Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2022
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 241
- −2 vs. Q4 2021
- Shares held
- 29.7M
- −1.22M (−3.9%) vs. Q4 2021
- Total value
- $537.2M
- +$23.3M (+4.5%) vs. Q4 2021
- New holders
- 29
- 86 more added
- Sold out
- 31
- 71 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Janney Montgomery Scott LLC | 154,898 | $2.80M | 0.01% | +15,672+11.3% | Added |
| Sigma Planning Corp | 155,080 | $2.80M | 0.08% | −1,965−1.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 155,931 | $2.82M | 0.15% | −43,673−21.9% | Reduced |
| Mount Yale Investment Advisors, LLC | 160,886 | $2.91M | 0.32% | +13,859+9.4% | Added |
| Neuberger Berman Group LLC | 163,381 | $2.95M | 0.00% | −34,784−17.6% | Reduced |
| Security National Bank | 169,081 | $3.06M | 0.70% | +3,761+2.3% | Added |
| Raymond James & Associates | 177,301 | $3.20M | 0.00% | −26,832−13.1% | Reduced |
| Parametric Portfolio Associates LLC | 186,529 | $3.37M | 0.00% | −36,255−16.3% | Reduced |
| Commonwealth Equity Services, LLC | 195,248 | $3.53M | 0.01% | +11,536+6.3% | Added |
| Voloridge Investment Management, LLC | 249,449 | $4.51M | 0.03% | +29,618+13.5% | Added |
| Atria Wealth Solutions, Inc. | 260,437 | $4.71M | 0.08% | +260,437 | New |
| Alliancebernstein L.P. | 268,404 | $4.85M | 0.00% | 00.0% | Unchanged |
| Uniplan Investment Counsel, Inc. | 279,189 | $5.04M | 0.30% | +133,765+92.0% | Added |
| Royal Bank of Canada | 283,599 | $5.13M | 0.00% | −1,522,831−84.3% | Reduced |
| The PNC Financial Services Group, Inc. | 291,720 | $5.27M | 0.00% | +25,578+9.6% | Added |
| Capital Advisory Group Advisory Services, LLC | 293,245 | $5.30M | 2.46% | −542−0.2% | Reduced |
| LPL Financial LLC | 375,978 | $6.79M | 0.01% | +96,733+34.6% | Added |
| Stifel Financial Corp | 412,062 | $7.45M | 0.01% | −26,332−6.0% | Reduced |
| Confluence Investment Management LLC | 413,089 | $7.46M | 0.10% | +1190.0% | Added |
| McGowan Group Asset Management, Inc. | 420,929 | $7.61M | 1.17% | +5,850+1.4% | Added |
| McKinley Capital Management LLC /Delaware | 422,782 | $7.64M | 0.76% | +2,679+0.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 470,974 | $8.51M | 0.01% | −27,885−5.6% | Reduced |
| Muzinich & Co., Inc. | 484,213 | $8.75M | 6.09% | −27,885−5.4% | Reduced |
| JPMorgan Chase & Co | 510,892 | $9.23M | 0.00% | −211,178−29.2% | Reduced |
| Gilman Hill Asset Management, LLC | 523,358 | $9.46M | 2.15% | −14,014−2.6% | Reduced |
| UBS Group AG | 531,333 | $9.60M | 0.00% | +4,121+0.8% | Added |
| 1832 Asset Management L.P. | 587,673 | $10.5M | 0.02% | −127,784−17.9% | Reduced |
| Centaurus Financial, Inc. | 605,257 | $10.9M | 0.86% | −48,473−7.4% | Reduced |
| Legal & General Group Plc | 635,588 | $11.5M | 0.00% | −31,792−4.8% | Reduced |
| S&T Bank | 655,222 | $11.8M | 1.79% | +6,269+1.0% | Added |
| Wells Fargo & Company | 689,793 | $12.5M | 0.00% | +5,805+0.8% | Added |
| BlackRock Inc. | 758,272 | $13.7M | 0.00% | −241,880−24.2% | Reduced |
| Leeward Investments, LLC - MA | 796,365 | $14.4M | 0.57% | +796,365 | New |
| Advisors Capital Management, LLC | 882,536 | $15.9M | 0.44% | +12,488+1.4% | Added |
| Two Sigma Advisers, LP | 909,300 | $16.4M | 0.04% | +149,600+19.7% | Added |
| Morgan Stanley | 930,363 | $16.8M | 0.00% | +17,675+1.9% | Added |
| Two Sigma Investments, LP | 972,025 | $17.6M | 0.05% | +396,845+69.0% | Added |
| Border to Coast Pensions Partnership Ltd | 1,234,173 | $22.3M | 0.63% | +1,234,173 | New |
| Price T Rowe Associates Inc | 1,780,463 | $32.2M | 0.00% | −371,424−17.3% | Reduced |
| Van Eck Associates Corp | 1,871,922 | $33.8M | 0.07% | +396,491+26.9% | Added |
| Sound Income Strategies, LLC | 2,043,779 | $36.9M | 4.25% | −40,362−1.9% | Reduced |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −397,306−100.0% | Sold out |
| Shanda Asset Management Holdings Ltd | 0 | $0 | 0.00% | −333,350−100.0% | Sold out |
| Standard Life Aberdeen plc | 0 | $0 | 0.00% | −278,628−100.0% | Sold out |
| A. D. Beadell Investment Counsel, Inc. | 0 | $0 | 0.00% | −184,482−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −139,311−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −44,120−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −38,608−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −31,856−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −30,776−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −29,218−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −23,357−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −22,384−100.0% | Sold out |
| Lebenthal Global Advisors, LLC | 0 | $0 | 0.00% | −18,453−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −16,533−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −13,170−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −12,886−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −12,512−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −12,450−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −12,053−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −11,481−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −4,305−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −2,798−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −1,117−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Delta Asset Management LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Cambridge Trust Co | 0 | $0 | 0.00% | −620−100.0% | Sold out |
| Retirement Planning Co of New England, Inc. | 0 | $0 | 0.00% | −426−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −272−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| PSI Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Delphi Management Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |