Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Japan Smaller Capitalization Fund Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- 0 vs. Q3 2024
- Shares held
- 22.5M
- +98.3K (+0.4%) vs. Q3 2024
- Total value
- $172.6M
- −$12.3M (−6.7%) vs. Q3 2024
- New holders
- 6
- 17 more added
- Sold out
- 6
- 19 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $242.6M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $231.9M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $172.6M |
| Q3 2024 | 57 | $186.4M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $174.0M |
| Q4 2023 | 50 | $171.4M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $156.4M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $210.6M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 60 | $460 | 0.00% | +60 | Added |
| Broadwater Capital Management LLC | 175 | $1.34K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 250 | $2.00K | 0.00% | +250 | New |
| Ancora Advisors, LLC | 600 | $4.60K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 598 | $5.00K | 0.00% | −63−9.5% | Reduced |
| Barclays PLC | 1,000 | $7.67K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,557 | $11.9K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,000 | $15.3K | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 4,200 | $32.0K | 0.00% | +4,200 | New |
| Advisor Group Holdings, Inc. | 4,656 | $35.7K | 0.00% | +113+2.5% | Added |
| Bank of America Corp | 5,138 | $39.4K | 0.00% | +3,038+144.7% | Added |
| UBS Group AG | 8,905 | $68.3K | 0.00% | +1,052+13.4% | Added |
| Triasima Portfolio Management inc. | 11,900 | $91.3K | 0.02% | −12,700−51.6% | Reduced |
| Seed Wealth Management, Inc. | 12,400 | $95.1K | 0.08% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 13,000 | $99.7K | 0.02% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,000 | $115.0K | 0.08% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 16,119 | $123.6K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 16,145 | $123.8K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 17,465 | $134.0K | 0.00% | −5,006−22.3% | Reduced |
| Roberts Glore & Co Inc | 18,133 | $139.1K | 0.04% | −835−4.4% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $153.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 22,129 | $169.7K | 0.00% | −29,108−56.8% | Reduced |
| CSS LLC | 22,402 | $171.8K | 0.01% | −16−0.1% | Reduced |
| Mills Wealth Advisors LLC | 22,821 | $175.0K | 0.10% | +80.0% | Added |
| BEAM Asset Management, LLC | 34,000 | $260.8K | 0.08% | −4,400−11.5% | Reduced |
| DKM Wealth Management, Inc. | 34,001 | $260.8K | 0.25% | +34,001 | New |
| Independent Advisor Alliance | 39,150 | $300.3K | 0.00% | +39,150 | New |
| Blue Bell Private Wealth Management, LLC | 39,450 | $302.6K | 0.06% | +30,489+340.2% | Added |
| Bard Associates Inc | 49,809 | $382.0K | 0.13% | −18,404−27.0% | Reduced |
| Boothbay Fund Management, LLC | 51,595 | $395.7K | 0.01% | +24,200+88.3% | Added |
| Hudson Portfolio Management LLC | 54,131 | $415.2K | 0.41% | 00.0% | Unchanged |
| Ionic Capital Management LLC | 56,681 | $434.7K | 0.43% | +56,681 | New |
| Nomura Asset Management Co Ltd | 58,257 | $446.8K | 0.00% | +2,251+4.0% | Added |
| Shaker Financial Services, LLC | 66,876 | $512.9K | 0.20% | −8,757−11.6% | Reduced |
| SeaCrest Wealth Management, LLC | 72,944 | $559.5K | 0.06% | −41−0.1% | Reduced |
| Dynamic Advisor Solutions LLC | 74,879 | $574.3K | 0.02% | +690+0.9% | Added |
| Baird Financial Group, Inc. | 80,421 | $616.8K | 0.00% | −6,274−7.2% | Reduced |
| Quantedge Capital Pte Ltd | 88,350 | $677.6K | 0.25% | +51,150+137.5% | Added |
| Raymond James Financial Inc | 94,439 | $724.3K | 0.00% | +94,439 | New |
| Rpo LLC | 100,852 | $773.5K | 1.01% | +24,507+32.1% | Added |
| Mraz, Amerine & Associates, Inc. | 101,821 | $781.0K | 0.14% | +70,521+225.3% | Added |
| Landscape Capital Management, L.L.C. | 107,849 | $827.2K | 0.09% | −32,081−22.9% | Reduced |
| Kovitz Investment Group Partners, LLC | 165,792 | $1.27M | 0.01% | −1,381−0.8% | Reduced |
| Barry Investment Advisors, LLC | 188,705 | $1.45M | 0.47% | −5,963−3.1% | Reduced |
| Raffles Associates LP | 248,168 | $1.90M | 2.05% | +24,143+10.8% | Added |
| Morgan Stanley | 260,551 | $2.00M | 0.00% | +12,695+5.1% | Added |
| Matisse Capital | 362,000 | $2.78M | 1.41% | +98,192+37.2% | Added |
| Hara Capital LLC | 376,463 | $2.89M | 1.83% | +4,899+1.3% | Added |
| Almitas Capital LLC | 497,471 | $3.82M | 0.84% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 1,034,195 | $7.93M | 0.20% | +713,033+222.0% | Added |
| Karpus Management, Inc. | 1,042,058 | $7.99M | 0.24% | −17,470−1.6% | Reduced |
| Lazard Asset Management LLC | 2,222,950 | $17.1M | 0.02% | −24,974−1.1% | Reduced |
| City of London Investment Management Co Ltd | 4,541,678 | $34.8M | 3.46% | −38,979−0.9% | Reduced |
| 1607 Capital Partners, LLC | 4,886,335 | $37.5M | 3.01% | −273,794−5.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,238,656 | $40.2M | 0.06% | −475,673−8.3% | Reduced |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −78,228−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −74,144−100.0% | Sold out |
| Dakota Wealth Management | 0 | $0 | 0.00% | −19,792−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −12,764−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,588−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −38,042−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |