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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q3 2026

Institutional positions in Hercules Capital, Inc. as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
3
0 vs. Q2 2026
Shares held
285.6K
+7.61K (+2.7%) vs. Q2 2026
Total value
$4.80M
+$417.8K (+9.5%) vs. Q2 2026
New holders
0
2 more added
Sold out
0
0 more reduced

329 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value held
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2026.

Institutions holding HTGC in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Vaquero Private Wealth, Ltd––––Not filed
Cascade Financial Partners, LLC––––Not filed
Freestone Capital Holdings, LLC––––Not filed
Advisory Solutions Group, LLC––––Not filed
Prime Capital Investment Advisors, LLC––––Not filed
Manufacturers Life Insurance Company, The––––Not filed
SRS Capital Advisors, Inc.––––Not filed
GWM Advisors LLC––––Not filed
Modern Wealth Management, LLC––––Not filed
KFG Wealth Management, LLC––––Not filed
Cornerstone Wealth Management, LLC––––Not filed
Virtu Financial LLC––––Not filed
Beaumont Financial Advisors, LLC––––Not filed
Fiduciary Alliance LLC––––Not filed
Sand Hill Global Advisors, LLC––––Not filed
Mercer Global Advisors Inc––––Not filed
Vestmark Advisory Solutions, Inc.––––Not filed
Parallel Advisors, LLC––––Not filed
Invested Advisors––––Not filed
Kestra Private Wealth Services, LLC––––Not filed
Chung Wu Investment Group, LLC––––Not filed
Fulton Bank, N.A.––––Not filed
Wedbush Securities Inc––––Not filed
Sowell Financial Services LLC––––Not filed
Register Financial Advisors LLC––––Not filed
Sequoia Financial Advisors, LLC––––Not filed
Avail Investment Partners, LLC––––Not filed
Keystone Financial Group––––Not filed
Strategic Financial Concepts, LLC––––Not filed
WealthBridge Capital Management, LLC––––Not filed
Snowden Capital Advisors LLC––––Not filed
Baker Avenue Asset Management, LP––––Not filed
Colonial River Wealth Management, LLC––––Not filed
Universal- Beteiligungs- und Servicegesellschaft mbH––––Not filed
MQS Management LLC––––Not filed
Sovereign Financial Group, Inc.––––Not filed
Independent Advisor Alliance––––Not filed
SageGuard Financial Group, LLC––––Not filed
IFP Advisors, Inc––––Not filed
Kingswood Wealth Advisors, LLC––––Not filed
Signaturefd, LLC––––Not filed
Caldwell Sutter Capital, Inc.––––Not filed
Jones Financial Companies LLLP––––Not filed
CWM Advisors, LLC––––Not filed
Armstrong Advisory Group, Inc––––Not filed
State of Alaska, Department of Revenue––––Not filed
IFG Advisory, LLC––––Not filed
Ameriflex Group, Inc.––––Not filed
Simplex Trading, LLC––––Not filed
SHP Wealth Management––––Not filed
Huntington National Bank––––Not filed
Allworth Financial LP––––Not filed
Chilton Capital Management LLC––––Not filed
Harbour Investments, Inc.––––Not filed
Key Capital Management, INC––––Not filed
Sankala Group LLC––––Not filed
Geneos Wealth Management Inc.––––Not filed
Advocate Investing Services LLC––––Not filed
Tradewinds Capital Management, LLC––––Not filed
Ronald Blue Trust, Inc.––––Not filed
Federation des caisses Desjardins du Quebec––––Not filed
Brown, Lisle/Cummings, Inc.––––Not filed
Kozak & Associates, Inc.––––Not filed
Deutsche Bank AG––––Not filed
Security National Bank––––Not filed
Bogart Wealth, LLC––––Not filed
Innovative Asset Advisors Group, LLC––––Not filed
EverSource Wealth Advisors, LLC––––Not filed
Whittier Trust Co of Nevada Inc––––Not filed
MTM Investment Management, LLC––––Not filed
Private Trust Co NA––––Not filed
Caitlin John, LLC––––Not filed
Hollencrest Capital Management––––Not filed
Estabrook Capital Management––––Not filed
Fifth Third Bancorp––––Not filed
Delta Asset Management LLC––––Not filed
Archer Investment Corp––––Not filed
Custom Index Systems, LLC––––Not filed
Financial Consulate, Inc––––Not filed
Institute for Wealth Management, LLC.––––Not filed
Burk Holdings LLC––––Not filed
UBS Asset Management Americas Inc––––Not filed
Atlantic Union Bankshares Corp––––Not filed
Salem Investment Counselors Inc––––Not filed
HHM Wealth Advisors, LLC––––Not filed
ZRC Wealth Management, LLC––––Not filed
Abound Wealth Management––––Not filed
Ancora Advisors, LLC––––Not filed
Chesapeake Asset Management LLC––––Not filed
Clearstead Advisors, LLC––––Not filed
Hilton Head Capital Partners, LLC––––Not filed
Assetmark, Inc––––Not filed
Rossby Financial, LCC––––Not filed
Russell Investments Group, Ltd.––––Not filed
NBC Securities, Inc.––––Not filed
Financial Gravity Companies, Inc.––––Not filed
Action Point Financial Planning, LLC––––Not filed
Asset Dedication, LLC––––Not filed
Gilpin Wealth Management, LLC––––Not filed
Vision Financial Markets LLC––––Not filed