Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2023
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 266
- +18 vs. Q2 2023
- Shares held
- 29.4M
- +1.10M (+3.9%) vs. Q2 2023
- Total value
- $482.0M
- +$63.9M (+15.3%) vs. Q2 2023
- New holders
- 36
- 95 more added
- Sold out
- 18
- 68 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nations Financial Group Inc, | 84,080 | $1.38M | 0.14% | +1,076+1.3% | Added |
| Delphi Management Inc | 86,831 | $1.43M | 1.46% | −1,987−2.2% | Reduced |
| Bank of America Corp | 89,115 | $1.46M | 0.00% | +14,953+20.2% | Added |
| Legacy Capital Wealth Partners, LLC | 92,519 | $1.52M | 0.42% | +92,519 | New |
| Invesco Ltd. | 96,819 | $1.59M | 0.00% | −2,895−2.9% | Reduced |
| Wintrust Investments LLC | 97,643 | $1.60M | 0.17% | +7,216+8.0% | Added |
| Triad Investment Management | 104,958 | $1.72M | 2.52% | 00.0% | Unchanged |
| DnB Asset Management AS | 105,285 | $1.73M | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 107,094 | $1.76M | 0.01% | +4,805+4.7% | Added |
| Taylor Frigon Capital Management LLC | 112,930 | $1.85M | 1.03% | +1,452+1.3% | Added |
| CIBC Private Wealth Group, LLC | 114,495 | $1.88M | 0.00% | +16,485+16.8% | Added |
| Voloridge Investment Management, LLC | 114,954 | $1.89M | 0.01% | +104,249+973.8% | Added |
| Jump Financial, LLC | 115,012 | $1.89M | 0.07% | −22,349−16.3% | Reduced |
| LSV Asset Management | 120,895 | $1.99M | 0.00% | 00.0% | Unchanged |
| Polaris Capital Management, LLC | 121,860 | $2.00M | 0.11% | +3,462+2.9% | Added |
| Graypoint LLC | 126,107 | $2.07M | 0.19% | +126,107 | New |
| Advisor Group Holdings, Inc. | 127,269 | $2.09M | 0.00% | +24,430+23.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 130,000 | $2.13M | 0.14% | +15,059+13.1% | Added |
| Northern Trust Corp | 131,933 | $2.17M | 0.00% | +5,355+4.2% | Added |
| Great West Life Assurance Co | 135,028 | $2.22M | 0.01% | +10,746+8.6% | Added |
| Blair William & Co | 137,379 | $2.26M | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 137,759 | $2.26M | 0.01% | −686−0.5% | Reduced |
| Golden Green, Inc. | 138,408 | $2.27M | 2.38% | +1,188+0.9% | Added |
| D. E. Shaw & Co., Inc. | 145,108 | $2.38M | 0.00% | −26,449−15.4% | Reduced |
| Baker Avenue Asset Management, LP | 155,686 | $2.56M | 0.13% | +13,599+9.6% | Added |
| Mount Yale Investment Advisors, LLC | 160,943 | $2.64M | 0.29% | −3,263−2.0% | Reduced |
| Sigma Planning Corp | 168,813 | $2.77M | 0.10% | −2,791−1.6% | Reduced |
| Putnam Investments LLC | 171,028 | $2.81M | 0.00% | +47,734+38.7% | Added |
| Left Brain Wealth Management, LLC | 173,801 | $2.85M | 1.78% | +425+0.2% | Added |
| Independent Financial Group, LLC | 199,690 | $3.28M | 0.21% | +1,850+0.9% | Added |
| D.A. Davidson & Co. | 203,521 | $3.34M | 0.04% | +18,727+10.1% | Added |
| Ameriprise Financial Inc | 208,664 | $3.42M | 0.00% | +9,657+4.9% | Added |
| Alliancebernstein L.P. | 211,404 | $3.47M | 0.00% | −2,913−1.4% | Reduced |
| Financial Advisory Service, Inc. | 222,146 | $3.65M | 0.39% | +922+0.4% | Added |
| Commonwealth Equity Services, LLC | 261,260 | $4.29M | 0.01% | +448+0.2% | Added |
| UBS Group AG | 276,873 | $4.55M | 0.00% | −13,379−4.6% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 278,925 | $4.58M | 2.60% | −24,107−8.0% | Reduced |
| The PNC Financial Services Group, Inc. | 291,269 | $4.78M | 0.00% | +550+0.2% | Added |
| Atria Wealth Solutions, Inc. | 297,629 | $4.89M | 0.07% | −7,897−2.6% | Reduced |
| Tectonic Advisors LLC | 297,984 | $4.89M | 0.46% | +6,256+2.1% | Added |
| Janney Montgomery Scott LLC | 310,579 | $5.10M | 0.02% | −7,309−2.3% | Reduced |
| Centaurus Financial, Inc. | 332,751 | $5.46M | 0.47% | −10,111−2.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 348,992 | $5.73M | 0.80% | +131,924+60.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 358,841 | $5.89M | 0.00% | −5,719−1.6% | Reduced |
| Muzinich & Co., Inc. | 371,378 | $6.10M | 5.35% | −4,371−1.2% | Reduced |
| Border to Coast Pensions Partnership Ltd | 374,837 | $6.20M | 0.17% | −150,000−28.6% | Reduced |
| Stifel Financial Corp | 382,728 | $6.28M | 0.01% | −9,851−2.5% | Reduced |
| Confluence Investment Management LLC | 387,190 | $6.36M | 0.10% | +1490.0% | Added |
| Miller Howard Investments Inc | 400,000 | $6.57M | 0.24% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 420,971 | $6.91M | 0.15% | +14,388+3.5% | Added |
| Two Sigma Investments, LP | 494,191 | $8.11M | 0.02% | −86,292−14.9% | Reduced |
| LPL Financial LLC | 527,090 | $8.65M | 0.01% | +42,417+8.8% | Added |
| Royal Bank of Canada | 531,099 | $8.72M | 0.00% | +122,845+30.1% | Added |
| Wells Fargo & Company | 536,626 | $8.81M | 0.00% | +43,416+8.8% | Added |
| JPMorgan Chase & Co | 590,027 | $9.69M | 0.00% | −9,135−1.5% | Reduced |
| S&T Bank | 604,192 | $9.92M | 1.91% | −13,112−2.1% | Reduced |
| Gilman Hill Asset Management, LLC | 626,378 | $10.3M | 2.03% | −11,312−1.8% | Reduced |
| BlackRock Inc. | 638,504 | $10.5M | 0.00% | −151,530−19.2% | Reduced |
| Two Sigma Advisers, LP | 751,500 | $12.3M | 0.03% | +48,400+6.9% | Added |
| Raymond James & Associates | 890,165 | $14.6M | 0.01% | −3,676−0.4% | Reduced |
| Advisors Capital Management, LLC | 1,006,309 | $16.5M | 0.42% | +23,157+2.4% | Added |
| Legal & General Group Plc | 1,032,341 | $17.0M | 0.01% | +17,433+1.7% | Added |
| Morgan Stanley | 1,085,698 | $17.8M | 0.00% | +4,635+0.4% | Added |
| Marshall Wace, LLP | 1,215,820 | $20.0M | 0.04% | +1,019,676+519.9% | Added |
| Van Eck Associates Corp | 2,033,429 | $33.4M | 0.07% | +116,684+6.1% | Added |
| Sound Income Strategies, LLC | 2,521,109 | $41.4M | 3.50% | +41,240+1.7% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −374,324−100.0% | Sold out |
| Global Endowment Management, LP | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Emerald Mutual Fund Advisers Trust | 0 | $0 | 0.00% | −28,020−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −26,877−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −21,937−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −16,299−100.0% | Sold out |
| Vestmark Advisory Solutions, Inc. | 0 | $0 | 0.00% | −15,916−100.0% | Sold out |
| Prossimo Advisors, LLC | 0 | $0 | 0.00% | −13,194−100.0% | Sold out |
| Strategic Blueprint, LLC | 0 | $0 | 0.00% | −12,177−100.0% | Sold out |
| AXS Investments LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Toth Financial Advisory Corp | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Webster Bank, N. A. | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −606−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Impact Partnership Wealth, LLC | 0 | $0 | 0.00% | −353−100.0% | Sold out |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |