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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q3 2026

Institutional positions in Hercules Capital, Inc. as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
3
0 vs. Q2 2026
Shares held
285.6K
+7.61K (+2.7%) vs. Q2 2026
Total value
$4.80M
+$417.8K (+9.5%) vs. Q2 2026
New holders
0
2 more added
Sold out
0
0 more reduced

329 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value held
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2026.

Institutions holding HTGC in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Kestra Advisory Services, LLC––––Not filed
Invesco Ltd.––––Not filed
Cordoba Advisory Partners LLC––––Not filed
Steward Partners Investment Advisory, LLC––––Not filed
Delphi Management Inc––––Not filed
Beacon Pointe Advisors, LLC––––Not filed
Tred Avon Family Wealth, LLC––––Not filed
Millennium Management LLC––––Not filed
Brevan Howard Capital Management LP––––Not filed
Kovack Advisors, Inc.––––Not filed
International Assets Investment Management, LLC––––Not filed
Global Retirement Partners, LLC––––Not filed
HighTower Advisors, LLC––––Not filed
SMH Capital Advisors Inc––––Not filed
Mariner, LLC––––Not filed
J.W. Cole Advisors, Inc.––––Not filed
Essex Financial Services, Inc.––––Not filed
XTX Topco Ltd––––Not filed
IMC-Chicago, LLC––––Not filed
Sigma Planning Corp––––Not filed
Capstone Investment Advisors, LLC––––Not filed
Closed-End Fund Advisors, Inc.––––Not filed
McDonald Partners LLC––––Not filed
Mangrove Partners––––Not filed
CMH Wealth Management LLC––––Not filed
Commerce Advisors, LLC––––Not filed
J.M. Arbour, LLC––––Not filed
Mirador Capital Partners LP––––Not filed
Accel Wealth Management––––Not filed
Group One Trading, L.P.––––Not filed
Palogic Value Management, L.P.––––Not filed
Wall Street Access Asset Management, LLC––––Not filed
Squarepoint Ops LLC––––Not filed
Atom Investors LP––––Not filed
Guggenheim Capital LLC––––Not filed
Catalyst Capital Advisors LLC––––Not filed
Engineers Gate Manager LP––––Not filed
Access Investment Management LLC––––Not filed
Quadrant Capital Group LLC––––Not filed
Dakota Wealth Management––––Not filed
Arkadios Wealth Advisors––––Not filed
Farther Finance Advisors, LLC––––Not filed
Foundations Investment Advisors, LLC––––Not filed
Eagle Global Advisors LLC––––Not filed
MML Investors Services, LLC––––Not filed
US Bancorp––––Not filed
Haven Private, LLC––––Not filed
Sit Investment Associates Inc––––Not filed
Hennion & Walsh Asset Management, Inc.––––Not filed
Colony Group, LLC––––Not filed
ProShare Advisors LLC––––Not filed
Americana Partners, LLC––––Not filed
North Star Investment Management Corp.––––Not filed
Monument Capital Management––––Not filed
Cantor Fitzgerald, L. P.––––Not filed
Jump Financial, LLC––––Not filed
Penbrook Management LLC––––Not filed
First National Bank of Mount Dora, Trust Investment Services––––Not filed
Fox Run Management, L.L.C.––––Not filed
Oppenheimer & Co Inc––––Not filed
Truist Financial Corp––––Not filed
Mackenzie Financial Corp––––Not filed
Balboa Wealth Partners––––Not filed
Future Financial Wealth Managment LLC––––Not filed
Two Sigma Securities, LLC––––Not filed
Wealth Architects, LLC––––Not filed
Pasadena Private Wealth, LLC––––Not filed
Golden State Wealth Management, LLC––––Not filed
BigSur Wealth Management LLC––––Not filed
Quantinno Capital Management LP––––Not filed
RMR Wealth Builders––––Not filed
Investment Research Partners LLC––––Not filed
Virtus Investment Advisers, Inc.––––Not filed
Stratos Wealth Partners, LTD.––––Not filed
Left Brain Wealth Management, LLC––––Not filed
Founders Financial Alliance, LLC––––Not filed
Summit Global Investments––––Not filed
Core Wealth Partners LLC––––Not filed
Adirondack Trust Co––––Not filed
Price T Rowe Associates Inc––––Not filed
Diversify Advisory Services, LLC––––Not filed
Diversify Wealth Management, LLC––––Not filed
1620 Investment Advisors, Inc.––––Not filed
Accredited Investors Inc.––––Not filed
IFC Advisors LLC––––Not filed
Empowered Funds, LLC––––Not filed
Captrust Financial Advisors––––Not filed
Voloridge Investment Management, LLC––––Not filed
Evergreen Capital Management LLC––––Not filed
Madison Park Capital Advisors, LLC––––Not filed
Principle Wealth Partners LLC––––Not filed
Inspire Advisors, LLC––––Not filed
Concurrent Investment Advisors, LLC––––Not filed
Pathstone Holdings, LLC––––Not filed
Intrua Financial, LLC––––Not filed
CI Private Wealth, LLC––––Not filed
Jefferies Financial Group Inc.––––Not filed
Integrated Wealth Concepts LLC––––Not filed
Mission Hills Financial Advisory, LLC––––Not filed
HB Wealth Management, LLC––––Not filed