Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2023
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −2 vs. Q2 2023
- Shares held
- 1.74M
- +138.4K (+8.6%) vs. Q2 2023
- Total value
- $20.7M
- +$1.31M (+6.7%) vs. Q2 2023
- New holders
- 11
- 20 more added
- Sold out
- 13
- 8 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 255,273 | $3.03M | 2.33% | +5,157+2.1% | Added |
| Morgan Stanley | 217,898 | $2.59M | 0.00% | +12,939+6.3% | Added |
| Advisors Asset Management, Inc. | 213,030 | $2.53M | 0.05% | −1,278−0.6% | Reduced |
| Eqis Capital Management, Inc. | 121,678 | $1.45M | 0.18% | −14,247−10.5% | Reduced |
| BlackRock Inc. | 112,012 | $1.33M | 0.00% | −17,600−13.6% | Reduced |
| Legal & General Group Plc | 109,637 | $1.30M | 0.00% | +109,637 | New |
| The PNC Financial Services Group, Inc. | 63,560 | $755.1K | 0.00% | +63,560 | New |
| Virtus ETF Advisers LLC | 57,835 | $687.1K | 0.42% | +33,367+136.4% | Added |
| LPL Financial LLC | 52,893 | $628.4K | 0.00% | +2,485+4.9% | Added |
| Advisor Group Holdings, Inc. | 51,351 | $610.1K | 0.00% | +13,770+36.6% | Added |
| Quadrature Capital Ltd | 43,531 | $517.4K | 0.01% | +43,531 | New |
| ETF Store, Inc. | 42,988 | $510.7K | 0.37% | +3,114+7.8% | Added |
| Wells Fargo & Company | 42,151 | $500.8K | 0.00% | +6,862+19.4% | Added |
| Royal Bank of Canada | 35,932 | $427.0K | 0.00% | +493+1.4% | Added |
| Pathstone Family Office, LLC | 33,014 | $395.8K | 0.00% | +540+1.7% | Added |
| Great West Life Assurance Co | 31,148 | $370.0K | 0.00% | +6,424+26.0% | Added |
| Commonwealth Equity Services, LLC | 31,006 | $368.0K | 0.00% | −1,363−4.2% | Reduced |
| Envestnet Asset Management Inc | 28,021 | $332.9K | 0.00% | +5,478+24.3% | Added |
| UBS Group AG | 22,211 | $263.9K | 0.00% | +607+2.8% | Added |
| Parisi Gray Wealth Management | 22,000 | $261.4K | 0.12% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 16,754 | $199.0K | 0.02% | +54+0.3% | Added |
| CPR Investments Inc. | 16,738 | $198.8K | 0.21% | −3,203−16.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,471 | $196.0K | 0.00% | +51+0.3% | Added |
| First Affirmative Financial Network | 15,952 | $189.5K | 0.19% | −164−1.0% | Reduced |
| Jump Financial, LLC | 14,703 | $174.7K | 0.01% | +14,703 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $166.3K | 0.01% | −5,000−26.3% | Reduced |
| Kovack Advisors, Inc. | 13,451 | $159.8K | 0.02% | +2,448+22.2% | Added |
| Cetera Investment Advisers | 13,402 | $159.2K | 0.00% | +13,402 | New |
| Northern Trust Corp | 10,855 | $129.0K | 0.00% | +10,855 | New |
| Steward Partners Investment Advisory, LLC | 7,902 | $93.9K | 0.00% | +7,902 | New |
| Quantbot Technologies LP | 3,056 | $36.3K | 0.00% | −2,726−47.1% | Reduced |
| Sofos Investments, Inc. | 3,031 | $33.1K | 0.00% | +3,019+25,158.3% | Added |
| Bank of America Corp | 2,670 | $31.7K | 0.00% | +445+20.0% | Added |
| Caption Management, LLC | 2,403 | $28.5K | 0.00% | +2,403 | New |
| Pin Oak Investment Advisors Inc | 1,903 | $23.0K | 0.03% | +1,103+137.9% | Added |
| Qube Research & Technologies Ltd | 1,421 | $16.9K | 0.00% | +1,421 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.32K | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 508 | $6.04K | 0.00% | +508 | New |
| US Bancorp | 450 | $5.35K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 417 | $4.00K | 0.00% | +417 | New |
| Allworth Financial LP | 262 | $3.11K | 0.00% | +7+2.7% | Added |
| Sound Income Strategies, LLC | 60 | $713 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 50 | $594 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $24 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | +1+100.0% | Added |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −46,297−100.0% | Sold out |
| Robotti Robert | 0 | $0 | 0.00% | −32,500−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −20,551−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −13,903−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −13,187−100.0% | Sold out |
| BSW Wealth Partners | 0 | $0 | 0.00% | −11,902−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −10,527−100.0% | Sold out |
| Terrapin Asset Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| AXS Investments LLC | 0 | $0 | 0.00% | −5,245−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,500−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Nia Impact Advisors, LLC | – | – | – | – | Not filed |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |