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Japan Smaller Capitalization Fund Inc

JOF
Exchange
NYSE
SEC CIK
0000859796

In the last 90 days, Japan Smaller Capitalization Fund Inc insiders filed 6 open-market purchases and 1 sale; 56 institutions reported holding it in 13F filings for Q2 2026, worth $242.6M in total; no superinvestor holds it.

13F holders, Q3 2026

Institutional positions in Japan Smaller Capitalization Fund Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
33
+6 vs. Q2 2026
Shares held
8.90M
−967.2K (−9.8%) vs. Q2 2026
Total value
$112.2M
−$4.07M (−3.5%) vs. Q2 2026
New holders
9
6 more added
Sold out
3
9 more reduced

29 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 50 institutionsQ2 2021: 51 institutionsQ3 2021: 49 institutionsQ4 2021: 55 institutionsQ1 2022: 50 institutionsQ2 2022: 51 institutionsQ3 2022: 46 institutionsQ4 2022: 47 institutionsQ1 2023: 49 institutionsQ2 2023: 47 institutionsQ3 2023: 51 institutionsQ4 2023: 50 institutionsQ1 2024: 50 institutionsQ2 2024: 50 institutionsQ3 2024: 57 institutionsQ4 2024: 56 institutionsQ1 2025: 53 institutionsQ2 2025: 50 institutionsQ3 2025: 46 institutionsQ4 2025: 51 institutionsQ1 2026: 55 institutionsQ2 2026: 56 institutions
Value held
Q1 2021: $210.6MQ2 2021: $204.4MQ3 2021: $205.6MQ4 2021: $177.1MQ1 2022: $159.1MQ2 2022: $140.0MQ3 2022: $129.7MQ4 2022: $146.1MQ1 2023: $156.4MQ2 2023: $161.2MQ3 2023: $158.6MQ4 2023: $171.4MQ1 2024: $174.0MQ2 2024: $167.8MQ3 2024: $186.4MQ4 2024: $172.6MQ1 2025: $187.2MQ2 2025: $216.2MQ3 2025: $231.9MQ4 2025: $245.1MQ1 2026: $238.2MQ2 2026: $242.6M
Institutions holding JOF and their total value by quarter
QuarterHoldersValue
Q2 202656$242.6M
Q1 202655$238.2M
Q4 202551$245.1M
Q3 202546$231.9M
Q2 202550$216.2M
Q1 202553$187.2M
Q4 202456$172.6M
Q3 202457$186.4M
Q2 202450$167.8M
Q1 202450$174.0M
Q4 202350$171.4M
Q3 202351$158.6M
Q2 202347$161.2M
Q1 202349$156.4M
Q4 202247$146.1M
Q3 202246$129.7M
Q2 202251$140.0M
Q1 202250$159.1M
Q4 202155$177.1M
Q3 202149$205.6M
Q2 202151$204.4M
Q1 202150$210.6M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q2 2026.

Institutions holding JOF in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Allspring Global Investments Holdings, LLC3,795,783$47.8M0.07%−687,284−15.3%Reduced
City of London Investment Management Co Ltd3,223,016$40.6M2.76%−671,555−17.2%Reduced
Pekin Hardy Strauss, Inc.246,809$3.11M0.27%−34,896−12.4%Reduced
LPL Financial LLC225,151$2.84M0.00%+74,463+49.4%Added
Mraz, Amerine & Associates, Inc.211,069$2.66M0.42%+8,707+4.3%Added
Flagship Harbor Advisors, LLC179,353$2.26M0.08%+16,782+10.3%Added
Altium Capital Management LP135,597$1.71M2.48%−14,815−9.8%Reduced
CIBC World Markets Inc.104,965$1.32M0.00%−479−0.5%Reduced
Blue Bell Private Wealth Management, LLC98,879$1.25M0.15%+98,879New
Hara Capital LLC98,164$1.24M0.59%−600−0.6%Reduced
Shaker Financial Services, LLC93,079$1.17M0.39%00.0%Unchanged
Wolverine Asset Management LLC83,860$1.06M0.01%+83,860New
Barry Investment Advisors, LLC73,554$926.8K0.18%+16,044+27.9%Added
Noble Wealth Management PBC72,405$912.3K0.42%+67,905+1,509.0%Added
Hudson Portfolio Management LLC43,138$543.5K0.41%+43,138New
DKM Wealth Management, Inc.34,001$428.4K0.27%00.0%Unchanged
Calamos Advisors LLC29,443$371.0K0.00%+29,443New
Quantedge Capital Pte Ltd25,122$316.5K0.03%+25,122New
BEAM Asset Management, LLC24,500$308.7K0.07%00.0%Unchanged
Triasima Portfolio Management inc.21,800$274.7K0.04%00.0%Unchanged
Sax Wealth Advisors, LLC18,645$234.9K0.01%−2,750−12.9%Reduced
Successful Portfolios LLC15,000$190.1K0.09%00.0%Unchanged
Mills Wealth Advisors LLC12,823$161.6K0.05%00.0%Unchanged
HighTower Advisors, LLC12,752$160.7K0.00%+12,752New
Beverly Hills Private Wealth, LLC10,229$128.9K0.02%+10,229New
Colonial Trust Advisors5,649$71.2K0.00%00.0%Unchanged
United Financial Planning Group LLC2,440$30.7K0.02%−360−12.9%Reduced
US Bancorp1,525$19.2K0.00%00.0%Unchanged
Thomas J. Herzfeld Advisors, Inc.1,265$15.9K0.01%+482+61.6%Added
CoreCap Advisors, LLC1,000$12.6K0.00%+1,000New
The PNC Financial Services Group, Inc.945$11.9K0.00%−5,110−84.4%Reduced
IFG Advisory, LLC287$3.62K0.00%+287New
Highline Wealth Partners LLC200$2.52K0.00%00.0%Unchanged
Dynamic Advisor Solutions LLC0$00.00%−34,366−100.0%Sold out
International Assets Investment Management, LLC0$00.00%−3,900−100.0%Sold out
Assetmark, Inc0$00.00%−132−100.0%Sold out
Lazard Asset Management LLC––––Not filed
1607 Capital Partners, LLC––––Not filed
Saba Capital Management, L.P.––––Not filed
Bank of America Corp––––Not filed
Karpus Management, Inc.––––Not filed
Almitas Capital LLC––––Not filed
Morgan Stanley––––Not filed
Bulldog Investors, LLP––––Not filed
Raffles Associates LP––––Not filed
Raymond James Financial Inc––––Not filed
Verition Fund Management LLC––––Not filed
CSS LLC––––Not filed
Baird Financial Group, Inc.––––Not filed
Bard Associates Inc––––Not filed
HRT Financial LP––––Not filed
CI Private Wealth, LLC––––Not filed
Citadel Advisors LLC––––Not filed
Quantinno Capital Management LP––––Not filed
Readystate Asset Management LP––––Not filed
Ingalls & Snyder LLC––––Not filed
Roberts Glore & Co Inc––––Not filed
XTX Topco Ltd––––Not filed
Sanctuary Advisors, LLC––––Not filed
Wells Fargo & Company––––Not filed
CF Capital LLC––––Not filed
Advisor Group Holdings, Inc.––––Not filed
JPMorgan Chase & Co––––Not filed
Ancora Advisors, LLC––––Not filed
Jones Financial Companies LLLP––––Not filed