Japan Smaller Capitalization Fund Inc
JOF- Exchange
- NYSE
- SEC CIK
- 0000859796
No open-market purchases or sales by Japan Smaller Capitalization Fund Inc insiders were filed in the last 90 days; 56 institutions reported holding it in 13F filings for Q2 2026, worth $243.9M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Japan Smaller Capitalization Fund Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +2 vs. Q1 2026
- Shares held
- 20.7M
- −1.14M (−5.2%) vs. Q1 2026
- Total value
- $243.9M
- +$5.73M (+2.4%) vs. Q1 2026
- New holders
- 11
- 16 more added
- Sold out
- 9
- 14 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 56 | $243.9M |
| Q1 2026 | 55 | $238.2M |
| Q4 2025 | 51 | $245.1M |
| Q3 2025 | 46 | $237.0M |
| Q2 2025 | 50 | $216.2M |
| Q1 2025 | 53 | $187.2M |
| Q4 2024 | 56 | $175.6M |
| Q3 2024 | 57 | $191.0M |
| Q2 2024 | 50 | $167.8M |
| Q1 2024 | 50 | $178.0M |
| Q4 2023 | 50 | $173.5M |
| Q3 2023 | 51 | $158.6M |
| Q2 2023 | 47 | $161.2M |
| Q1 2023 | 49 | $157.9M |
| Q4 2022 | 47 | $146.1M |
| Q3 2022 | 46 | $129.7M |
| Q2 2022 | 51 | $140.0M |
| Q1 2022 | 50 | $159.1M |
| Q4 2021 | 55 | $177.1M |
| Q3 2021 | 49 | $205.6M |
| Q2 2021 | 51 | $204.4M |
| Q1 2021 | 50 | $214.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Japan Smaller Capitalization Fund Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assetmark, Inc | 132 | $1.55K | 0.00% | +132 | New |
| Highline Wealth Partners LLC | 200 | $2.36K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 333 | $3.82K | 0.00% | +333 | New |
| Ancora Advisors, LLC | 500 | $5.89K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 783 | $9.22K | 0.00% | −367−31.9% | Reduced |
| US Bancorp | 1,525 | $18.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,107 | $25.0K | 0.00% | +2,107 | New |
| United Financial Planning Group LLC | 2,800 | $33.0K | 0.02% | +2,800 | New |
| International Assets Investment Management, LLC | 3,900 | $45.8K | 0.00% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 4,500 | $53.0K | 0.02% | −45,178−90.9% | Reduced |
| Colonial Trust Advisors | 5,649 | $66.5K | 0.00% | −750−11.7% | Reduced |
| The PNC Financial Services Group, Inc. | 6,055 | $71.3K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 9,184 | $108.3K | 0.00% | −1,288−12.3% | Reduced |
| CF Capital LLC | 10,000 | $117.8K | 0.14% | +10,000 | New |
| Wells Fargo & Company | 10,292 | $121.2K | 0.00% | +5,879+133.2% | Added |
| Sanctuary Advisors, LLC | 12,300 | $144.9K | 0.00% | +12,300 | New |
| Mills Wealth Advisors LLC | 12,823 | $151.1K | 0.05% | −11,997−48.3% | Reduced |
| Successful Portfolios LLC | 15,000 | $175.9K | 0.08% | 00.0% | Unchanged |
| XTX Topco Ltd | 16,076 | $189.4K | 0.00% | +16,076 | New |
| Roberts Glore & Co Inc | 17,633 | $207.7K | 0.05% | 00.0% | Unchanged |
| Sax Wealth Advisors, LLC | 21,395 | $233.2K | 0.01% | −5,830−21.4% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $236.0K | 0.01% | 00.0% | Unchanged |
| Triasima Portfolio Management inc. | 21,800 | $256.8K | 0.03% | 00.0% | Unchanged |
| Readystate Asset Management LP | 22,249 | $262.1K | 0.01% | +22,249 | New |
