Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −4 vs. Q2 2025
- Shares held
- 22.0M
- −428.4K (−1.9%) vs. Q2 2025
- Total value
- $231.9M
- +$15.7M (+7.2%) vs. Q2 2025
- New holders
- 2
- 12 more added
- Sold out
- 6
- 22 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1 | $11 | 0.00% | −3,595−100.0% | Reduced |
| Ancora Advisors, LLC | 500 | $5.27K | 0.00% | −100−16.7% | Reduced |
| Barclays PLC | 1,000 | $10.5K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,525 | $16.1K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,851 | $19.5K | 0.01% | +160+9.5% | Added |
| CWM, LLC | 4,506 | $47.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,055 | $63.8K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 8,692 | $91.6K | 0.00% | −8,210−48.6% | Reduced |
| Advisor Group Holdings, Inc. | 8,824 | $93.1K | 0.00% | −630−6.7% | Reduced |
| Susquehanna International Group, LLP | 10,107 | $106.5K | 0.00% | −12,691−55.7% | Reduced |
| Seed Wealth Management, Inc. | 10,400 | $109.6K | 0.08% | −2,000−16.1% | Reduced |
| Successful Portfolios LLC | 15,000 | $158.1K | 0.09% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 15,522 | $163.6K | 0.09% | −20,600−57.0% | Reduced |
| Triasima Portfolio Management inc. | 15,800 | $166.5K | 0.03% | +3,900+32.8% | Added |
| Roberts Glore & Co Inc | 17,633 | $185.9K | 0.05% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 20,000 | $211.0K | 0.01% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 24,866 | $262.1K | 0.11% | +15+0.1% | Added |
| Marex Group plc | 27,109 | $285.7K | 0.00% | +27,109 | New |
| BEAM Asset Management, LLC | 32,500 | $342.6K | 0.09% | −1,000−3.0% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $358.4K | 0.29% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 34,920 | $368.1K | 0.01% | −37,096−51.5% | Reduced |
| Barometer Capital Management Inc. | 42,500 | $444.0K | 0.10% | −9,600−18.4% | Reduced |
| Bard Associates Inc | 47,759 | $503.4K | 0.13% | −750−1.5% | Reduced |
| Hudson Portfolio Management LLC | 50,781 | $535.2K | 0.47% | −700−1.4% | Reduced |
| Noble Wealth Management PBC | 53,245 | $561.2K | 0.30% | +53,245 | New |
| CIBC World Markets Inc. | 58,700 | $618.7K | 0.00% | +19,000+47.9% | Added |
| Baird Financial Group, Inc. | 65,663 | $692.1K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 73,306 | $772.6K | 0.12% | +15,360+26.5% | Added |
| Shaker Financial Services, LLC | 97,575 | $1.03M | 0.35% | 00.0% | Unchanged |
| Raymond James Financial Inc | 101,127 | $1.07M | 0.00% | +3,847+4.0% | Added |
| Hara Capital LLC | 128,412 | $1.35M | 0.80% | −75,549−37.0% | Reduced |
| Kovitz Investment Group Partners, LLC | 131,934 | $1.39M | 0.01% | −21,794−14.2% | Reduced |
| Barry Investment Advisors, LLC | 146,710 | $1.54M | 0.35% | −3,342−2.2% | Reduced |
| Raffles Associates LP | 147,289 | $1.55M | 1.45% | +8,440+6.1% | Added |
| Mraz, Amerine & Associates, Inc. | 155,051 | $1.63M | 0.25% | +9,770+6.7% | Added |
| Pekin Hardy Strauss, Inc. | 197,467 | $2.08M | 0.21% | +106,068+116.0% | Added |
| Bulldog Investors, LLP | 217,948 | $2.30M | 0.53% | +141,310+184.4% | Added |
| Morgan Stanley | 311,335 | $3.28M | 0.00% | −2,636−0.8% | Reduced |
| Almitas Capital LLC | 481,642 | $5.08M | 1.16% | −30,177−5.9% | Reduced |
| Karpus Management, Inc. | 662,088 | $6.98M | 0.22% | −165,570−20.0% | Reduced |
| Bank of America Corp | 792,100 | $8.35M | 0.00% | −2,918−0.4% | Reduced |
| Saba Capital Management, L.P. | 2,276,584 | $24.0M | 0.79% | +169,429+8.0% | Added |
| Lazard Asset Management LLC | 2,313,023 | $24.4M | 0.03% | −7,275−0.3% | Reduced |
| City of London Investment Management Co Ltd | 3,520,068 | $37.1M | 2.74% | −764,864−17.9% | Reduced |
| 1607 Capital Partners, LLC | 4,151,303 | $43.8M | 3.30% | −97,487−2.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,487,892 | $57.8M | 0.09% | +454,000+9.0% | Added |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −69,349−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −58,257−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,895−100.0% | Sold out |
| Waterfront Wealth Inc. | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,952−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |