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Livermore
ZHEN

Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Q3 2026 vs. Q2 2026

How the institutions holding Hercules Capital, Inc. changed between Q2 2026 and Q3 2026.

All holders in Q3 2026All holders in Q2 2026

13F holders of HTGC: Q2 2026 compared with Q3 2026
MeasureQ2 2026Of which not filed for Q3 2026Q3 2026Change
Holders33232930
Shares54.1M53.8M285.6K+7.61K (+2.7%)
Value$815.0M$810.6M$4.80M+$417.8K (+9.5%)

329 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (0)

Institutions that held Hercules Capital, Inc. at the end of Q3 2026 but not at the end of Q2 2026.

None.

Sold out (0)

Institutions that held Hercules Capital, Inc. at the end of Q2 2026 and filed for Q3 2026 without it.

None.

Not filed for Q3 2026 yet (329)

Institutions that held Hercules Capital, Inc. at the end of Q2 2026 and haven't filed a 13F for Q3 2026. Not filing isn't selling, so they aren't counted as sold out.

Showing the largest 100 of 329 by value.

Institutions holding HTGC in Q2 2026 that haven't filed for Q3 2026
InstitutionShares, Q2 2026Value, Q2 2026
Van Eck Associates Corp3,877,634$61.2M
Sound Income Strategies, LLC3,667,518$57.8M
Citadel Advisors LLC2,937,122$46.3M
UBS Group AG2,645,744$41.7M
Two Sigma Investments, LP2,265,824$35.7M
LPL Financial LLC1,857,272$29.3M
Morgan Stanley1,812,484$28.6M
Legal & General Group Plc1,681,333$26.5M
Franklin Resources Inc1,383,905$21.8M
D. E. Shaw & Co., Inc.1,373,460$21.7M
Muzinich & Co., Inc.1,357,013$21.4M
Sumitomo Mitsui Trust Holdings, Inc.1,027,434$16.2M
Tectonic Advisors LLC1,006,408$15.9M
BlackRock, Inc.924,105$14.6M
Advisors Capital Management, LLC919,542$14.5M
JPMorgan Chase & Co837,561$13.3M
Ares Management LLC776,606$12.2M
Wells Fargo & Company735,367$11.6M
Qube Research & Technologies Ltd694,341$10.9M
Gilman Hill Asset Management, LLC646,682$10.2M
HRT Financial LP613,003$9.67M
Border to Coast Pensions Partnership Ltd600,000$9.45M
Melia Wealth LLC553,874$8.73M
Raymond James Financial Inc532,094$8.39M
Stifel Financial Corp486,419$7.67M
Ameriprise Financial Inc485,156$7.65M
Royal Bank of Canada460,546$7.26M
Susquehanna International Group, LLP338,271$5.33M
D.A. Davidson & Co.335,890$5.30M
Janney Montgomery Scott LLC329,090$5.19M
Neuberger Berman Group LLC304,573$4.80M
Advisors Asset Management, Inc.291,401$4.60M
Goldman Sachs Group Inc264,223$4.17M
State Street Corp262,521$4.14M
Bank of America Corp259,640$4.09M
Cetera Investment Advisers257,002$4.05M
FJ Capital Management LLC249,039$3.93M
Balyasny Asset Management LLC232,700$3.67M
The PNC Financial Services Group, Inc.230,585$3.64M
Cerity Partners LLC217,753$3.43M
Naviter Wealth, LLC217,666$3.43M
Great West Life Assurance Co211,479$3.33M
Denali Advisors LLC210,633$3.32M
Mount Yale Investment Advisors, LLC207,786$3.28M
BNP Paribas Arbitrage, SA202,990$3.20M
Blair William & Co191,193$3.02M
Financial Advisory Service, Inc.190,914$3.01M
Waterloo Capital, L.P.190,911$3.01M
Advisor Group Holdings, Inc.190,536$3.00M
Commonwealth Equity Services, LLC182,643$2.88M
Barclays PLC162,909$2.57M
Taylor Frigon Capital Management LLC160,722$2.53M
Cambridge Investment Research Advisors, Inc.156,212$2.46M
Apollon Wealth Management, LLC152,377$2.40M
Lazard Asset Management LLC148,753$2.35M
Sharpepoint LLC147,847$2.33M
Ilex Capital Partners (UK) LLP145,812$2.30M
Rockefeller Capital Management L.P.142,459$2.25M
Independent Financial Group, LLC139,458$2.20M
AE Wealth Management LLC135,293$2.13M
Bank of New York Mellon Corp131,115$2.07M
Abundance Wealth Counselors127,895$2.02M
Northern Trust Corp127,130$2.00M
Schonfeld Strategic Advisors LLC127,081$2.00M
Significant Wealth Partners LLC126,219$1.99M
IHT Wealth Management, LLC125,185$1.97M
Triad Investment Management125,009$1.97M
Resolute Capital, LLC123,665$1.95M
Summit Financial, LLC121,219$1.91M
Elemental Capital Partners LLC120,680$1.90M
Occudo Quantitative Strategies LP112,020$1.77M
PFG Investments, LLC111,649$1.76M
CIBC Bancorp USA Inc.111,276$1.75M
Wiley Bros.-Aintree Capital, LLC108,620$1.71M
Legacy Capital Wealth Partners, LLC108,546$1.71M
Centaurus Financial, Inc.107,436$1.69M
Mather Group, LLC.104,925$1.65M
Nations Financial Group Inc,98,614$1.56M
Natixis98,292$1.55M
Pennington Partners & Co., LLC96,700$1.52M
Trexquant Investment LP92,906$1.47M
Triumph Capital Management92,379$1.46M
Creative Planning92,193$1.45M
Riverbridge Partners LLC90,993$1.43M
Lido Advisors, LLC88,450$1.39M
Truvestments Capital LLC87,346$1.38M
Whipplewood Advisors, LLC83,463$1.32M
Naples Global Advisors, LLC82,584$1.30M
S&T Bank82,175$1.30M
Quantbot Technologies LP81,135$1.28M
Wealth Enhancement Advisory Services, LLC79,383$1.27M
Private Advisor Group, LLC79,479$1.25M
Envestnet Asset Management Inc79,336$1.25M
Secure Asset Management, LLC77,837$1.23M
Toroso Investments, LLC77,178$1.22M
GEN Financial Management, INC.–$1.20M
Romano Brothers and Company76,036$1.20M
Kestra Advisory Services, LLC74,477$1.17M
Invesco Ltd.72,945$1.15M
Cordoba Advisory Partners LLC70,950$1.12M