Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2022
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 263
- +30 vs. Q3 2022
- Shares held
- 33.0M
- +1.85M (+5.9%) vs. Q3 2022
- Total value
- $434.2M
- +$70.7M (+19.5%) vs. Q3 2022
- New holders
- 49
- 98 more added
- Sold out
- 19
- 64 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jump Financial, LLC | 98,634 | $1.30M | 0.07% | +13,473+15.8% | Added |
| Advisor Group Holdings, Inc. | 99,598 | $1.32M | 0.00% | +2,906+3.0% | Added |
| Goldman Sachs Group Inc | 104,358 | $1.38M | 0.00% | −31,668−23.3% | Reduced |
| DnB Asset Management AS | 105,285 | $1.39M | 0.01% | 00.0% | Unchanged |
| Polaris Capital Management, LLC | 105,798 | $1.40M | 0.05% | 00.0% | Unchanged |
| Natixis | 111,647 | $1.48M | 0.01% | +49,730+80.3% | Added |
| LSV Asset Management | 120,895 | $1.60M | 0.00% | −2,500−2.0% | Reduced |
| Two Sigma Investments, LP | 131,648 | $1.74M | 0.01% | +99,135+304.9% | Added |
| Rockefeller Capital Management L.P. | 135,516 | $1.79M | 0.01% | +21,602+19.0% | Added |
| International Assets Investment Management, LLC | 137,357 | $1.82M | 0.19% | +40,679+42.1% | Added |
| Blair William & Co | 138,342 | $1.83M | 0.01% | −1,950−1.4% | Reduced |
| AE Wealth Management LLC | 140,608 | $1.86M | 0.01% | +79,723+130.9% | Added |
| Great West Life Assurance Co | 151,828 | $2.02M | 0.01% | +3,173+2.1% | Added |
| D. E. Shaw & Co., Inc. | 155,697 | $2.06M | 0.00% | +155,697 | New |
| Hennion & Walsh Asset Management, Inc. | 159,074 | $2.10M | 0.13% | −7,062−4.3% | Reduced |
| D.A. Davidson & Co. | 166,964 | $2.21M | 0.03% | +11,686+7.5% | Added |
| Bank of America Corp | 170,474 | $2.25M | 0.00% | +89,388+110.2% | Added |
| Left Brain Wealth Management, LLC | 171,939 | $2.27M | 1.70% | +171,939 | New |
| Mount Yale Investment Advisors, LLC | 172,715 | $2.28M | 0.26% | +5,427+3.2% | Added |
| Sigma Planning Corp | 174,272 | $2.30M | 0.08% | +13,552+8.4% | Added |
| Financial Advisory Service, Inc. | 182,921 | $2.42M | 0.27% | +23,300+14.6% | Added |
| Schonfeld Strategic Advisors LLC | 189,100 | $2.50M | 0.02% | −57,300−23.3% | Reduced |
| Tectonic Advisors LLC | 199,995 | $2.64M | 0.41% | +49,836+33.2% | Added |
| Commonwealth Equity Services, LLC | 219,689 | $2.90M | 0.01% | +5,019+2.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 221,679 | $2.93M | 0.02% | +208,021+1,523.1% | Added |
| Raymond James & Associates | 238,104 | $3.15M | 0.00% | +25,445+12.0% | Added |
| Alliancebernstein L.P. | 273,404 | $3.61M | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 274,119 | $3.62M | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 281,396 | $3.72M | 0.01% | +43,423+18.2% | Added |
| Capital Advisory Group Advisory Services, LLC | 281,789 | $3.73M | 2.53% | +317+0.1% | Added |
| Cubist Systematic Strategies, LLC | 287,065 | $3.79M | 0.03% | −42,301−12.8% | Reduced |
| Atria Wealth Solutions, Inc. | 288,702 | $3.82M | 0.06% | +16,104+5.9% | Added |
| UBS Group AG | 302,275 | $4.00M | 0.00% | −241,552−44.4% | Reduced |
| Conversant Capital LLC | 325,000 | $4.30M | 1.01% | +325,000 | New |
| Security National Bank | 333,549 | $4.41M | 1.19% | +155,422+87.3% | Added |
| Royal Bank of Canada | 366,490 | $4.85M | 0.00% | −6,167−1.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 380,339 | $5.03M | 0.00% | −3,494−0.9% | Reduced |
| Centaurus Financial, Inc. | 383,013 | $5.06M | 0.48% | +16,865+4.6% | Added |
| Muzinich & Co., Inc. | 391,528 | $5.18M | 4.57% | −5,544−1.4% | Reduced |
| McKinley Capital Management LLC /Delaware | 399,868 | $5.29M | 0.71% | −16,086−3.9% | Reduced |
| Confluence Investment Management LLC | 402,192 | $5.32M | 0.08% | +292+0.1% | Added |
| Northern Trust Corp | 424,217 | $5.61M | 0.00% | −16,660−3.8% | Reduced |
| Stifel Financial Corp | 424,949 | $5.62M | 0.01% | −7,841−1.8% | Reduced |
| McGowan Group Asset Management, Inc. | 431,007 | $5.70M | 0.91% | +7,056+1.7% | Added |
| Advisors Asset Management, Inc. | 435,281 | $5.75M | 0.12% | −13,807−3.1% | Reduced |
| LPL Financial LLC | 491,652 | $6.50M | 0.01% | −51,057−9.4% | Reduced |
| Wells Fargo & Company | 563,781 | $7.45M | 0.00% | −91,075−13.9% | Reduced |
| Gilman Hill Asset Management, LLC | 631,263 | $8.35M | 1.71% | −2,333−0.4% | Reduced |
| S&T Bank | 633,346 | $8.37M | 1.55% | −7,664−1.2% | Reduced |
| Citadel Advisors LLC | 767,138 | $10.1M | 0.01% | +449,794+141.7% | Added |
| Two Sigma Advisers, LP | 794,100 | $10.5M | 0.03% | −154,100−16.3% | Reduced |
| Granite Investment Partners, LLC | 811,064 | $10.7M | 0.45% | −17,722−2.1% | Reduced |
| JPMorgan Chase & Co | 843,835 | $11.2M | 0.00% | +106,275+14.4% | Added |
| Legal & General Group Plc | 857,387 | $11.3M | 0.00% | +75,567+9.7% | Added |
| Advisors Capital Management, LLC | 973,086 | $12.9M | 0.35% | +7,300+0.8% | Added |
| BlackRock Inc. | 1,049,801 | $13.9M | 0.00% | +35,077+3.5% | Added |
| Border to Coast Pensions Partnership Ltd | 1,124,837 | $14.9M | 0.48% | 00.0% | Unchanged |
| Millennium Management LLC | 1,127,897 | $14.9M | 0.02% | −366,668−24.5% | Reduced |
| Morgan Stanley | 1,136,914 | $15.0M | 0.00% | +32,831+3.0% | Added |
| T. Rowe Price Investment Management, Inc. | 1,381,750 | $18.3M | 0.01% | −210,708−13.2% | Reduced |
| Van Eck Associates Corp | 1,769,236 | $23.4M | 0.06% | +87,293+5.2% | Added |
| Sound Income Strategies, LLC | 2,441,754 | $32.3M | 4.11% | +235,707+10.7% | Added |
| Pathstone Family Office, LLC | 17,091 | – | – | +10.0% | Added |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −100,198−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −71,855−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −68,561−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −58,577−100.0% | Sold out |
| Jag Capital Management, LLC | 0 | $0 | 0.00% | −39,501−100.0% | Sold out |
| WMS Partners, LLC | 0 | $0 | 0.00% | −15,632−100.0% | Sold out |
| Williams Jones Wealth Management, LLC. | 0 | $0 | 0.00% | −14,137−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −12,904−100.0% | Sold out |
| Redhawk Wealth Advisors, Inc. | 0 | $0 | 0.00% | −11,602−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −11,397−100.0% | Sold out |
| Nicholas Hoffman & Company, LLC. | 0 | $0 | 0.00% | −11,078−100.0% | Sold out |
| Almanack Investment Partners, LLC. | 0 | $0 | 0.00% | −5,811−100.0% | Sold out |
| Westside Investment Management, Inc. | 0 | $0 | 0.00% | −1,338−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Carmichael Hill & Associates, Inc. | 0 | $0 | 0.00% | −370−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −159−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −34−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |
| Covington Capital Management | – | – | – | – | Not filed |