Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +8 vs. Q2 2024
- Shares held
- 22.6M
- +435.9K (+2.0%) vs. Q2 2024
- Total value
- $186.4M
- +$18.5M (+11.0%) vs. Q2 2024
- New holders
- 9
- 18 more added
- Sold out
- 1
- 16 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 0 | $1 | 0.00% | −2,572−100.0% | Reduced |
| Broadwater Capital Management LLC | 175 | $1.45K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 600 | $4.96K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 661 | $5.00K | 0.00% | +72+12.2% | Added |
| Barclays PLC | 1,000 | $8.27K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,200 | $10.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,557 | $12.9K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,000 | $16.5K | 0.00% | +2,000 | New |
| Bank of America Corp | 2,100 | $17.4K | 0.00% | −161−7.1% | Reduced |
| Advisor Group Holdings, Inc. | 4,543 | $37.6K | 0.00% | −200−4.2% | Reduced |
| UBS Group AG | 7,853 | $64.9K | 0.00% | −8,225−51.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 8,961 | $74.1K | 0.01% | +2,184+32.2% | Added |
| Waterfront Wealth Inc. | 13,000 | $98.3K | 0.02% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 12,400 | $102.5K | 0.08% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,588 | $104.0K | 0.01% | +12,588 | New |
| Citadel Advisors LLC | 12,764 | $105.6K | 0.00% | +12,764 | New |
| Successful Portfolios LLC | 15,000 | $124.0K | 0.08% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 16,119 | $133.3K | 0.02% | +3,075+23.6% | Added |
| The PNC Financial Services Group, Inc. | 16,145 | $133.5K | 0.00% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 18,968 | $156.9K | 0.05% | 00.0% | Unchanged |
| Dakota Wealth Management | 19,792 | $163.7K | 0.00% | +150+0.8% | Added |
| Ingalls & Snyder LLC | 20,000 | $165.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 22,471 | $181.0K | 0.00% | +1,609+7.7% | Added |
| CSS LLC | 22,418 | $185.4K | 0.01% | +2,515+12.6% | Added |
| Mills Wealth Advisors LLC | 22,813 | $188.7K | 0.13% | +514+2.3% | Added |
| Triasima Portfolio Management inc. | 24,600 | $203.4K | 0.05% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 27,395 | $226.6K | 0.01% | +27,395 | New |
| Mraz, Amerine & Associates, Inc. | 31,300 | $258.9K | 0.05% | +31,300 | New |
| Quantedge Capital Pte Ltd | 37,200 | $307.6K | 0.09% | +37,200 | New |
| BEAM Asset Management, LLC | 38,400 | $317.6K | 0.10% | −2,000−5.0% | Reduced |
| Susquehanna International Group, LLP | 51,237 | $423.7K | 0.00% | +51,237 | New |
| Hudson Portfolio Management LLC | 54,131 | $447.7K | 0.44% | +54,131 | New |
| Nomura Asset Management Co Ltd | 56,006 | $463.2K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 68,213 | $564.1K | 0.19% | −500−0.7% | Reduced |
| SeaCrest Wealth Management, LLC | 72,985 | $603.6K | 0.07% | −6,899−8.6% | Reduced |
| Logan Stone Capital, LLC | 74,144 | $613.2K | 0.15% | +10,788+17.0% | Added |
| Dynamic Advisor Solutions LLC | 74,189 | $613.5K | 0.02% | −2,054−2.7% | Reduced |
| Shaker Financial Services, LLC | 75,633 | $625.5K | 0.24% | 00.0% | Unchanged |
| Rpo LLC | 76,345 | $631.4K | 0.94% | +60,878+393.6% | Added |
| Wolverine Asset Management LLC | 78,228 | $646.9K | 0.01% | −9,399−10.7% | Reduced |
| Baird Financial Group, Inc. | 86,695 | $717.0K | 0.00% | +1,147+1.3% | Added |
| Landscape Capital Management, L.L.C. | 139,930 | $1.16M | 0.12% | +52,526+60.1% | Added |
| Kovitz Investment Group Partners, LLC | 167,173 | $1.35M | 0.01% | +167,173 | New |
| Raymond James & Associates | 167,693 | $1.39M | 0.00% | −11,588−6.5% | Reduced |
| Barry Investment Advisors, LLC | 194,668 | $1.61M | 0.49% | −2,167−1.1% | Reduced |
| Raffles Associates LP | 224,025 | $1.85M | 1.90% | +31,000+16.1% | Added |
| Morgan Stanley | 247,856 | $2.05M | 0.00% | −1,440−0.6% | Reduced |
| Matisse Capital | 263,808 | $2.18M | 1.06% | +17,352+7.0% | Added |
| Saba Capital Management, L.P. | 321,162 | $2.66M | 0.06% | +302,091+1,584.0% | Added |
| Hara Capital LLC | 371,564 | $3.07M | 1.91% | +36,453+10.9% | Added |
| Almitas Capital LLC | 497,471 | $4.11M | 1.45% | +136,624+37.9% | Added |
| Karpus Management, Inc. | 1,059,528 | $8.76M | 0.24% | −29,465−2.7% | Reduced |
| Lazard Asset Management LLC | 2,247,924 | $18.6M | 0.02% | −294,115−11.6% | Reduced |
| City of London Investment Management Co Ltd | 4,580,657 | $37.9M | 3.29% | −322,510−6.6% | Reduced |
| 1607 Capital Partners, LLC | 5,160,129 | $42.7M | 3.90% | +75,322+1.5% | Added |
| Allspring Global Investments Holdings, LLC | 5,714,329 | $47.3M | 0.07% | −15,942−0.3% | Reduced |
| International Assets Investment Management, LLC | 38,042 | – | – | +33,442+727.0% | Added |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −18,397−100.0% | Sold out |
| Custom Portfolio Group LLC | – | – | – | – | Not filed |