Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2023
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- −5 vs. Q1 2023
- Shares held
- 28.3M
- −3.05M (−9.7%) vs. Q1 2023
- Total value
- $418.2M
- +$14.7M (+3.6%) vs. Q1 2023
- New holders
- 24
- 94 more added
- Sold out
- 29
- 72 more reduced
3 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Golden Green, Inc. | 137,220 | $2.03M | 2.20% | −2,460−1.8% | Reduced |
| Jump Financial, LLC | 137,361 | $2.03M | 0.07% | +88,182+179.3% | Added |
| Blair William & Co | 137,379 | $2.03M | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 138,445 | $2.05M | 0.01% | +3,524+2.6% | Added |
| Schonfeld Strategic Advisors LLC | 142,000 | $2.10M | 0.02% | +141,900+141,900.0% | Added |
| Baker Avenue Asset Management, LP | 142,087 | $2.10M | 0.11% | +12,760+9.9% | Added |
| Mount Yale Investment Advisors, LLC | 164,206 | $2.43M | 0.26% | −12,005−6.8% | Reduced |
| D. E. Shaw & Co., Inc. | 171,557 | $2.54M | 0.00% | +171,557 | New |
| Sigma Planning Corp | 171,604 | $2.54M | 0.09% | −10,438−5.7% | Reduced |
| Left Brain Wealth Management, LLC | 173,376 | $2.57M | 1.57% | +8,295+5.0% | Added |
| D.A. Davidson & Co. | 184,794 | $2.73M | 0.03% | +7,508+4.2% | Added |
| Marshall Wace, LLP | 196,144 | $2.90M | 0.01% | −172,532−46.8% | Reduced |
| Independent Financial Group, LLC | 197,840 | $2.93M | 0.20% | +652+0.3% | Added |
| Ameriprise Financial Inc | 199,007 | $2.95M | 0.00% | +80,398+67.8% | Added |
| Alliancebernstein L.P. | 214,317 | $3.17M | 0.00% | −65,087−23.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 217,068 | $3.21M | 0.43% | −2,185−1.0% | Reduced |
| Financial Advisory Service, Inc. | 221,224 | $3.27M | 0.41% | +5,201+2.4% | Added |
| Commonwealth Equity Services, LLC | 260,812 | $3.86M | 0.01% | +31,930+14.0% | Added |
| Citadel Advisors LLC | 265,652 | $3.93M | 0.00% | −988,239−78.8% | Reduced |
| UBS Group AG | 290,252 | $4.30M | 0.00% | +2,349+0.8% | Added |
| The PNC Financial Services Group, Inc. | 290,719 | $4.30M | 0.00% | +16,600+6.1% | Added |
| Tectonic Advisors LLC | 291,728 | $4.32M | 0.53% | +33,701+13.1% | Added |
| Capital Advisory Group Advisory Services, LLC | 303,032 | $4.49M | 3.21% | +11,857+4.1% | Added |
| Atria Wealth Solutions, Inc. | 305,526 | $4.52M | 0.06% | −2,782−0.9% | Reduced |
| Janney Montgomery Scott LLC | 317,888 | $4.71M | 0.02% | +1,259+0.4% | Added |
| Centaurus Financial, Inc. | 342,862 | $5.07M | 0.44% | −33,622−8.9% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 364,560 | $5.40M | 0.00% | −15,779−4.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 374,324 | $5.54M | 0.03% | −27,380−6.8% | Reduced |
| Muzinich & Co., Inc. | 375,749 | $5.56M | 4.91% | −15,779−4.0% | Reduced |
| Confluence Investment Management LLC | 387,041 | $5.73M | 0.08% | +3,769+1.0% | Added |
| Stifel Financial Corp | 392,579 | $5.81M | 0.01% | +2,589+0.7% | Added |
| Miller Howard Investments Inc | 400,000 | $5.92M | 0.21% | +100,000+33.3% | Added |
| Advisors Asset Management, Inc. | 406,583 | $6.02M | 0.12% | −48,005−10.6% | Reduced |
| Royal Bank of Canada | 408,254 | $6.04M | 0.00% | +42,127+11.5% | Added |
| LPL Financial LLC | 484,673 | $7.17M | 0.01% | +33,472+7.4% | Added |
| Wells Fargo & Company | 493,210 | $7.30M | 0.00% | −9,662−1.9% | Reduced |
| Border to Coast Pensions Partnership Ltd | 524,837 | $7.76M | 0.19% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 580,483 | $8.59M | 0.02% | +356,512+159.2% | Added |
| JPMorgan Chase & Co | 599,162 | $8.87M | 0.00% | −8,776−1.4% | Reduced |
| S&T Bank | 617,304 | $9.14M | 1.64% | −10,954−1.7% | Reduced |
| Gilman Hill Asset Management, LLC | 637,690 | $9.44M | 1.76% | +579+0.1% | Added |
| Two Sigma Advisers, LP | 703,100 | $10.4M | 0.03% | −91,500−11.5% | Reduced |
| BlackRock Inc. | 790,034 | $11.7M | 0.00% | −38,167−4.6% | Reduced |
| Raymond James & Associates | 893,841 | $13.2M | 0.01% | +25,617+3.0% | Added |
| Advisors Capital Management, LLC | 983,152 | $14.6M | 0.35% | −56,089−5.4% | Reduced |
| Legal & General Group Plc | 1,014,908 | $15.0M | 0.00% | +122,643+13.7% | Added |
| Morgan Stanley | 1,081,063 | $16.0M | 0.00% | −152,810−12.4% | Reduced |
| Van Eck Associates Corp | 1,916,745 | $28.4M | 0.06% | +129,311+7.2% | Added |
| Sound Income Strategies, LLC | 2,479,869 | $36.7M | 3.77% | +99,588+4.2% | Added |
| T. Rowe Price Investment Management, Inc. | 0 | $0 | 0.00% | −1,404,876−100.0% | Sold out |
| Cooper Creek Partners Management LLC | 0 | $0 | 0.00% | −543,900−100.0% | Sold out |
| Security National Bank | 0 | $0 | 0.00% | −237,262−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −108,401−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −85,457−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −77,411−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −67,411−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −55,654−100.0% | Sold out |
| Abundance Wealth Counselors | 0 | $0 | 0.00% | −43,603−100.0% | Sold out |
| HST Ventures, LLC | 0 | $0 | 0.00% | −41,322−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −24,391−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −18,999−100.0% | Sold out |
| Brookstone Capital Management | 0 | $0 | 0.00% | −12,261−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −12,359−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,961−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −11,569−100.0% | Sold out |
| Boston Trust Walden Corp | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,393−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −10,033−100.0% | Sold out |
| Endurance Wealth Management, Inc. | 0 | $0 | 0.00% | −7,488−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −7,095−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −4,702−100.0% | Sold out |
| Orion Capital Management LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −2,258−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −440−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −123−100.0% | Sold out |
| Old Port Advisors | – | – | – | – | Not filed |
| Pathway Financial Advisers, LLC | – | – | – | – | Not filed |
| Householder Group Estate & Retirement Specialist, LLC | – | – | – | – | Not filed |