Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2021
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +31 vs. Q3 2021
- Shares held
- 31.1M
- +366.9K (+1.2%) vs. Q3 2021
- Total value
- $515.4M
- +$4.13M (+0.8%) vs. Q3 2021
- New holders
- 49
- 90 more added
- Sold out
- 18
- 59 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SG Americas Securities, LLC | 150,126 | $2.49M | 0.02% | +13,526+9.9% | Added |
| Sigma Planning Corp | 157,045 | $2.60M | 0.07% | −3,674−2.3% | Reduced |
| Citadel Advisors LLC | 161,351 | $2.68M | 0.00% | +161,351 | New |
| Security National Bank | 165,320 | $2.74M | 0.62% | +10,553+6.8% | Added |
| FIL Ltd | 173,045 | $2.87M | 0.00% | +74,854+76.2% | Added |
| Tudor Investment Corp Et Al | 179,105 | $2.97M | 0.06% | +11,905+7.1% | Added |
| D. E. Shaw & Co., Inc. | 181,792 | $3.02M | 0.00% | +107,683+145.3% | Added |
| Commonwealth Equity Services, LLC | 183,712 | $3.05M | 0.01% | +5,548+3.1% | Added |
| A. D. Beadell Investment Counsel, Inc. | 184,482 | $3.06M | 1.91% | −6,968−3.6% | Reduced |
| Neuberger Berman Group LLC | 198,165 | $3.29M | 0.00% | +23,873+13.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 199,604 | $3.31M | 0.16% | −10,200−4.9% | Reduced |
| Raymond James & Associates | 204,133 | $3.39M | 0.00% | −210−0.1% | Reduced |
| Cubist Systematic Strategies, LLC | 206,465 | $3.42M | 0.03% | +187,809+1,006.7% | Added |
| Voloridge Investment Management, LLC | 219,831 | $3.65M | 0.02% | +30,490+16.1% | Added |
| Parametric Portfolio Associates LLC | 222,784 | $3.70M | 0.00% | −7,499−3.3% | Reduced |
| LSV Asset Management | 230,869 | $3.83M | 0.01% | −52,441−18.5% | Reduced |
| The PNC Financial Services Group, Inc. | 266,142 | $4.41M | 0.00% | +40.0% | Added |
| Alliancebernstein L.P. | 268,404 | $4.45M | 0.00% | 00.0% | Unchanged |
| Standard Life Aberdeen plc | 278,628 | $4.62M | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 279,245 | $4.63M | 0.00% | −13,622−4.7% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 293,787 | $4.87M | 2.15% | +27,637+10.4% | Added |
| Shanda Asset Management Holdings Ltd | 333,350 | $5.53M | 0.86% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 397,306 | $6.59M | 0.09% | +23,278+6.2% | Added |
| Confluence Investment Management LLC | 412,970 | $6.85M | 0.09% | +2,541+0.6% | Added |
| McGowan Group Asset Management, Inc. | 415,079 | $6.89M | 1.21% | +6,192+1.5% | Added |
| McKinley Capital Management LLC /Delaware | 420,103 | $6.97M | 0.62% | −1,145−0.3% | Reduced |
| Stifel Financial Corp | 438,394 | $7.27M | 0.01% | −48,181−9.9% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 498,859 | $8.28M | 0.01% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 512,098 | $8.50M | 5.86% | −1,682−0.3% | Reduced |
| UBS Group AG | 527,212 | $8.75M | 0.00% | +7,109+1.4% | Added |
| Gilman Hill Asset Management, LLC | 537,372 | $8.91M | 1.99% | +25,518+5.0% | Added |
| Two Sigma Investments, LP | 575,180 | $9.54M | 0.02% | +65,559+12.9% | Added |
| S&T Bank | 648,953 | $10.8M | 1.57% | +9,158+1.4% | Added |
| Centaurus Financial, Inc. | 653,730 | $10.8M | 0.82% | −33,529−4.9% | Reduced |
| Legal & General Group Plc | 667,380 | $11.1M | 0.00% | −22,620−3.3% | Reduced |
| Wells Fargo & Company | 683,988 | $11.3M | 0.00% | −25,395−3.6% | Reduced |
| 1832 Asset Management L.P. | 715,457 | $12.0M | 0.02% | +159,349+28.7% | Added |
| JPMorgan Chase & Co | 722,070 | $12.0M | 0.00% | +639+0.1% | Added |
| Two Sigma Advisers, LP | 759,700 | $12.6M | 0.03% | −38,800−4.9% | Reduced |
| Advisors Capital Management, LLC | 870,048 | $14.4M | 0.39% | −129,336−12.9% | Reduced |
| Morgan Stanley | 912,688 | $15.1M | 0.00% | +34,417+3.9% | Added |
| BlackRock Inc. | 1,000,152 | $16.6M | 0.00% | +68,483+7.4% | Added |
| Van Eck Associates Corp | 1,475,431 | $24.5M | 0.06% | +156,336+11.9% | Added |
| Royal Bank of Canada | 1,806,430 | $30.0M | 0.01% | −61,798−3.3% | Reduced |
| Sound Income Strategies, LLC | 2,084,141 | $34.6M | 4.07% | +31,004+1.5% | Added |
| Price T Rowe Associates Inc | 2,151,887 | $35.7M | 0.00% | −177,088−7.6% | Reduced |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −28,460−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −19,300−100.0% | Sold out |
| Alberta Investment Management Corp | 0 | $0 | 0.00% | −16,009−100.0% | Sold out |
| Shelton Capital Management | 0 | $0 | 0.00% | −15,550−100.0% | Sold out |
| Busey Wealth Management | 0 | $0 | 0.00% | −14,450−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −12,891−100.0% | Sold out |
| Zuckerman Investment Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −6,050−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −3,430−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −3,171−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −1,670−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,214−100.0% | Sold out |
| MV Capital Management, Inc. | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −730−100.0% | Sold out |
| Stonebridge Financial Planning Group, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −173−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |
| Wealth Quarterback LLC | – | – | – | – | Not filed |