Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2021
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 214
- +1 vs. Q1 2021
- Shares held
- 31.5M
- −322.6K (−1.0%) vs. Q1 2021
- Total value
- $537.2M
- +$27.4M (+5.4%) vs. Q1 2021
- New holders
- 32
- 71 more added
- Sold out
- 31
- 66 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kestra Advisory Services, LLC | 24,294 | $414.0K | 0.00% | +212+0.9% | Added |
| Kovack Advisors, Inc. | 24,276 | $414.0K | 0.05% | +240+1.0% | Added |
| Abundance Wealth Counselors | 24,878 | $424.0K | 0.11% | +16,354+191.9% | Added |
| Geneos Wealth Management Inc. | 24,905 | $429.0K | 0.02% | +813+3.4% | Added |
| Wealthsource Partners, LLC | 25,365 | $433.0K | 0.04% | −33−0.1% | Reduced |
| Sit Investment Associates Inc | 26,675 | $455.0K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 27,759 | $474.0K | 0.04% | +44+0.2% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $499.0K | 0.16% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 29,241 | $499.0K | 0.02% | +29,241 | New |
| Cerity Partners LLC | 29,430 | $502.0K | 0.01% | +487+1.7% | Added |
| Prelude Capital Management, LLC | 29,575 | $505.0K | 0.03% | −2,925−9.0% | Reduced |
| Stratos Wealth Partners, LTD. | 31,076 | $530.0K | 0.01% | −4,617−12.9% | Reduced |
| Allianz Asset Management GmbH | 31,103 | $531.0K | 0.00% | +395+1.3% | Added |
| Virtus ETF Advisers LLC | 33,252 | $567.0K | 0.23% | +7,373+28.5% | Added |
| Steward Partners Investment Advisory, LLC | 35,109 | $599.0K | 0.01% | −1,435−3.9% | Reduced |
| Lindbrook Capital, LLC | 35,272 | $602.0K | 0.13% | −2,000−5.4% | Reduced |
| Cetera Advisors LLC | 35,288 | $602.0K | 0.01% | +800+2.3% | Added |
| Archer Investment Corp | 35,500 | $605.6K | 0.24% | +3,000+9.2% | Added |
| Tectonic Advisors LLC | 36,507 | $623.0K | 0.13% | +6,127+20.2% | Added |
| Future Financial Wealth Managment LLC | 37,000 | $631.0K | 0.65% | 00.0% | Unchanged |
| Great West Life Assurance Co | 37,465 | $639.0K | 0.00% | +2,328+6.6% | Added |
| Millennium Management LLC | 39,202 | $669.0K | 0.00% | +39,202 | New |
| Eagle Global Advisors LLC | 39,390 | $672.0K | 0.04% | 00.0% | Unchanged |
| US Bancorp | 39,655 | $677.0K | 0.00% | −11,405−22.3% | Reduced |
| Truist Financial Corp | 44,138 | $753.0K | 0.00% | −19,475−30.6% | Reduced |
| Goldman Sachs Group Inc | 45,623 | $778.0K | 0.00% | −15,013−24.8% | Reduced |
| Private Advisor Group, LLC | 46,518 | $794.0K | 0.01% | −975−2.1% | Reduced |
| Citadel Advisors LLC | 46,635 | $796.0K | 0.00% | +46,635 | New |
| First Republic Investment Management, Inc. | 46,973 | $801.0K | 0.00% | +46,973 | New |
| BNP Paribas Arbitrage, SA | 47,373 | $808.2K | 0.00% | +40,706+610.6% | Added |
| Schonfeld Strategic Advisors LLC | 47,800 | $815.0K | 0.01% | +47,800 | New |
| Sterling Investment Advisors, Ltd. | 47,900 | $817.0K | 0.24% | 00.0% | Unchanged |
| Naples Global Advisors, LLC | 49,046 | $837.0K | 0.12% | +1,943+4.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 51,284 | $874.0K | 0.00% | +4,142+8.8% | Added |
| Ameriprise Financial Inc | 51,397 | $877.0K | 0.00% | +746+1.5% | Added |
| Greylin Investment Mangement Inc | 51,950 | $886.0K | 0.17% | −3,300−6.0% | Reduced |
| Avantax Advisory Services, Inc. | 54,554 | $935.0K | 0.02% | −8,103−12.9% | Reduced |
| Jag Capital Management, LLC | 57,942 | $988.0K | 0.08% | −282−0.5% | Reduced |
| Duality Advisers, LP | 64,460 | $1.10M | 0.10% | +6,849+11.9% | Added |
| Arkadios Wealth Advisors | 65,955 | $1.13M | 0.14% | +28,960+78.3% | Added |
| Baird Financial Group, Inc. | 69,878 | $1.19M | 0.00% | −2,589−3.6% | Reduced |
| FIL Ltd | 74,539 | $1.27M | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 76,946 | $1.31M | 0.01% | +60,118+357.2% | Added |
| Taylor Frigon Capital Management LLC | 78,901 | $1.35M | 0.42% | −21,350−21.3% | Reduced |
| Deutsche Bank AG | 79,460 | $1.35M | 0.00% | +4,267+5.7% | Added |
| Bank of America Corp | 81,762 | $1.40M | 0.00% | +29,563+56.6% | Added |
| Delphi Management Inc | 82,284 | $1.40M | 1.34% | −549−0.7% | Reduced |
| Tudor Investment Corp Et Al | 83,677 | $1.43M | 0.03% | −58,372−41.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 84,370 | $1.44M | 0.01% | +6,830+8.8% | Added |
