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Livermore
Livermore
ZHEN

Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.

13F holders, Q3 2021

Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
49
−2 vs. Q2 2021
Shares held
22.7M
+60.3K (+0.3%) vs. Q2 2021
Total value
$205.6M
+$1.20M (+0.6%) vs. Q2 2021
New holders
2
15 more added
Sold out
4
15 more reduced

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 49 institutions
Q1 2021: 50 institutionsQ2 2021: 51 institutionsQ3 2021: 49 institutionsQ4 2021: 55 institutionsQ1 2022: 50 institutionsQ2 2022: 51 institutionsQ3 2022: 46 institutionsQ4 2022: 47 institutionsQ1 2023: 49 institutionsQ2 2023: 47 institutionsQ3 2023: 51 institutionsQ4 2023: 50 institutionsQ1 2024: 50 institutionsQ2 2024: 50 institutionsQ3 2024: 57 institutionsQ4 2024: 56 institutionsQ1 2025: 53 institutionsQ2 2025: 50 institutionsQ3 2025: 46 institutionsQ4 2025: 51 institutionsQ1 2026: 55 institutionsQ2 2026: 56 institutions
Value heldQ3 2021: $205.6M
Q1 2021: $210.6MQ2 2021: $204.4MQ3 2021: $205.6MQ4 2021: $177.1MQ1 2022: $159.1MQ2 2022: $140.0MQ3 2022: $129.7MQ4 2022: $146.1MQ1 2023: $156.4MQ2 2023: $161.2MQ3 2023: $158.6MQ4 2023: $171.4MQ1 2024: $174.0MQ2 2024: $167.8MQ3 2024: $186.4MQ4 2024: $172.6MQ1 2025: $187.2MQ2 2025: $216.2MQ3 2025: $231.9MQ4 2025: $245.1MQ1 2026: $238.2MQ2 2026: $242.6M
Institutions holding JOF and their total value by quarter
QuarterHoldersValue
Q2 202656$242.6M
Q1 202655$238.2M
Q4 202551$245.1M
Q3 202546$231.9M
Q2 202550$216.2M
Q1 202553$187.2M
Q4 202456$172.6M
Q3 202457$186.4M
Q2 202450$167.8M
Q1 202450$174.0M
Q4 202350$171.4M
Q3 202351$158.6M
Q2 202347$161.2M
Q1 202349$156.4M
Q4 202247$146.1M
Q3 202246$129.7M
Q2 202251$140.0M
Q1 202250$159.1M
Q4 202155$177.1M
Q3 202149$205.6M
Q2 202151$204.4M
Q1 202150$210.6M

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2021.

Institutions holding JOF in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Tower Research Capital LLC (TRC)56$1.00K0.00%+56New
Thomas J. Herzfeld Advisors, Inc.321$3.00K0.00%00.0%Unchanged
US Bancorp1,000$9.00K0.00%00.0%Unchanged
Barclays PLC1,000$9.00K0.00%00.0%Unchanged
Rockefeller Capital Management L.P.1,324$11.0K0.00%−6,927−84.0%Reduced
Ancora Advisors, LLC1,500$14.0K0.00%00.0%Unchanged
UBS Group AG2,057$19.0K0.00%−373−15.3%Reduced
Evolution Wealth Advisors, LLC3,900$35.0K0.01%00.0%Unchanged
Blue Bell Private Wealth Management, LLC6,600$60.0K0.02%+6,220+1,636.8%Added
Bank of America Corp6,783$61.0K0.00%+217+3.3%Added
Royal Bank of Canada10,000$91.0K0.00%−11,229−52.9%Reduced
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,000$91.0K0.03%00.0%Unchanged
The PNC Financial Services Group, Inc.13,545$123.0K0.00%00.0%Unchanged
Frontier Wealth Management LLC13,785$125.0K0.01%00.0%Unchanged
9258 Wealth Management, LLC14,807$134.0K0.04%00.0%Unchanged
Advisor Group Holdings, Inc.15,000$136.0K0.00%00.0%Unchanged
Goldman Sachs Group Inc17,413$158.0K0.00%−544−3.0%Reduced
Integrated Capital Management, Inc.19,242$174.0K0.14%+1,922+11.1%Added
CSS LLC20,631$187.0K0.01%00.0%Unchanged
Peapack Gladstone Financial Corp21,032$190.0K0.00%00.0%Unchanged
Guggenheim Capital LLC24,320$220.0K0.00%−1,948−7.4%Reduced
Bard Associates Inc26,432$239.0K0.08%−500−1.9%Reduced
Shepherd Kaplan Krochuk, LLC27,490$249.0K0.09%00.0%Unchanged
Dakota Wealth Management27,787$252.0K0.03%00.0%Unchanged
Roberts Glore & Co Inc28,068$254.0K0.08%00.0%Unchanged
Quantedge Capital Pte Ltd44,981$407.0K0.20%+31,830+242.0%Added
Nomura Asset Management Co Ltd49,993$452.4K0.00%00.0%Unchanged
Baird Financial Group, Inc.61,745$559.0K0.00%+314+0.5%Added
Guild Investment Management, Inc.63,360$573.0K0.55%+9,560+17.8%Added
Shaker Financial Services, LLC74,253$672.0K0.27%00.0%Unchanged
Hudson Portfolio Management LLC85,581$774.0K0.71%−350−0.4%Reduced
Raymond James & Associates89,113$806.0K0.00%+2,292+2.6%Added
Relative Value Partners Group, LLC103,499$937.0K0.07%+103,499New
Park Avenue Securities LLC108,402$981.0K0.02%+7,185+7.1%Added
Envestnet Asset Management Inc109,908$995.0K0.00%+7,345+7.2%Added
Salem Capital Management Inc134,544$1.22M0.67%−8,442−5.9%Reduced
Bulldog Investors, LLP139,153$1.26M0.36%+10,000+7.7%Added
Wolverine Asset Management LLC205,544$1.86M0.02%+46,013+28.8%Added
Morgan Stanley236,170$2.14M0.00%+15,465+7.0%Added
Pekin Hardy Strauss, Inc.255,405$2.31M0.33%−4,330−1.7%Reduced
Matisse Capital366,386$3.32M1.22%−22,320−5.7%Reduced
Cornerstone Advisors, LLC473,656$4.29M0.25%+53,094+12.6%Added
Graticule Asia Macro Advisors LLC513,248$4.64M0.87%−4,500−0.9%Reduced
Karpus Management, Inc.758,507$6.86M0.20%+5,599+0.7%Added
Barry Investment Advisors, LLC830,923$7.52M2.08%−34,633−4.0%Reduced
City of London Investment Management Co Ltd3,438,544$31.1M1.86%+67,783+2.0%Added
Lazard Asset Management LLC3,532,788$32.0M0.04%−44,343−1.2%Reduced
1607 Capital Partners, LLC4,874,481$44.1M2.21%−145,155−2.9%Reduced
Wells Fargo & Company5,860,582$53.0M0.01%−1,8940.0%Reduced
Dorchester Wealth Management Co0$00.00%−15,250−100.0%Sold out
Federation des caisses Desjardins du Quebec0$00.00%−3,000−100.0%Sold out
Deutsche Bank AG0$00.00%−2,400−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out