Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +2 vs. Q3 2022
- Shares held
- 22.5M
- +395.2K (+1.8%) vs. Q3 2022
- Total value
- $146.1M
- +$16.5M (+12.7%) vs. Q3 2022
- New holders
- 8
- 15 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 500 | $3.00K | 0.00% | −1,000−66.7% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 703 | $4.55K | 0.00% | +150+27.1% | Added |
| UBS Group AG | 746 | $4.83K | 0.00% | −2,988−80.0% | Reduced |
| US Bancorp | 1,000 | $6.48K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,000 | $6.48K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 2,104 | $13.6K | 0.01% | +2,104 | New |
| Royal Bank of Canada | 3,334 | $22.0K | 0.00% | −3,588−51.8% | Reduced |
| Bank of America Corp | 4,100 | $26.6K | 0.00% | +3,354+449.6% | Added |
| Advisor Group Holdings, Inc. | 4,200 | $27.2K | 0.00% | +4,200 | New |
| National Bank of Canada | 5,000 | $32.5K | 0.00% | +5,000 | New |
| Wells Fargo & Company | 5,280 | $34.2K | 0.00% | −5,533−51.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 5,319 | $34.5K | 0.01% | −411−7.2% | Reduced |
| HighTower Advisors, LLC | 10,300 | $67.0K | 0.00% | +10,300 | New |
| Pekin Hardy Strauss, Inc. | 10,845 | $70.3K | 0.01% | −1,250−10.3% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | $71.3K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,130 | $78.6K | 0.01% | +12,130 | New |
| Seed Wealth Management, Inc. | 12,400 | $80.4K | 0.09% | +12,400 | New |
| The PNC Financial Services Group, Inc. | 13,545 | $87.8K | 0.00% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 13,861 | $90.0K | 0.00% | −2,374−14.6% | Reduced |
| Susquehanna International Group, LLP | 15,661 | $101.5K | 0.00% | +15,661 | New |
| Waterfront Wealth Inc. | 15,000 | $102.9K | 0.04% | +2,600+21.0% | Added |
| Dakota Wealth Management | 19,432 | $125.9K | 0.01% | −5,560−22.2% | Reduced |
| Integrated Capital Management, Inc. | 20,835 | $135.0K | 0.12% | −1,818−8.0% | Reduced |
| Atlas Wealth LLC | 22,199 | $143.8K | 0.04% | +22,199 | New |
| CSS LLC | 22,340 | $144.8K | 0.01% | +154+0.7% | Added |
| Bard Associates Inc | 26,350 | $170.7K | 0.07% | +60.0% | Added |
| Roberts Glore & Co Inc | 29,918 | $193.9K | 0.07% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 54,139 | $350.8K | 0.00% | +374+0.7% | Added |
| Hudson Portfolio Management LLC | 60,897 | $394.6K | 0.44% | −21,950−26.5% | Reduced |
| Dynamic Advisor Solutions LLC | 66,508 | $431.0K | 0.03% | +1,368+2.1% | Added |
| Guild Investment Management, Inc. | 69,929 | $453.1K | 0.78% | +7,869+12.7% | Added |
| Shaker Financial Services, LLC | 75,633 | $490.1K | 0.23% | −4,410−5.5% | Reduced |
| Almitas Capital LLC | 81,958 | $531.1K | 0.24% | +81,478+16,974.6% | Added |
| Baird Financial Group, Inc. | 83,907 | $544.0K | 0.00% | +548+0.7% | Added |
| Raymond James & Associates | 99,199 | $642.8K | 0.00% | +453+0.5% | Added |
| Wolverine Asset Management LLC | 131,271 | $850.6K | 0.01% | +39,065+42.4% | Added |
| Park Avenue Securities LLC | 134,036 | $869.0K | 0.02% | −1,964−1.4% | Reduced |
| Envestnet Asset Management Inc | 143,125 | $927.5K | 0.00% | −248−0.2% | Reduced |
| Relative Value Partners Group, LLC | 226,273 | $1.47M | 0.10% | −7,602−3.3% | Reduced |
| Cornerstone Advisors, LLC | 293,462 | $1.90M | 0.09% | −52,528−15.2% | Reduced |
| Barry Investment Advisors, LLC | 342,929 | $2.22M | 0.70% | −142,293−29.3% | Reduced |
| Morgan Stanley | 390,232 | $2.53M | 0.00% | −20,117−4.9% | Reduced |
| Karpus Management, Inc. | 692,650 | $4.49M | 0.15% | +26,316+3.9% | Added |
| Lazard Asset Management LLC | 3,505,260 | $22.7M | 0.03% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 4,547,676 | $29.5M | 2.38% | −64,905−1.4% | Reduced |
| 1607 Capital Partners, LLC | 4,873,763 | $31.6M | 2.17% | +204,239+4.4% | Added |
| Allspring Global Investments Holdings, LLC | 6,372,534 | $41.3M | 0.07% | +393,272+6.6% | Added |
| Hamel Associates, Inc. | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Hedges Asset Management LLC | 0 | $0 | 0.00% | −16,500−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,371−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,648−100.0% | Sold out |
| Western Wealth Management, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |