Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2023
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 257
- −3 vs. Q4 2022
- Shares held
- 31.3M
- −1.53M (−4.7%) vs. Q4 2022
- Total value
- $403.7M
- −$28.3M (−6.6%) vs. Q4 2022
- New holders
- 39
- 109 more added
- Sold out
- 42
- 62 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Great West Life Assurance Co | 117,034 | $1.51M | 0.00% | −34,794−22.9% | Reduced |
| Advisor Group Holdings, Inc. | 118,208 | $1.52M | 0.00% | +18,610+18.7% | Added |
| Polaris Capital Management, LLC | 118,398 | $1.53M | 0.06% | +12,600+11.9% | Added |
| Ameriprise Financial Inc | 118,609 | $1.53M | 0.00% | +23,378+24.5% | Added |
| LSV Asset Management | 120,895 | $1.56M | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 129,327 | $1.67M | 0.09% | +70,123+118.4% | Added |
| Rockefeller Capital Management L.P. | 134,921 | $1.74M | 0.01% | −595−0.4% | Reduced |
| Blair William & Co | 137,379 | $1.77M | 0.01% | −963−0.7% | Reduced |
| Golden Green, Inc. | 139,680 | $1.80M | 2.11% | +139,680 | New |
| Millennium Management LLC | 142,337 | $1.83M | 0.00% | −985,560−87.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 142,814 | $1.84M | 0.11% | −16,260−10.2% | Reduced |
| Bank of America Corp | 146,079 | $1.88M | 0.00% | −24,395−14.3% | Reduced |
| Left Brain Wealth Management, LLC | 165,081 | $2.19M | 1.49% | −6,858−4.0% | Reduced |
| Mount Yale Investment Advisors, LLC | 176,211 | $2.27M | 0.26% | +3,496+2.0% | Added |
| D.A. Davidson & Co. | 177,286 | $2.29M | 0.03% | +10,322+6.2% | Added |
| Sigma Planning Corp | 182,042 | $2.35M | 0.08% | +7,770+4.5% | Added |
| Independent Financial Group, LLC | 197,188 | $2.54M | 0.20% | +110,336+127.0% | Added |
| Financial Advisory Service, Inc. | 216,023 | $2.78M | 0.30% | +33,102+18.1% | Added |
| McKinley Capital Management LLC /Delaware | 219,253 | $2.83M | 0.37% | −180,615−45.2% | Reduced |
| Two Sigma Investments, LP | 223,971 | $2.89M | 0.01% | +92,323+70.1% | Added |
| Commonwealth Equity Services, LLC | 228,882 | $2.95M | 0.01% | +9,193+4.2% | Added |
| Security National Bank | 237,262 | $3.06M | 0.82% | −96,287−28.9% | Reduced |
| Tectonic Advisors LLC | 258,027 | $3.33M | 0.45% | +58,032+29.0% | Added |
| The PNC Financial Services Group, Inc. | 274,119 | $3.53M | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 279,404 | $3.60M | 0.00% | +6,000+2.2% | Added |
| UBS Group AG | 287,903 | $3.71M | 0.00% | −14,372−4.8% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 291,175 | $3.75M | 2.26% | +9,386+3.3% | Added |
| Miller Howard Investments Inc | 300,000 | $3.87M | 0.14% | +300,000 | New |
| Atria Wealth Solutions, Inc. | 308,308 | $3.97M | 0.06% | +19,606+6.8% | Added |
| Janney Montgomery Scott LLC | 316,629 | $4.08M | 0.02% | +35,233+12.5% | Added |
| Cubist Systematic Strategies, LLC | 332,524 | $4.29M | 0.04% | +45,459+15.8% | Added |
| Royal Bank of Canada | 366,127 | $4.72M | 0.00% | −363−0.1% | Reduced |
| Marshall Wace, LLP | 368,676 | $4.75M | 0.01% | +368,676 | New |
| Centaurus Financial, Inc. | 376,484 | $4.85M | 0.39% | −6,529−1.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 380,339 | $4.90M | 0.00% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 383,272 | $4.94M | 0.07% | −18,920−4.7% | Reduced |
| Stifel Financial Corp | 389,990 | $5.03M | 0.01% | −34,959−8.2% | Reduced |
| Muzinich & Co., Inc. | 391,528 | $5.05M | 4.36% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 401,704 | $5.18M | 0.03% | +180,025+81.2% | Added |
| LPL Financial LLC | 451,201 | $5.82M | 0.00% | −40,451−8.2% | Reduced |
| Advisors Asset Management, Inc. | 454,588 | $5.86M | 0.12% | +19,307+4.4% | Added |
| Wells Fargo & Company | 502,872 | $6.48M | 0.00% | −60,909−10.8% | Reduced |
| Border to Coast Pensions Partnership Ltd | 524,837 | $6.76M | 0.18% | −600,000−53.3% | Reduced |
| Cooper Creek Partners Management LLC | 543,900 | $7.01M | 0.50% | +543,900 | New |
| JPMorgan Chase & Co | 607,938 | $7.84M | 0.00% | −235,897−28.0% | Reduced |
| S&T Bank | 628,258 | $8.10M | 1.50% | −5,088−0.8% | Reduced |
| Gilman Hill Asset Management, LLC | 637,111 | $8.21M | 1.67% | +5,848+0.9% | Added |
| Two Sigma Advisers, LP | 794,600 | $10.2M | 0.03% | +500+0.1% | Added |
| BlackRock Inc. | 828,201 | $10.7M | 0.00% | −221,600−21.1% | Reduced |
| Raymond James & Associates | 868,224 | $11.2M | 0.01% | +630,120+264.6% | Added |
| Legal & General Group Plc | 892,265 | $11.5M | 0.00% | +34,878+4.1% | Added |
| Advisors Capital Management, LLC | 1,039,241 | $13.4M | 0.35% | +66,155+6.8% | Added |
| Morgan Stanley | 1,233,873 | $15.9M | 0.00% | +96,959+8.5% | Added |
| Citadel Advisors LLC | 1,253,891 | $16.2M | 0.02% | +486,753+63.5% | Added |
| T. Rowe Price Investment Management, Inc. | 1,404,876 | $18.1M | 0.01% | +23,126+1.7% | Added |
| Van Eck Associates Corp | 1,787,434 | $23.0M | 0.05% | +18,198+1.0% | Added |
| Sound Income Strategies, LLC | 2,380,281 | $30.7M | 3.34% | −61,473−2.5% | Reduced |
| Granite Investment Partners, LLC | 0 | $0 | 0.00% | −811,064−100.0% | Sold out |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −431,007−100.0% | Sold out |
| Conversant Capital LLC | 0 | $0 | 0.00% | −325,000−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −155,697−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −88,975−100.0% | Sold out |
| Meridian Wealth Management, LLC | 0 | $0 | 0.00% | −81,010−100.0% | Sold out |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −67,151−100.0% | Sold out |
| Pictet North America Advisors SA | 0 | $0 | 0.00% | −67,151−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −64,500−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −61,600−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −59,092−100.0% | Sold out |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −46,591−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −38,829−100.0% | Sold out |
| Johnson & White Wealth Management, LLC | 0 | $0 | 0.00% | −16,869−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −31,957−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −26,150−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −23,749−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −22,208−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −17,164−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −15,838−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −14,296−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −12,776−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −10,790−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −10,384−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −10,216−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,107−100.0% | Sold out |
| Brown, Lisle/Cummings, Inc. | 0 | $0 | 0.00% | −5,300−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −3,159−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −3,159−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −2,883−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Comerica Securities,inc. | 0 | $0 | 0.00% | −1,436−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Atticus Wealth Management, LLC | 0 | $0 | 0.00% | −1,081−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −704−100.0% | Sold out |
| City Holding Co | 0 | $0 | 0.00% | −651−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −450−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Romano Brothers and Company | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Delphi Management Inc | – | – | – | – | Not filed |