
$210.6M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 50 institutions
Q1 2021: 50 institutionsQ2 2021: 51 institutionsQ3 2021: 49 institutionsQ4 2021: 55 institutionsQ1 2022: 50 institutionsQ2 2022: 51 institutionsQ3 2022: 46 institutionsQ4 2022: 47 institutionsQ1 2023: 49 institutionsQ2 2023: 47 institutionsQ3 2023: 51 institutionsQ4 2023: 50 institutionsQ1 2024: 50 institutionsQ2 2024: 50 institutionsQ3 2024: 57 institutionsQ4 2024: 56 institutionsQ1 2025: 53 institutionsQ2 2025: 50 institutionsQ3 2025: 46 institutionsQ4 2025: 51 institutionsQ1 2026: 55 institutionsQ2 2026: 56 institutions
Value heldQ1 2021: $210.6M
Q1 2021: $210.6MQ2 2021: $204.4MQ3 2021: $205.6MQ4 2021: $177.1MQ1 2022: $159.1MQ2 2022: $140.0MQ3 2022: $129.7MQ4 2022: $146.1MQ1 2023: $156.4MQ2 2023: $161.2MQ3 2023: $158.6MQ4 2023: $171.4MQ1 2024: $174.0MQ2 2024: $167.8MQ3 2024: $186.4MQ4 2024: $172.6MQ1 2025: $187.2MQ2 2025: $216.2MQ3 2025: $231.9MQ4 2025: $245.1MQ1 2026: $238.2MQ2 2026: $242.6M
Institutions holding JOF and their total value by quarter
QuarterHoldersValue
Q2 202656$242.6M
Q1 202655$238.2M
Q4 202551$245.1M
Q3 202546$231.9M
Q2 202550$216.2M
Q1 202553$187.2M
Q4 202456$172.6M
Q3 202457$186.4M
Q2 202450$167.8M
Q1 202450$174.0M
Q4 202350$171.4M
Q3 202351$158.6M
Q2 202347$161.2M
Q1 202349$156.4M
Q4 202247$146.1M
Q3 202246$129.7M
Q2 202251$140.0M
Q1 202250$159.1M
Q4 202155$177.1M
Q3 202149$205.6M
Q2 202151$204.4M
Q1 202150$210.6M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding JOF in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Thomas J. Herzfeld Advisors, Inc.321$3.00K0.00%––
US Bancorp1,000$9.00K0.00%––
Barclays PLC1,000$9.00K0.00%––
Ancora Advisors, LLC1,500$14.0K0.00%––
UBS Group AG2,057$19.0K0.00%––
Spire Wealth Management2,000$19.0K0.00%––
Deutsche Bank AG2,400$22.0K0.00%––
Federation des caisses Desjardins du Quebec3,000$27.9K0.00%––
Evolution Wealth Advisors, LLC3,900$36.0K0.01%––
International Assets Investment Management, LLC5,700$52.0K0.00%––
Bank of America Corp6,488$60.0K0.00%––
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,000$93.0K0.04%––
Rockefeller Capital Management L.P.13,299$123.0K0.00%––
Frontier Wealth Management LLC13,785$128.0K0.01%––
9258 Wealth Management, LLC14,807$138.0K0.04%––
Advisor Group Holdings, Inc.15,000$140.0K0.00%––
Integrated Capital Management, Inc.15,134$141.0K0.12%––
Dorchester Wealth Management Co15,250$142.0K0.04%––
Roberts Glore & Co Inc19,193$178.0K0.06%––
The PNC Financial Services Group, Inc.19,245$179.0K0.00%––
Peapack Gladstone Financial Corp21,032$196.0K0.01%––
CSS LLC21,631$201.0K0.01%––
Guggenheim Capital LLC24,464$228.0K0.00%––
Bard Associates Inc26,932$250.0K0.09%––
Shepherd Kaplan Krochuk, LLC27,490$256.0K0.10%––
Dakota Wealth Management28,287$263.0K0.03%––
Royal Bank of Canada31,672$294.0K0.00%––
Morgan Stanley32,546$303.0K0.00%––
Nomura Asset Management Co Ltd49,993$464.9K0.00%––
MYDA Advisors LLC50,000$465.0K0.15%––
Guild Investment Management, Inc.53,800$500.0K0.54%––
Baird Financial Group, Inc.60,671$564.0K0.00%––
Shaker Financial Services, LLC74,253$691.0K0.28%––
Raymond James & Associates77,550$721.0K0.00%––
Hudson Portfolio Management LLC85,931$799.0K0.77%––
Park Avenue Securities LLC96,704$899.0K0.02%––
Envestnet Asset Management Inc97,727$909.0K0.00%––
Bulldog Investors, LLP130,053$1.21M0.36%––
Wolverine Asset Management LLC135,189$1.26M0.01%––
Salem Capital Management Inc141,353$1.31M0.78%––
Pekin Hardy Strauss, Inc.181,210$1.69M0.27%––
Cornerstone Advisors, LLC332,067$3.09M0.27%––
Matisse Capital393,221$3.66M1.05%––
Graticule Asia Macro Advisors LLC517,748$4.82M0.81%––
Karpus Management, Inc.933,944$8.69M0.26%––
Barry Investment Advisors, LLC945,736$8.79M2.42%––
City of London Investment Management Co Ltd3,204,358$29.9M1.65%––
Lazard Asset Management LLC3,603,486$33.5M0.04%––
1607 Capital Partners, LLC5,230,136$48.6M2.35%––
Wells Fargo & Company5,866,675$54.6M0.01%––