Skip to main content

Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2021

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
213
No complete 13F data for Q4 2020
Shares held
31.8M
No complete 13F data for Q4 2020
Total value
$509.7M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 213 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2021: $509.7M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding HTGC in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Wealthsource Partners, LLC25,398$407.0K0.04%––
Old Port Advisors25,422$408.0K0.16%––
Virtus ETF Advisers LLC25,879$415.0K0.18%––
Sit Investment Associates Inc26,675$428.0K0.01%––
Geneos Wealth Management Inc.24,092$429.0K0.01%––
Ascendant Capital Management, LLC27,500$441.0K0.39%––
North Star Investment Management Corp.27,715$444.0K0.04%––
Creative Planning28,485$457.0K0.00%––
Cerity Partners LLC28,943$464.0K0.01%––
First National Bank of Mount Dora, Trust Investment Services29,246$469.0K0.16%––
Envestnet Asset Management Inc30,233$485.0K0.00%––
Tectonic Advisors LLC30,380$486.0K0.12%––
Allianz Asset Management GmbH30,708$492.0K0.00%––
Cubist Systematic Strategies, LLC30,933$496.0K0.01%––
Archer Investment Corp32,500$521.0K0.21%––
Prelude Capital Management, LLC32,500$521.0K0.04%––
Claybrook Capital, LLC32,620$523.0K0.30%––
Carnegie Capital Asset Management, LLC33,250$533.0K0.02%––
True Link Financial Advisors, LLC33,252$533.0K0.08%––
Cetera Advisors LLC34,488$553.0K0.02%––
Great West Life Assurance Co35,137$559.0K0.00%––
Stratos Wealth Partners, LTD.35,693$572.0K0.02%––
Steward Partners Investment Advisory, LLC36,544$585.8K0.01%––
Arkadios Wealth Advisors36,995$593.0K0.10%––
Future Financial Wealth Managment LLC37,000$593.0K0.68%––
Lindbrook Capital, LLC37,272$597.0K0.14%––
Two Sigma Advisers, LP37,500$601.0K0.00%––
Eagle Global Advisors LLC39,390$631.0K0.05%––
Naples Global Advisors, LLC47,103$755.0K0.11%––
Mirae Asset Global Investments Co., Ltd.47,142$756.0K0.00%––
Private Advisor Group, LLC47,493$761.0K0.01%––
Sterling Investment Advisors, Ltd.47,900$768.0K0.25%––
Mackenzie Financial Corp48,956$785.0K0.00%––
Ameriprise Financial Inc50,651$812.0K0.00%––
US Bancorp51,060$818.0K0.00%––
Bank of America Corp52,199$837.0K0.00%––
Greylin Investment Mangement Inc55,250$886.0K0.18%––
Duality Advisers, LP57,611$924.0K0.08%––
Jag Capital Management, LLC58,224$933.0K0.08%––
Goldman Sachs Group Inc60,636$972.0K0.00%––
Avantax Advisory Services, Inc.62,657$1.01M0.02%––
Truist Financial Corp63,613$1.02M0.00%––
DnB Asset Management AS64,415$1.03M0.01%––
Financial Advisory Service, Inc.65,761$1.05M0.11%––
Assenagon Asset Management S.A.72,261$1.16M0.01%––
Baird Financial Group, Inc.72,467$1.16M0.00%––
Legacy Capital Wealth Partners, LLC74,657$1.20M0.49%––
Deutsche Bank AG75,193$1.21M0.00%––
FIL Ltd74,539$1.21M0.00%––
Cambridge Investment Research Advisors, Inc.77,540$1.24M0.01%––
New York State Common Retirement Fund82,693$1.33M0.00%––
Delphi Management Inc82,833$1.33M1.41%––
Creegan & Nassoura Financial Group, LLC86,495$1.39M1.24%––
Telemus Capital, LLC90,000$1.49M0.10%––
CIBC Private Wealth Group, LLC95,800$1.54M0.00%––
Taylor Frigon Capital Management LLC100,251$1.61M0.50%––
FourThought Financial, LLC102,125$1.64M0.24%––
Boston Private Wealth LLC112,258$1.80M0.03%––
Janney Montgomery Scott LLC122,188$1.96M0.01%––
Rockefeller Capital Management L.P.122,298$1.96M0.01%––
Advisory Research Inc122,823$1.97M0.14%––
Polaris Capital Management, LLC127,798$2.24M0.07%––
Tudor Investment Corp Et Al142,049$2.28M0.05%––
Bramshill Investments, LLC146,676$2.35M0.15%––
Arrowstreet Capital, Limited Partnership152,186$2.44M0.00%––
Security National Bank153,102$2.45M0.72%––
Advisor Group Holdings, Inc.157,870$2.53M0.01%––
Sigma Planning Corp158,757$2.54M0.08%––
Commonwealth Equity Services, LLC159,562$2.56M0.01%––
International Assets Investment Management, LLC170,877$2.60M0.24%––
Raymond James & Associates163,125$2.62M0.00%––
Bank of New York Mellon Corp167,796$2.69M0.00%––
HighTower Advisors, LLC170,486$2.73M0.01%––
Voloridge Investment Management, LLC178,562$2.86M0.02%––
Hennion & Walsh Asset Management, Inc.183,189$2.94M0.18%––
LPL Financial LLC187,396$3.00M0.00%––
A. D. Beadell Investment Counsel, Inc.194,603$3.12M2.10%––
Neuberger Berman Group LLC210,849$3.38M0.00%––
Parametric Portfolio Associates LLC213,967$3.43M0.00%––
California Public Employees Retirement System231,600$3.71M0.00%––
Guggenheim Capital LLC233,270$3.74M0.02%––
The PNC Financial Services Group, Inc.264,791$4.25M0.00%––
Capital Advisory Group Advisory Services, LLC270,180$4.33M1.68%––
Susquehanna International Group, LLP275,898$4.42M0.01%––
Advisors Asset Management, Inc.294,694$4.72M0.07%––
Natixis305,448$4.90M0.02%––
Alliancebernstein L.P.312,735$5.01M0.00%––
LSV Asset Management313,770$5.03M0.01%––
McKinley Capital Management LLC /Delaware349,741$5.61M0.42%––
McGowan Group Asset Management, Inc.388,357$6.22M1.02%––
UBS Group AG401,320$6.43M0.00%––
Confluence Investment Management LLC407,888$6.54M0.09%––
Northern Trust Corp442,944$7.10M0.00%––
Standard Life Aberdeen plc469,597$7.54M0.02%––
Gilman Hill Asset Management, LLC485,529$7.78M2.16%––
Stifel Financial Corp525,327$8.42M0.01%––
S&T Bank656,046$10.5M1.73%––
BlackRock Inc.692,511$11.1M0.00%––
Wells Fargo & Company700,604$11.2M0.00%––
Sumitomo Mitsui Trust Holdings, Inc.745,707$12.0M0.01%––