| Creegan & Nassoura Financial Group, LLC | 84,495 | $1.44M | 1.23% | −2,000−2.3% | Reduced |
| International Assets Investment Management, LLC | 86,692 | $1.48M | 0.28% | −84,185−49.3% | Reduced |
| Northern Trust Corp | 86,965 | $1.48M | 0.00% | −355,979−80.4% | Reduced |
| CIBC Private Wealth Group, LLC | 95,800 | $1.63M | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 97,216 | $1.66M | 0.22% | −4,909−4.8% | Reduced |
| Mackenzie Financial Corp | 102,853 | $1.75M | 0.00% | +53,897+110.1% | Added |
| Polaris Capital Management, LLC | 105,998 | $1.81M | 0.06% | −21,800−17.1% | Reduced |
| DnB Asset Management AS | 112,205 | $1.91M | 0.01% | +47,790+74.2% | Added |
| Advisory Research Inc | 112,598 | $1.92M | 0.13% | −10,225−8.3% | Reduced |
| HighTower Advisors, LLC | 114,446 | $1.95M | 0.01% | −56,040−32.9% | Reduced |
| Rockefeller Capital Management L.P. | 116,371 | $1.99M | 0.01% | −5,927−4.8% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 119,500 | $2.04M | 0.01% | +119,500 | New |
| Advisor Group Holdings, Inc. | 120,770 | $2.06M | 0.00% | −37,100−23.5% | Reduced |
| Boston Private Wealth LLC | 121,748 | $2.08M | 0.03% | +9,490+8.5% | Added |
| Bank of New York Mellon Corp | 125,291 | $2.14M | 0.00% | −42,505−25.3% | Reduced |
| Financial Advisory Service, Inc. | 127,174 | $2.17M | 0.20% | +61,413+93.4% | Added |
| Janney Montgomery Scott LLC | 127,747 | $2.18M | 0.01% | +5,559+4.5% | Added |
| Susquehanna International Group, LLP | 137,026 | $2.34M | 0.00% | −138,872−50.3% | Reduced |
| Blair William & Co | 143,942 | $2.46M | 0.01% | +143,942 | New |
| Security National Bank | 151,510 | $2.58M | 0.68% | −1,592−1.0% | Reduced |
| Guggenheim Capital LLC | 152,344 | $2.60M | 0.02% | −80,926−34.7% | Reduced |
| Raymond James & Associates | 158,688 | $2.71M | 0.00% | −4,437−2.7% | Reduced |
| Commonwealth Equity Services, LLC | 162,367 | $2.77M | 0.01% | +2,805+1.8% | Added |
| Bramshill Investments, LLC | 163,380 | $2.79M | 0.21% | +16,704+11.4% | Added |
| Sigma Planning Corp | 166,388 | $2.84M | 0.09% | +7,631+4.8% | Added |
| Neuberger Berman Group LLC | 171,312 | $2.92M | 0.00% | −39,537−18.8% | Reduced |
| Voloridge Investment Management, LLC | 185,485 | $3.16M | 0.02% | +6,923+3.9% | Added |
| A. D. Beadell Investment Counsel, Inc. | 191,650 | $3.27M | 2.07% | −2,953−1.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 201,626 | $3.44M | 0.18% | +18,437+10.1% | Added |
| D. E. Shaw & Co., Inc. | 214,753 | $3.66M | 0.00% | +214,753 | New |
| Standard Life Aberdeen plc | 232,300 | $3.96M | 0.01% | −237,297−50.5% | Reduced |
| Parametric Portfolio Associates LLC | 233,466 | $3.98M | 0.00% | +19,499+9.1% | Added |
| Two Sigma Investments, LP | 264,812 | $4.52M | 0.01% | +264,812 | New |
| The PNC Financial Services Group, Inc. | 265,537 | $4.53M | 0.00% | +746+0.3% | Added |
| LPL Financial LLC | 266,260 | $4.54M | 0.00% | +78,864+42.1% | Added |
| Capital Advisory Group Advisory Services, LLC | 266,677 | $4.55M | 1.65% | −3,503−1.3% | Reduced |
| Alliancebernstein L.P. | 268,404 | $4.58M | 0.00% | −44,331−14.2% | Reduced |
| Natixis | 305,911 | $5.22M | 0.02% | +463+0.2% | Added |
| LSV Asset Management | 313,770 | $5.35M | 0.01% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 324,406 | $5.53M | 0.08% | +29,712+10.1% | Added |
| McKinley Capital Management LLC /Delaware | 342,976 | $5.85M | 0.41% | −6,765−1.9% | Reduced |
| McGowan Group Asset Management, Inc. | 397,155 | $6.78M | 1.06% | +8,798+2.3% | Added |
| Confluence Investment Management LLC | 408,710 | $6.97M | 0.09% | +822+0.2% | Added |
| 1832 Asset Management L.P. | 422,108 | $7.21M | 0.01% | +403,708+2,194.1% | Added |
| UBS Group AG | 469,605 | $8.01M | 0.00% | +68,285+17.0% | Added |
| Gilman Hill Asset Management, LLC | 504,059 | $8.60M | 2.20% | +18,530+3.8% | Added |
| Stifel Financial Corp | 571,896 | $9.76M | 0.01% | +46,569+8.9% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 618,222 | $10.5M | 0.01% | −127,485−17.1% | Reduced |
| Muzinich & Co., Inc. | 633,143 | $10.8M | 6.66% | −121,227−16.1% | Reduced |
| S&T Bank | 649,241 | $11.1M | 1.72% | −6,805−1.0% | Reduced |
| Two Sigma Advisers, LP | 659,700 | $11.3M | 0.03% | +622,200+1,659.2% | Added |