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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q3 2026

Institutional positions in Hercules Capital, Inc. as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
3
0 vs. Q2 2026
Shares held
285.6K
+7.61K (+2.7%) vs. Q2 2026
Total value
$4.80M
+$417.8K (+9.5%) vs. Q2 2026
New holders
0
2 more added
Sold out
0
0 more reduced

329 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value held
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2026.

Institutions holding HTGC in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Valley National Advisers Inc––––Not filed
Community Bank, N.A.––––Not filed
Bank of New Hampshire––––Not filed
Alerus Financial NA––––Not filed
Citigroup Inc––––Not filed
Tower Research Capital LLC (TRC)––––Not filed
TD Waterhouse Canada Inc.––––Not filed
PFS Partners, LLC––––Not filed
Hantz Financial Services, Inc.––––Not filed
Kennebec Savings Bank––––Not filed
Northwestern Mutual Wealth Management Co––––Not filed
VSM Wealth Advisory, LLC––––Not filed
Signature Resources Capital Management, LLC––––Not filed
Continuum Advisory, LLC––––Not filed
Buck Wealth Strategies, LLC––––Not filed
William B. Walkup & Associates, Inc.––––Not filed
Spire Wealth Management––––Not filed
JPL Wealth Management, LLC––––Not filed
EFG International AG––––Not filed
SWAN Capital LLC––––Not filed
WealthCollab, LLC––––Not filed
Glen Eagle Advisors, LLC––––Not filed
JFS Wealth Advisors, LLC––––Not filed
West Financial Advisors, LLC––––Not filed
Quest 10 Wealth Builders, Inc.––––Not filed
Hager Investment Management Services, LLC––––Not filed
Elequin Capital LP––––Not filed
Caitong International Asset Management Co., Ltd––––Not filed
Danske Bank A/S––––Not filed
Ares Financial Consulting, LLC––––Not filed
Pandowealth. LLC––––Not filed
Union Bancaire Privee, UBP SA––––Not filed