Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Japan Smaller Capitalization Fund Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +1 vs. Q4 2023
- Shares held
- 21.8M
- −706.1K (−3.1%) vs. Q4 2023
- Total value
- $174.0M
- +$3.08M (+1.8%) vs. Q4 2023
- New holders
- 6
- 13 more added
- Sold out
- 5
- 14 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Broadwater Capital Management LLC | 175 | $1.40K | 0.00% | +175 | New |
| Bessemer Group Inc | 454 | $4.00K | 0.00% | −32−6.6% | Reduced |
| Ancora Advisors, LLC | 600 | $4.79K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 938 | $7.49K | 0.00% | −53,437−98.3% | Reduced |
| Barclays PLC | 1,000 | $7.98K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,200 | $9.58K | 0.00% | +910+313.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 1,226 | $9.78K | 0.00% | +213+21.0% | Added |
| CWM, LLC | 1,200 | $10.0K | 0.00% | +1,200 | New |
| Custom Portfolio Group LLC | 1,645 | $11.3K | 0.01% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 1,500 | $12.0K | 0.01% | +1,500 | New |
| Bank of America Corp | 2,100 | $16.8K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,340 | $42.6K | 0.00% | +10.0% | Added |
| Blue Bell Private Wealth Management, LLC | 6,220 | $49.6K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 9,000 | $71.8K | 0.00% | +5,655+169.1% | Added |
| Seed Wealth Management, Inc. | 12,400 | $97.6K | 0.09% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 13,044 | $104.1K | 0.01% | +2,734+26.5% | Added |
| Waterfront Wealth Inc. | 15,000 | $113.5K | 0.03% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $119.7K | 0.08% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 16,861 | $126.0K | 0.00% | −2,098−11.1% | Reduced |
| The PNC Financial Services Group, Inc. | 16,145 | $128.8K | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 19,071 | $152.2K | 0.00% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,642 | $156.7K | 0.00% | +1,000+5.4% | Added |
| CSS LLC | 19,903 | $158.8K | 0.01% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 20,000 | $160.0K | 0.01% | 00.0% | Unchanged |
| Mills Wealth Advisors LLC | 22,299 | $177.9K | 0.13% | +10,211+84.5% | Added |
| Triasima Portfolio Management inc. | 24,600 | $196.3K | 0.02% | +11,900+93.7% | Added |
| Roberts Glore & Co Inc | 28,343 | $226.2K | 0.07% | −750−2.6% | Reduced |
| Landscape Capital Management, L.L.C. | 35,700 | $284.9K | 0.02% | −3,679−9.3% | Reduced |
| Logan Stone Capital, LLC | 39,291 | $313.5K | 0.07% | +39,291 | New |
| Benedetti & Gucer, Inc. | 41,300 | $330.0K | 0.16% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 56,006 | $446.9K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 68,713 | $548.3K | 0.20% | +125+0.2% | Added |
| Shaker Financial Services, LLC | 75,633 | $603.6K | 0.23% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 76,414 | $609.8K | 0.02% | −55−0.1% | Reduced |
| SeaCrest Wealth Management, LLC | 77,543 | $618.8K | 0.08% | +77,543 | New |
| Matisse Capital | 83,137 | $663.4K | 0.32% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 86,241 | $688.2K | 0.00% | −1,320−1.5% | Reduced |
| Raffles Associates LP | 154,495 | $1.23M | 1.43% | 00.0% | Unchanged |
| Raymond James & Associates | 158,521 | $1.26M | 0.00% | +61,185+62.9% | Added |
| Relative Value Partners Group, LLC | 176,082 | $1.33M | 0.08% | −10,114−5.4% | Reduced |
| Barry Investment Advisors, LLC | 205,857 | $1.64M | 0.55% | −6,082−2.9% | Reduced |
| Morgan Stanley | 247,652 | $1.98M | 0.00% | −31,803−11.4% | Reduced |
| Almitas Capital LLC | 285,943 | $2.28M | 0.94% | −12,517−4.2% | Reduced |
| Hara Capital LLC | 314,439 | $2.51M | 1.51% | +87,351+38.5% | Added |
| Karpus Management, Inc. | 1,068,314 | $8.53M | 0.25% | +2,820+0.3% | Added |
| Lazard Asset Management LLC | 3,022,450 | $24.1M | 0.03% | −354,685−10.5% | Reduced |
| City of London Investment Management Co Ltd | 4,507,877 | $36.0M | 2.96% | +6,893+0.2% | Added |
| 1607 Capital Partners, LLC | 5,021,647 | $40.1M | 3.27% | −31,430−0.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,737,819 | $45.8M | 0.07% | −464,767−7.5% | Reduced |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,775−100.0% | Sold out |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −10,642−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,793−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −863−100.0% | Sold out |
| Hudson Portfolio Management LLC | – | – | – | – | Not filed |