| BEAM Asset Management, LLC | 24,500 | $288.6K | 0.06% | 00.0% | Unchanged |
| DKM Wealth Management, Inc. | 34,001 | $400.5K | 0.26% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 34,366 | $404.8K | 0.01% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 36,100 | $425.3K | 0.00% | +814+2.3% | Added |
| Citadel Advisors LLC | 38,815 | $457.2K | 0.00% | +38,815 | New |
| CI Private Wealth, LLC | 42,100 | $495.9K | 0.00% | +347+0.8% | Added |
| HRT Financial LP | 42,242 | $497.0K | 0.00% | +42,242 | New |
| Barry Investment Advisors, LLC | 57,510 | $677.5K | 0.14% | −58,007−50.2% | Reduced |
| Bard Associates Inc | 58,289 | $686.6K | 0.15% | +19,067+48.6% | Added |
| Baird Financial Group, Inc. | 63,423 | $747.1K | 0.00% | 00.0% | Unchanged |
| CSS LLC | 68,679 | $809.0K | 0.04% | +43,387+171.5% | Added |
| Verition Fund Management LLC | 79,538 | $937.0K | 0.01% | −175,907−68.9% | Reduced |
| Shaker Financial Services, LLC | 93,079 | $1.10M | 0.34% | +3,000+3.3% | Added |
| Hara Capital LLC | 98,764 | $1.16M | 0.61% | −1,200−1.2% | Reduced |
| CIBC World Markets Inc. | 105,444 | $1.24M | 0.00% | +11,096+11.8% | Added |
| Raymond James Financial Inc | 106,861 | $1.26M | 0.00% | +650+0.6% | Added |
| Altium Capital Management LP | 150,412 | $1.77M | 3.73% | 00.0% | Unchanged |
| LPL Financial LLC | 150,688 | $1.78M | 0.00% | +31,520+26.5% | Added |
| Flagship Harbor Advisors, LLC | 162,571 | $1.92M | 0.07% | +162,571 | New |
| Bulldog Investors, LLP | 187,557 | $2.21M | 0.49% | +83,376+80.0% | Added |
| Mraz, Amerine & Associates, Inc. | 202,362 | $2.38M | 0.34% | +6,909+3.5% | Added |
| Raffles Associates LP | 221,934 | $2.61M | 1.15% | +110,967+100.0% | Added |
| Pekin Hardy Strauss, Inc. | 281,705 | $3.32M | 0.29% | +47,136+20.1% | Added |
| Morgan Stanley | 289,647 | $3.41M | 0.00% | −246,176−45.9% | Reduced |
| Almitas Capital LLC | 386,375 | $4.55M | 1.09% | −16,581−4.1% | Reduced |
| Karpus Management, Inc. | 417,754 | $4.92M | 0.14% | −18,700−4.3% | Reduced |
| Bank of America Corp | 443,293 | $5.22M | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 1,948,781 | $23.0M | 0.70% | +346,975+21.7% | Added |
| 1607 Capital Partners, LLC | 2,724,109 | $32.1M | 2.79% | −860,491−24.0% | Reduced |
| Lazard Asset Management LLC | 3,560,978 | $41.9M | 0.06% | +60,365+1.7% | Added |
| City of London Investment Management Co Ltd | 3,894,571 | $45.9M | 2.76% | +174,562+4.7% | Added |
| Allspring Global Investments Holdings, LLC | 4,483,067 | $52.8M | 0.08% | −592,502−11.7% | Reduced |
| Colony Group, LLC | 0 | $0 | 0.00% | −111,255−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −90,057−100.0% | Sold out |
| Evolve Private Wealth, LLC | 0 | $0 | 0.00% | −57,744−100.0% | Sold out |
| Hudson Portfolio Management LLC | 0 | $0 | 0.00% | −50,781−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −19,800−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −12,022−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,470−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −10,321−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |