Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2023
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 290
- +29 vs. Q3 2023
- Shares held
- 32.1M
- +2.97M (+10.2%) vs. Q3 2023
- Total value
- $535.2M
- +$56.8M (+11.9%) vs. Q3 2023
- New holders
- 52
- 115 more added
- Sold out
- 23
- 63 more reduced
5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HighTower Advisors, LLC | 57,113 | $953.0K | 0.00% | +2,312+4.2% | Added |
| Toroso Investments, LLC | 59,269 | $988.0K | 0.02% | +2,575+4.5% | Added |
| Chesapeake Capital Corp | 59,854 | $997.8K | 0.73% | +59,854 | New |
| Naples Global Advisors, LLC | 63,129 | $1.05M | 0.12% | +300+0.5% | Added |
| Natixis | 63,473 | $1.06M | 0.01% | +5,716+9.9% | Added |
| Boston Private Wealth LLC | 66,572 | $1.11M | 0.03% | −7,569−10.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 70,422 | $1.17M | 0.02% | +1,724+2.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 71,029 | $1.18M | 0.00% | +24,221+51.7% | Added |
| Voloridge Investment Management, LLC | 72,648 | $1.21M | 0.00% | −42,306−36.8% | Reduced |
| International Assets Investment Management, LLC | 80,728 | $1.35M | 0.17% | 00.0% | Unchanged |
| Creegan & Nassoura Financial Group, LLC | 82,620 | $1.38M | 1.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 85,610 | $1.43M | 0.13% | +1,530+1.8% | Added |
| Barclays PLC | 87,453 | $1.46M | 0.00% | +49,233+128.8% | Added |
| Napa Wealth Management | 87,876 | $1.46M | 0.79% | +87,876 | New |
| Sigma Planning Corp | 88,278 | $1.47M | 0.12% | −80,535−47.7% | Reduced |
| ExodusPoint Capital Management, LP | 89,021 | $1.48M | 0.02% | +20,483+29.9% | Added |
| Invesco Ltd. | 90,584 | $1.51M | 0.00% | −6,235−6.4% | Reduced |
| Quantbot Technologies LP | 90,988 | $1.52M | 0.09% | +38,984+75.0% | Added |
| BNP Paribas Arbitrage, SA | 91,093 | $1.52M | 0.00% | +46,614+104.8% | Added |
| Delphi Management Inc | 91,971 | $1.53M | 1.41% | +5,140+5.9% | Added |
| Private Advisor Group, LLC | 93,264 | $1.55M | 0.01% | +21,995+30.9% | Added |
| Legacy Capital Wealth Partners, LLC | 99,722 | $1.66M | 0.47% | +7,203+7.8% | Added |
| DnB Asset Management AS | 105,285 | $1.76M | 0.01% | 00.0% | Unchanged |
| Triad Investment Management | 106,232 | $1.77M | 2.32% | +1,274+1.2% | Added |
| Northern Trust Corp | 108,090 | $1.80M | 0.00% | −23,843−18.1% | Reduced |
| Waterloo Capital, L.P. | 108,181 | $1.80M | 0.29% | +108,181 | New |
| Wintrust Investments LLC | 108,586 | $1.81M | 0.18% | +10,943+11.2% | Added |
| HRT Financial LP | 108,998 | $1.82M | 0.01% | +97,442+843.2% | Added |
| Taylor Frigon Capital Management LLC | 110,788 | $1.85M | 0.93% | −2,142−1.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 110,795 | $1.85M | 0.01% | +3,701+3.5% | Added |
| CIBC Private Wealth Group, LLC | 114,495 | $1.91M | 0.00% | 00.0% | Unchanged |
| Ares Management LLC | 118,038 | $1.97M | 0.05% | +93,038+372.2% | Added |
| Great West Life Assurance Co | 122,651 | $2.03M | 0.00% | −12,377−9.2% | Reduced |
| Polaris Capital Management, LLC | 125,545 | $2.09M | 0.10% | +3,685+3.0% | Added |
| Graypoint LLC | 129,958 | $2.17M | 0.17% | +3,851+3.1% | Added |
| Qube Research & Technologies Ltd | 131,390 | $2.19M | 0.00% | +131,390 | New |
| Tudor Investment Corp Et Al | 132,604 | $2.21M | 0.03% | +132,604 | New |
| Rockefeller Capital Management L.P. | 134,689 | $2.25M | 0.01% | −3,070−2.2% | Reduced |
| Mount Yale Investment Advisors, LLC | 138,983 | $2.32M | 0.22% | −21,960−13.6% | Reduced |
| FJ Capital Management LLC | 140,352 | $2.34M | 0.23% | +79,546+130.8% | Added |
| Blair William & Co | 140,379 | $2.34M | 0.01% | +3,000+2.2% | Added |
| Bank of America Corp | 148,458 | $2.47M | 0.00% | +59,343+66.6% | Added |
| Advisor Group Holdings, Inc. | 149,027 | $2.48M | 0.00% | +21,758+17.1% | Added |
| Schonfeld Strategic Advisors LLC | 149,800 | $2.50M | 0.02% | +116,700+352.6% | Added |
| Left Brain Wealth Management, LLC | 164,821 | $2.75M | 1.59% | −8,980−5.2% | Reduced |
| Jump Financial, LLC | 165,400 | $2.76M | 0.09% | +50,388+43.8% | Added |
| Baker Avenue Asset Management, LP | 167,854 | $2.80M | 0.12% | +12,168+7.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 171,119 | $2.85M | 0.16% | +41,119+31.6% | Added |
| UBS Group AG | 171,399 | $2.86M | 0.00% | −105,474−38.1% | Reduced |
| Ameriprise Financial Inc | 197,332 | $3.29M | 0.00% | −11,332−5.4% | Reduced |
| Independent Financial Group, LLC | 203,776 | $3.40M | 0.18% | +4,086+2.0% | Added |
| Alliancebernstein L.P. | 211,404 | $3.52M | 0.00% | 00.0% | Unchanged |
| Putnam Investments LLC | 215,071 | $3.59M | 0.00% | +44,043+25.8% | Added |
| Financial Advisory Service, Inc. | 218,696 | $3.65M | 0.35% | −3,450−1.6% | Reduced |
| D.A. Davidson & Co. | 221,994 | $3.70M | 0.04% | +18,473+9.1% | Added |
| Citadel Advisors LLC | 231,459 | $3.86M | 0.00% | +161,891+232.7% | Added |
| D. E. Shaw & Co., Inc. | 240,996 | $4.02M | 0.01% | +95,888+66.1% | Added |
| Centaurus Financial, Inc. | 244,588 | $4.08M | 0.31% | −88,163−26.5% | Reduced |
| Goldman Sachs Group Inc | 245,444 | $4.09M | 0.00% | +203,914+491.0% | Added |
| Commonwealth Equity Services, LLC | 262,538 | $4.38M | 0.01% | +1,278+0.5% | Added |
| Miller Howard Investments Inc | 270,000 | $4.50M | 0.16% | −130,000−32.5% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 279,103 | $4.65M | 2.49% | +178+0.1% | Added |
| Janney Montgomery Scott LLC | 282,596 | $4.71M | 0.02% | −27,983−9.0% | Reduced |
| Atria Wealth Solutions, Inc. | 284,173 | $4.74M | 0.06% | −13,456−4.5% | Reduced |
| The PNC Financial Services Group, Inc. | 296,636 | $4.94M | 0.00% | +5,367+1.8% | Added |
| Tectonic Advisors LLC | 324,792 | $5.41M | 0.45% | +26,808+9.0% | Added |
| McKinley Capital Management LLC /Delaware | 352,453 | $5.88M | 0.75% | +3,461+1.0% | Added |
| Advisors Asset Management, Inc. | 367,364 | $6.12M | 0.13% | −53,607−12.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 371,063 | $6.19M | 0.00% | +12,222+3.4% | Added |
| Stifel Financial Corp | 373,641 | $6.23M | 0.01% | −9,087−2.4% | Reduced |
| Border to Coast Pensions Partnership Ltd | 374,837 | $6.25M | 0.15% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 378,292 | $6.31M | 5.47% | +6,914+1.9% | Added |
| Confluence Investment Management LLC | 387,424 | $6.46M | 0.09% | +234+0.1% | Added |
| Two Sigma Investments, LP | 395,353 | $6.59M | 0.02% | −98,838−20.0% | Reduced |
| Wells Fargo & Company | 513,338 | $8.56M | 0.00% | −23,288−4.3% | Reduced |
| S&T Bank | 575,396 | $9.59M | 1.77% | −28,796−4.8% | Reduced |
| LPL Financial LLC | 581,387 | $9.69M | 0.01% | +54,297+10.3% | Added |
| JPMorgan Chase & Co | 601,035 | $10.0M | 0.00% | +11,008+1.9% | Added |
| Gilman Hill Asset Management, LLC | 609,323 | $10.2M | 1.90% | −17,055−2.7% | Reduced |
| BlackRock Inc. | 642,008 | $10.7M | 0.00% | +3,504+0.5% | Added |
| Melia Wealth LLC | 655,215 | $10.9M | 5.74% | +655,215 | New |
| Two Sigma Advisers, LP | 718,600 | $12.0M | 0.03% | −32,900−4.4% | Reduced |
| Royal Bank of Canada | 728,710 | $12.1M | 0.00% | +197,611+37.2% | Added |
| Raymond James & Associates | 857,677 | $14.3M | 0.01% | −32,488−3.6% | Reduced |
| Advisors Capital Management, LLC | 929,499 | $15.5M | 0.32% | −76,810−7.6% | Reduced |
| Morgan Stanley | 1,023,878 | $17.1M | 0.00% | −61,820−5.7% | Reduced |
| Legal & General Group Plc | 1,170,501 | $19.5M | 0.01% | +138,160+13.4% | Added |
| Marshall Wace, LLP | 1,813,922 | $30.2M | 0.06% | +598,102+49.2% | Added |
| Van Eck Associates Corp | 2,414,747 | $40.3M | 0.07% | +381,318+18.8% | Added |
| Sound Income Strategies, LLC | 2,580,372 | $43.0M | 3.58% | +59,263+2.4% | Added |
| LSV Asset Management | 0 | $0 | 0.00% | −120,895−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −76,685−100.0% | Sold out |
| ING Groep NV | 0 | $0 | 0.00% | −58,408−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −38,288−100.0% | Sold out |
| C2C Wealth Management, LLC | 0 | $0 | 0.00% | −37,975−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −23,989−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −23,225−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −21,054−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −19,999−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −18,875−100.0% | Sold out |