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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q3 2026

Institutional positions in Hercules Capital, Inc. as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
3
0 vs. Q2 2026
Shares held
285.6K
+7.61K (+2.7%) vs. Q2 2026
Total value
$4.80M
+$417.8K (+9.5%) vs. Q2 2026
New holders
0
2 more added
Sold out
0
0 more reduced

329 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value held
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2026.

Institutions holding HTGC in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Confluence Investment Management LLC283,759$4.77M0.08%+7,577+2.7%Added
CX Institutional1,712$29.0K0.00%+37+2.2%Added
Roxbury Financial LLC160$2.69K0.00%00.0%Unchanged
Van Eck Associates Corp––––Not filed
Sound Income Strategies, LLC––––Not filed
Citadel Advisors LLC––––Not filed
UBS Group AG––––Not filed
Two Sigma Investments, LP––––Not filed
LPL Financial LLC––––Not filed
Morgan Stanley––––Not filed
Legal & General Group Plc––––Not filed
Franklin Resources Inc––––Not filed
D. E. Shaw & Co., Inc.––––Not filed
Muzinich & Co., Inc.––––Not filed
Sumitomo Mitsui Trust Holdings, Inc.––––Not filed
Tectonic Advisors LLC––––Not filed
BlackRock, Inc.––––Not filed
Advisors Capital Management, LLC––––Not filed
JPMorgan Chase & Co––––Not filed
Ares Management LLC––––Not filed
Wells Fargo & Company––––Not filed
Qube Research & Technologies Ltd––––Not filed
Gilman Hill Asset Management, LLC––––Not filed
HRT Financial LP––––Not filed
Border to Coast Pensions Partnership Ltd––––Not filed
Melia Wealth LLC––––Not filed
Raymond James Financial Inc––––Not filed
Stifel Financial Corp––––Not filed
Ameriprise Financial Inc––––Not filed
Royal Bank of Canada––––Not filed
Susquehanna International Group, LLP––––Not filed
D.A. Davidson & Co.––––Not filed
Janney Montgomery Scott LLC––––Not filed
Neuberger Berman Group LLC––––Not filed
Advisors Asset Management, Inc.––––Not filed
Goldman Sachs Group Inc––––Not filed
State Street Corp––––Not filed
Bank of America Corp––––Not filed
Cetera Investment Advisers––––Not filed
FJ Capital Management LLC––––Not filed
Balyasny Asset Management LLC––––Not filed
The PNC Financial Services Group, Inc.––––Not filed
Cerity Partners LLC––––Not filed
Naviter Wealth, LLC––––Not filed
Great West Life Assurance Co––––Not filed
Denali Advisors LLC––––Not filed
Mount Yale Investment Advisors, LLC––––Not filed
BNP Paribas Arbitrage, SA––––Not filed
Blair William & Co––––Not filed
Financial Advisory Service, Inc.––––Not filed
Waterloo Capital, L.P.––––Not filed
Advisor Group Holdings, Inc.––––Not filed
Commonwealth Equity Services, LLC––––Not filed
Barclays PLC––––Not filed
Taylor Frigon Capital Management LLC––––Not filed
Cambridge Investment Research Advisors, Inc.––––Not filed
Apollon Wealth Management, LLC––––Not filed
Lazard Asset Management LLC––––Not filed
Sharpepoint LLC––––Not filed
Ilex Capital Partners (UK) LLP––––Not filed
Rockefeller Capital Management L.P.––––Not filed
Independent Financial Group, LLC––––Not filed
AE Wealth Management LLC––––Not filed
Bank of New York Mellon Corp––––Not filed
Abundance Wealth Counselors––––Not filed
Northern Trust Corp––––Not filed
Schonfeld Strategic Advisors LLC––––Not filed
Significant Wealth Partners LLC––––Not filed
IHT Wealth Management, LLC––––Not filed
Triad Investment Management––––Not filed
Resolute Capital, LLC––––Not filed
Summit Financial, LLC––––Not filed
Elemental Capital Partners LLC––––Not filed
Occudo Quantitative Strategies LP––––Not filed
PFG Investments, LLC––––Not filed
CIBC Bancorp USA Inc.––––Not filed
Wiley Bros.-Aintree Capital, LLC––––Not filed
Legacy Capital Wealth Partners, LLC––––Not filed
Centaurus Financial, Inc.––––Not filed
Mather Group, LLC.––––Not filed
Nations Financial Group Inc,––––Not filed
Natixis––––Not filed
Pennington Partners & Co., LLC––––Not filed
Trexquant Investment LP––––Not filed
Triumph Capital Management––––Not filed
Creative Planning––––Not filed
Riverbridge Partners LLC––––Not filed
Lido Advisors, LLC––––Not filed
Truvestments Capital LLC––––Not filed
Whipplewood Advisors, LLC––––Not filed
Naples Global Advisors, LLC––––Not filed
S&T Bank––––Not filed
Quantbot Technologies LP––––Not filed
Wealth Enhancement Advisory Services, LLC––––Not filed
Private Advisor Group, LLC––––Not filed
Envestnet Asset Management Inc––––Not filed
Secure Asset Management, LLC––––Not filed
Toroso Investments, LLC––––Not filed
GEN Financial Management, INC.––––Not filed
Romano Brothers and Company––––Not filed